Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type  | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| JPMorgan & Co. | JPMorgan Chase | financial services | accounting fraud or deficiencies | 2013 | SEC | $200,000,000 |
| JPMorgan Chase Bank | JPMorgan Chase | financial services | accounting fraud or deficiencies | 2012 | CFTC | $20,000,000 |
| J.P. Morgan Chase & Co. | JPMorgan Chase | financial services | accounting fraud or deficiencies | 2003 | SEC | $135,000,000 |
| J.P. Morgan Chase & Co. | JPMorgan Chase | financial services | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
| J.P. Morgan Chase Bank, N.A. | JPMorgan Chase | financial services | anti-money-laundering deficiencies | 2014 | FINCEN | $461,000,000 |
| JPMorgan Chase Bank | JPMorgan Chase | financial services | anti-money-laundering deficiencies | 2014 | USAO | $1,700,000,000 |
| JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2015 | OCC | $30,000,000 |
| JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2014 | OCC | $350,000,000 |
| JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2013 | OCC | $60,000,000 |
| JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2011 | OCC | $35,000,000 |
| JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2011 | OCC | $2,000,000 |
| JPMORGAN CHASE & CO. | JPMorgan Chase | financial services | banking violation | 2015 | FED | $342,000,000 |
| JPMORGAN CHASE & CO. | JPMorgan Chase | financial services | banking violation | 2013 | FED | $200,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | banking violation | 2016 | FED | $61,900,000 |
| JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | banking violation | 2020 | OCC | $250,000,000 |
| JPMorgan Chase | JPMorgan Chase | financial services | consumer protection violation | 2015 | CFPB | $900,000 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | consumer protection violation | 2017 | CFPB | $4,600,000 |
| Affinion | JPMorgan Chase | financial services | consumer protection violation | 2013 | MULTI-AG | $30,000,000 |
| Affinion Group, Inc. | JPMorgan Chase | financial services | consumer protection violation | 2010 | NY-AG | $8,000,000 |
| Chase Bank | JPMorgan Chase | financial services | consumer protection violation | 2006 | MULTI-AG | $3,850,000 |
| Chase Bank USA N.A. | JPMorgan Chase | financial services | consumer protection violation | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000 |
| Chase Bank USA, N.A. | JPMorgan Chase | financial services | consumer protection violation | 2009 | NY-AG | $4,400,000 |
| First USA | JPMorgan Chase | financial services | consumer protection violation | 2002 | MULTI-AG | $1,300,000 |
| JP Morgan Chase | JPMorgan Chase | financial services | consumer protection violation | 2014 | HI-AG | $2,825,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2013 | WV-AG | $1,950,000 |
| Providian Financial Corp. | JPMorgan Chase | financial services | consumer protection violation | 2000 | CA-AG | $305,500,000 |
| Providian Financial Corp. | JPMorgan Chase | financial services | consumer protection violation | 2000 | CT-AG | $1,600,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2020 | private lawsuit-federal | $2,500,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | consumer protection violation | 2014 | private lawsuit-federal | $218,000,000 |
| JPMorgan Chase | JPMorgan Chase | financial services | data submission deficiencies | 2016 | CFTC | $225,000 |
| JPMorgan Chase Bank | JPMorgan Chase | financial services | data submission deficiencies | 2015 | CFTC | $100,000,000 |
| JPMorgan Securities | JPMorgan Chase | financial services | data submission deficiencies | 2014 | CFTC | $650,000 |
| J.P. Morgan Chase | JPMorgan Chase | financial services | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $1,950,000 |
| Bank One, KY, N.A. | JPMorgan Chase | financial services | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $6,715,000 |
| JPMorgan Chase Bank | JPMorgan Chase | financial services | discriminatory practices (non-employment) | 2021 | HUD | $50,000 |
| JPMorgan Chase Bank | JPMorgan Chase | financial services | economic sanction violation | 2011 | OFAC | $88,300,000 |
| Bank One | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $5,500 |
| Bank One | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $6,682 |
| JP Morgan Chase | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $26,980 |
| JP Morgan Chase & Co. | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $17,303 |
| JP Morgan Chase & Co. | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $73,281 |
| JP Morgan Chase Bank | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $9,748 |
| JP Morgan Chase Bank | JPMorgan Chase | financial services | economic sanction violation | 2004 | OFAC | $18,094 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | economic sanction violation | 2018 | OFAC | $5,263,171 |
| JP Morgan Chase Bank N.A | JPMorgan Chase | financial services | employment discrimination | 2022 | CA-CRD | $16,698 |
| El Paso Electric Corporation | JPMorgan Chase | financial services | energy market violation | 2003 | FERC | $15,500,000 |
| El Paso Electric | JPMorgan Chase | financial services | environmental violation | 2015 | EPA | $3,800,000 |
| JP Morgan Chase | JPMorgan Chase | financial services | environmental violation | 2011 | TX-ENV | $6,555 |
| JP Morgan Chase Bank, N.A. | JPMorgan Chase | financial services | environmental violation | 2017 | EPA | $230,392 |
