Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company  | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| 1-800 Contacts Inc. | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,100,000 |
| 2-10 HOME BUYERS WARRANTY OF VIRGINIA INC | Genstar Capital | private equity (including portfolio companies) | insurance violation | 2002 | VA-INS | $12,000 |
| 21st Century Oncology Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2016 | DOJ_CIVIL | $34,700,000 |
| 21st Century Oncology LLC | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $19,750,000 |
| 21st Century Oncology, Inc. | KKR & Co. | private equity (including portfolio companies) | privacy violation | 2017 | HHSOCR | $2,300,000 |
| 99 Cent Only Stores | Ares Management | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $5,855 |
| 99 CENT ONLY STORES LLC #383 | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $8,100 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-state | $175,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $3,200,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $700,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2007 | private lawsuit-state | $3,200,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2004 | private lawsuit-state | $4,900,000 |
| 99 CENTS ONLY STORE | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $20,195 |
| 99 CENTS ONLY STORE | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $5,000 |
| 99 CENTS ONLY STORE LLC | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $37,375 |
| 99 CENTS ONLY STORE, LLC | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2018 | OSHA | $11,750 |
| 99 Cents Only Stores | Ares Management | private equity (including portfolio companies) | environmental violation | 2007 | CA-DPR | $13,743 |
| 99 CENTS ONLY STORES | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2001 | OSHA | $6,150 |
| 99 CENTS ONLY STORES | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2003 | OSHA | $10,120 |
| 99 CENTS ONLY STORES | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2003 | OSHA | $16,810 |
| 99 CENTS ONLY STORES | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2010 | OSHA | $5,025 |
| 99 CENTS ONLY STORES | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $18,675 |
| 99 CENTS ONLY STORES | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $6,000 |
| 99 CENTS ONLY STORES | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $5,000 |
| 99 Cents Only Stores | Ares Management | private equity (including portfolio companies) | environmental violation | 2010 | EPA | $409,490 |
| 99 Cents Only Stores LLC | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2018 | WHD | $273,254 |
| 99 Cents Only Stores LLC | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2019 | CA-LCO | $9,454 |
| 99 Cents Only Stores LLC | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2014 | CA-LCO | $10,880 |
| 99 Cents Only Stores LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2022 | EPA | $751,055 |
| 99 CENTS ONLY STORES LLC | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $5,000 |
| 99 CENTS ONLY STORES LLC | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $9,625 |
| 99 CENTS ONLY STORES LLC | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $28,000 |
| 99 CENTS ONLY STORES LLC | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $9,935 |
| 99 CENTS ONLY STORES TEXAS, INC. | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $61,200 |
| 99 CENTS ONLY STORES TEXAS, INC. | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2012 | OSHA | $11,400 |
| 99 CENTS ONLY STORES TEXAS, INC. | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $92,189 |
| 99 Cents Only Stores, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2021 | CA-DPR | $122,211 |
| 99 Cents Only Stores, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2023 | CA-DPR | $21,125 |
| 99 Cents Only Stores, LLC | Ares Management | private equity (including portfolio companies) | environmental violation | 2022 | EPA | $751,055 |
| 99 CENTS ONLY STORES, STORE #119 | Ares Management | private equity (including portfolio companies) | workplace safety or health violation | 2017 | OSHA | $9,900 |
| 99¢ Only Stores | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2008 | CA-LCO | $9,288 |
| Aaron Brothers Inc. and Michaels Stores | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2014 | private lawsuit-federal | $800,000 |
| Accordia Life & Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2022 | KS-INS | $30,000 |
| Accordia Life and Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | AZ-DIFI | $50,000 |
| Accordia Life and Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | MD-INS | $48,600 |
| Accordia Life and Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | MT-FIN | $25,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | SD-INS | $120,000 |
| Accordia Life And Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | WA-INS | $130,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $1,450,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2020 | MN-FIN | $300,000 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | MD-INS | $131,350 |
| Aceto Agricultural Chemical Corporation | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2014 | EPA | $5,100 |
