Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| BIRKO CORPORATION | Platinum Equity | private equity (including portfolio companies) | motor vehicle safety violation | 2015 | FMCSA | $7,800 |
| Corporate Express Inc. | Sycamore Partners Management | private equity (including portfolio companies) | motor vehicle safety violation | 2012 | FMCSA | $5,880 |
| Hexion Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | motor vehicle safety violation | 2010 | FMCSA | $10,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $210,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $175,000 |
| CIRCOR AEROSPACE INC | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $75,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $66,000 |
| SUNDANCE HELICOPTERS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $65,882 |
| CHROMALLOY GAS TURBINE LLC | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $35,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $30,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $25,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $20,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $16,000 |
| CHROMALLOY GAS TURBINE CORPORATION | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $12,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $10,000 |
| STANDARDAERO BUSINESS AVIATION SERVICES | Carlyle Group | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $10,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $9,000 |
| Carestream Health | Onex | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $7,500 |
| PPL Martins Creek | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $7,800 |
| PPL Martins Creek | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $9,900 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $5,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $6,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
| BASIC CHEMICAL SOLUTIONS | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $10,000 |
| BASIC CHEMICAL SOLUTIONS | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $8,000 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $10,000 |
| CYANCO | Cerberus Capital Management | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $5,000 |
| Diversey, Inc. | Platinum Equity | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $5,000 |
| Diversey, Inc. | Platinum Equity | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $5,000 |
| Deltech Corporation | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $10,000 |
| GEO SPECIALITY CHEMICALS | Arsenal Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $6,000 |
| GEO SPECIALITY CHEMICALS | Arsenal Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $6,000 |
| Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $9,750 |
| Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $11,520 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $8,000 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $7,200 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $5,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $8,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $8,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $18,200 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $8,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $12,000 |
| INNOPHOS INC | One Rock Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $10,500 |
| INNOPHOS INC | One Rock Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $8,400 |
| KIK CUSTOM PRODUCTS | Centerbridge Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
| Magnablend, Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $6,500 |
| Momentive Specialty Chemicals Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $6,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
| TransMontaigne Product Services Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $9,625 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $5,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $9,500 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $7,500 |
| Jo-Ann Stores Inc. | Leonard Green & Partners | private equity (including portfolio companies) | product safety violation | 2010 | CPSC | $50,000 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2014 | EPA | $905,000 |
| TruGreen L.P. | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2014 | EPA | $53,300 |
| GEO Specialty Chemicals, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $700,000 |
| Grede Wisconsin Subsidiaries LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $98,000 |
| Backcountry.com LLC | TSG Consumer Partners | private equity (including portfolio companies) | consumer protection violation | 2015 | FTC | $150,000 |
| PharMerica Corp. | KKR & Co. | private equity (including portfolio companies) | kickbacks and bribery | 2015 | DOJ_CIVIL | $9,250,000 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $100,000,000 |
| Blackstone Group | Blackstone | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $39,000,000 |
| Kohlberg Kravis Roberts & Co. | KKR & Co. | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $30,000,000 |
| Akzo Nobel Chemicals, Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $7,400 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $15,000 |
| Axeon Specialty Products | Lindsay Goldberg | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $6,000 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $9,000 |
| Deltech Corporation | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $8,000 |
| IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $7,500 |
| Magnablend, Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $5,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $13,500 |
| Barracuda Network, Inc. and Barracuda Networks, Ltd. | KKR & Co. | private equity (including portfolio companies) | export control violation | 2015 | BIS | $1,500,000 |
| 21st Century Oncology Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2016 | DOJ_CIVIL | $34,700,000 |
| Kindred Healthcare Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2016 | DOJ_CIVIL | $125,000,000 |
| ResCare Iowa Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | DOJ_CIVIL | $5,630,000 |
| Lifepoint Hospitals, Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2013 | DOJ_CIVIL | $2,522,502 |
| Odyssey HealthCare | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2012 | DOJ_CIVIL | $25,000,000 |
| Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | federal leasing royalty violation | 2016 | ONRR | $51,641 |
| Royal Alliance Associates, SagePoint Financial and FSC Securities Corporation | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | SEC | $9,500,000 |
| JDA Software Group Inc. | New Mountain Capital | private equity (including portfolio companies) | accounting fraud or deficiencies | 2014 | SEC | $750,000 |
| GEO Specialty Chemicals Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2016 | DOJ_ANTITRUST | $5,000,000 |
| Electronics for Imaging, Inc. | Siris Capital Group | private equity (including portfolio companies) | export control violation | 2008 | BIS | $32,000 |
| GOM Shelf LLC | Riverstone Holdings | private equity (including portfolio companies) | offshore drilling violation | 2007 | BSEE | $40,000 |
| GOM Shelf LLC | Riverstone Holdings | private equity (including portfolio companies) | offshore drilling violation | 2006 | BSEE | $30,000 |
| GOM Shelf LLC | Riverstone Holdings | private equity (including portfolio companies) | offshore drilling violation | 2004 | BSEE | $35,000 |
| GOM Shelf LLC | Riverstone Holdings | private equity (including portfolio companies) | offshore drilling violation | 2003 | BSEE | $17,500 |
| GOM Shelf LLC | Riverstone Holdings | private equity (including portfolio companies) | offshore drilling violation | 2002 | BSEE | $60,000 |
| Michaels Stores Inc. | Apollo Global Management | private equity (including portfolio companies) | product safety violation | 2009 | CPSC | $45,000 |
| Neiman Marcus Group Inc | Ares Management | private equity (including portfolio companies) | product safety violation | 2008 | CPSC | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $35,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $100,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $70,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $20,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $12,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $8,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $7,500 |