| JPMorgan Chase | JPMorgan Chase | financial services | False Claims Act and related | 2014 | DOJ_CIVIL | $614,000,000 |
| J P Morgan Chase | JPMorgan Chase | financial services | Family and Medical Leave Act | 2007 | WHD | $5,008 |
| J P Morgan Securities LLC | JPMorgan Chase | financial services | insurance violation | 2018 | NY-DFS | $11,750 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2016 | SEC | $4,000,000 |
| J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. | JPMorgan Chase | financial services | investor protection violation | 2015 | SEC | $267,000,000 |
| J.P. Morgan Securities | JPMorgan Chase | financial services | investor protection violation | 2014 | SEC | $54,000 |
| Bear, Stearns & Co., Inc. | JPMorgan Chase | financial services | investor protection violation | 2006 | SEC | $1,500,000 |
| J.P. Morgan Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2006 | SEC | $1,500,000 |
| Bear, Stearns & Co. Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | SEC | $80,000,000 |
| J.P. Morgan Securities Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | SEC | $80,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | investor protection violation | 2008 | SEC | $1,998,143 |
| J.P. Morgan Securities Inc. | JPMorgan Chase | financial services | investor protection violation | 2005 | SEC | $700,000 |
| JPMorgan Chase Bank N.A. | JPMorgan Chase | financial services | investor protection violation | 2018 | SEC | $135,100,000 |
| First Republic Investment Management, Inc. | JPMorgan Chase | financial services | investor protection violation | 2019 | SEC | $1,005,194 |
| Bear Stearns & Co. LLC | JPMorgan Chase | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
| J.P. Morgan Chase & Co. | JPMorgan Chase | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
| J.P. Morgan Securities | JPMorgan Chase | financial services | investor protection violation | 2014 | DE-AG | $51,400 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2010 | FL-AG | $25,000,000 |
| J.P. Morgan Securities, LLC | JPMorgan Chase | financial services | investor protection violation | 2014 | NJ-AG | $50,460 |
| JPMorgan Chase | JPMorgan Chase | financial services | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | investor protection violation | 2010 | NJ-AG | $1,149,028 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2020 | SEC | $1,822,438 |
| J.P. Morgan Securities, LLC | JPMorgan Chase | financial services | investor protection violation | 2014 | AK-DBS | $51,120 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2014 | CT-SEC | $53,800 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2018 | DC-DISB | $5,000 |
| Bear, Stearns & Co., Inc. | JPMorgan Chase | financial services | investor protection violation | 2005 | IL-SEC | $10,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | investor protection violation | 2016 | IN-SEC | $905,000 |
| JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2016 | IN-SEC | $950,000 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2020 | KY-FIN | $325,000 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | investor protection violation | 2017 | MD-SEC | $100,000 |
| Bear, Stearns & Co. Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
| J.P. Morgan Securities | JPMorgan Chase | financial services | investor protection violation | 2014 | MULTI-FIN | $2,800,000 |
| J.P. Morgan Securities Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
| JPMorgan Chase & Company | JPMorgan Chase | financial services | investor protection violation | 2020 | CFTC | $920,200,000 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2020 | SEC | $35,000,000 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2019 | FINRA | $1,100,000 |
| J.P. Morgan Securities, LLC | JPMorgan Chase | financial services | investor protection violation | 2017 | FINRA | $1,250,000 |
| Chase Investment Services Corp. | JPMorgan Chase | financial services | investor protection violation | 2009 | FINRA | $32,500 |
| Chase Investment Services Corp. | JPMorgan Chase | financial services | investor protection violation | 2004 | FINRA | $250,000 |
| Bear, Stearns & Co. Inc. | JPMorgan Chase | financial services | investor protection violation | 2004 | FINRA | $4,950,000 |
| Bear, Stearns & Co. Inc. | JPMorgan Chase | financial services | investor protection violation | 2004 | FINRA | $280,469 |
| J.P. Morgan Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2003 | FINRA | $6,000,000 |
| J.P. Morgan Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2001 | FINRA | $10,000 |
| Chase Securities, Inc. | JPMorgan Chase | financial services | investor protection violation | 2001 | FINRA | $10,000 |
| First Republic Investment Management, Inc. | JPMorgan Chase | financial services | investor protection violation | 2022 | SEC | $1,825,953 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | investor protection violation | 2022 | CFTC | $850,000 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2022 | SEC | $1,200,000 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2023 | SEC | $4,000,000 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | investor protection violation | 2023 | CFTC | $15,000,000 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2024 | SEC | $18,000,000 |
| J.P. Morgan Securities Inc. | JPMorgan Chase | financial services | kickbacks and bribery | 2009 | SEC | $75,000,000 |
| El Paso Electric Company | JPMorgan Chase | financial services | labor relations violation | 2012 | NLRB | $79,692 |