| Aceto Agricultural Chemicals Corporation | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2005 | EPA | $13,000 |
| ACETO Corporation | New Mountain Capital | private equity (including portfolio companies) | Controlled Substances Act violation | 2018 | USAO | $120,000 |
| Aceto Corporation | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2011 | CA-DPR | $5,000 |
| Acosta Sales | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2013 | private lawsuit-federal | $9,900,000 |
| Acosta Sales And Marketing Inc. | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2019 | CA-LCO | $6,746 |
| Acosta Sales And Marketing Inc. | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2018 | CA-LCO | $13,679 |
| ACPRODUCTS, INC. | American Industrial Partners | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $10,080 |
| ACUITY SPECIALTY PRODUCTS GROUP INC | New Mountain Capital | private equity (including portfolio companies) | motor vehicle safety violation | 2008 | FMCSA | $14,030 |
| ADDIVANT USA, LLC | SK Capital Partners | private equity (including portfolio companies) | workplace safety or health violation | 2014 | OSHA | $12,600 |
| ADT | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2001 | OSHA | $5,063 |
| ADT Inc. | Apollo Global Management | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $100,000 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $310,000 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $1,060,000 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-federal | $2,700,000 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2019 | private lawsuit-federal | $16,000,000 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2016 | OSHA | $10,689 |
| ADT LLC d/b/a ADT Security Services | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $11,428 |
| ADT Security | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2011 | PA-DLI | $6,358 |
| ADT Security Services | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $1,475,000 |
| ADT Security Services | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2020 | NLRB | $14,980 |
| ADT SECURITY SERVICES | Apollo Global Management | private equity (including portfolio companies) | workplace safety or health violation | 2011 | OSHA | $7,000 |
| ADT Security Services, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $42,429 |
| ADT Security Services, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2002 | NY-AG | $750,000 |
| ADT SECURITY SYS MFG (FORMER) | Apollo Global Management | private equity (including portfolio companies) | environmental violation | 2001 | NJ-ENV | $7,500 |
| ADT, LLC | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2018 | private lawsuit-federal | $16,000,000 |
| ADT/TYCO Security Services | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $31,000 |
| ADVANCED WASTE SERVICES | EQT AB | private equity (including portfolio companies) | environmental violation | 2012 | IL-ENV | $12,500 |
| ADVANCED WASTE SERVICES INC. | EQT AB | private equity (including portfolio companies) | workplace safety or health violation | 2003 | OSHA | $7,500 |
| Aeroflex Incorporated | Advent International | private equity (including portfolio companies) | export control violation | 2013 | DDTC | $8,000,000 |
| AERSALE COMPONENT SOLUTIONS | Leonard Green & Partners | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $7,500 |
| Affordable Suites of America, Inc. | Lindsay Goldberg | private equity (including portfolio companies) | employment screening violation | 2006 | WHD | $6,000 |
| AHLSTROM ENGINE FILTRATION LLC | Bain Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2007 | EBSA | $10,001 |
| AHLSTROM MUNKSJO NA SPECIALTY SOLUTIONS LLC | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $20,627 |
| AHLSTROM NONWOVENS, LLC | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $6,300 |
| AHLSTROM USA, INC. | Bain Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2008 | EBSA | $50,001 |
| Ahlstrom West Carrollton, LLC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2010 | OH-ENV | $17,500 |
| Ahlstrom Windsor Locks LLC | Bain Capital | private equity (including portfolio companies) | environmental violation | 2004 | CT-ENV | $37,500 |
| AHLSTROM-MUNKJSO SPECIALTY SOLUTIONS LLC | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $7,305 |
| AHLSTROM-MUNKSJO | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2019 | OSHA | $13,260 |
| AHLSTROM-MUNKSJO | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $13,494 |
| AHLSTROM-MUNKSJO | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2020 | OSHA | $9,446 |
| AHLSTROM-MUNKSJO | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $7,659 |
| AHLSTROM-MUNKSJO | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $10,922 |
| AHLSTROM-MUNKSJO | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $95,000 |
| AHLSTROM-MUNKSJO | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2022 | OSHA | $5,470 |
| AHLSTROM-MUNKSJO NONWOVENS, LLC | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2021 | OSHA | $6,937 |
| AHLSTROM-MUNKSJO NONWOVENS, LLC | Bain Capital | private equity (including portfolio companies) | workplace safety or health violation | 2023 | OSHA | $72,322 |
| Air Methods Corp. | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $1,540,000 |
| Air Methods Corp. | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $91,500 |
