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156 Violation Tracker results found

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount sort icon
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2018DC-DISB$5,000
El Paso Electric CompanyJPMorgan Chasefinancial servicesutility administrative violation2010NM-PRC$5,000
WASHINGTON MUTUALJPMorgan Chasefinancial servicesworkplace safety or health violation2007OSHA$5,000
J P Morgan ChaseJPMorgan Chasefinancial servicesFamily and Medical Leave Act2007WHD$5,008
Bank OneJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$5,500
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial serviceswage and hour violation2022CO-LAE$5,838
EL PASO ELECTRICJPMorgan Chasefinancial servicesworkplace safety or health violation2010OSHA$6,000
JP Morgan ChaseJPMorgan Chasefinancial servicesenvironmental violation2011TX-ENV$6,555
Bank OneJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$6,682
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2015OSHA$7,000
JPMorgan Chase BankJPMorgan Chasefinancial serviceswage and hour violation2013CA-LCO$9,111
JP Morgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswage and hour violation2022WA-DLI$9,526
JP Morgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswage and hour violation2022WA-DLI$9,526
JP Morgan Chase BankJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$9,748
Bear, Stearns & Co., Inc.JPMorgan Chasefinancial servicesinvestor protection violation2005IL-SEC$10,000
J.P. Morgan Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2001FINRA$10,000
Chase Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2001FINRA$10,000
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2023OSHA$10,000
El Paso Electric CompanyJPMorgan Chasefinancial serviceslabor relations violation2009NLRB$11,500
J P Morgan Securities LLCJPMorgan Chasefinancial servicesinsurance violation2018NY-DFS$11,750
Chase BankJPMorgan Chasefinancial serviceswage and hour violation2010MI-LEO$15,000
JP Morgan Chase Bank N.AJPMorgan Chasefinancial servicesemployment discrimination2022CA-CRD$16,698
JP Morgan Chase & Co.JPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$17,303
JP Morgan Chase BankJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$18,094
EL PASO ELECTRIC COMPANYJPMorgan Chasefinancial servicesworkplace safety or health violation2011OSHA$18,300
JP Morgan ChaseJPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$26,980
Chase Investment Services Corp.JPMorgan Chasefinancial servicesinvestor protection violation2009FINRA$32,500
JP Morgan Chase Bank N.A.JPMorgan Chasefinancial serviceswage and hour violation2019WHD$38,336
JPMorgan Chase BankJPMorgan Chasefinancial servicesdiscriminatory practices (non-employment)2021HUD$50,000
J.P. Morgan Securities, LLCJPMorgan Chasefinancial servicesinvestor protection violation2014NJ-AG$50,460
J.P. Morgan Securities, LLCJPMorgan Chasefinancial servicesinvestor protection violation2014AK-DBS$51,120
J.P. Morgan SecuritiesJPMorgan Chasefinancial servicesinvestor protection violation2014DE-AG$51,400
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2014CT-SEC$53,800
J.P. Morgan SecuritiesJPMorgan Chasefinancial servicesinvestor protection violation2014SEC$54,000
J.P. Morgan Chase & Co. and Forum Temporary ServicesJPMorgan Chasefinancial serviceslabor relations violation2006NLRB$60,760
JP Morgan Chase & Co.JPMorgan Chasefinancial serviceseconomic sanction violation2004OFAC$73,281
El Paso Electric CompanyJPMorgan Chasefinancial serviceslabor relations violation2012NLRB$79,692
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesinvestor protection violation2017MD-SEC$100,000
JP Morgan Chase BankJPMorgan Chasefinancial servicesworkplace whistleblower retaliation2016OSHA$203,323
JPMorgan ChaseJPMorgan Chasefinancial servicesdata submission deficiencies2016CFTC$225,000
JP Morgan Chase Bank, N.A.JPMorgan Chasefinancial servicesenvironmental violation2017EPA$230,392
Chase Investment Services Corp.JPMorgan Chasefinancial servicesinvestor protection violation2004FINRA$250,000
Bear, Stearns & Co. Inc.JPMorgan Chasefinancial servicesinvestor protection violation2004FINRA$280,469
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2020KY-FIN$325,000
JPMorgan Chase and Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2014WV-AG$400,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesmortgage abuses2015MD-AG$400,000
Washington Mutual BankJPMorgan Chasefinancial serviceswage and hour violation2011private lawsuit-federal$463,000
JPMorgan SecuritiesJPMorgan Chasefinancial servicesdata submission deficiencies2014CFTC$650,000
Bear StearnsJPMorgan Chasefinancial serviceswage and hour violation2010private lawsuit-federal$675,000
JP Morgan ChaseJPMorgan Chasefinancial servicesmortgage abuses2015MA-AG$675,000
J.P. Morgan Securities Inc.JPMorgan Chasefinancial servicesinvestor protection violation2005SEC$700,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2013private lawsuit-federal$770,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesinvestor protection violation2022CFTC$850,000
JPMorgan ChaseJPMorgan Chasefinancial servicesconsumer protection violation2015CFPB$900,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2016IN-SEC$905,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2016private lawsuit-federal$950,000
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2016IN-SEC$950,000
First Republic Investment Management, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2019SEC$1,005,194
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2019FINRA$1,100,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2010NJ-AG$1,149,028
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2012private lawsuit-federal$1,195,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2022SEC$1,200,000
J.P. Morgan Securities, LLCJPMorgan Chasefinancial servicesinvestor protection violation2017FINRA$1,250,000
First USAJPMorgan Chasefinancial servicesconsumer protection violation2002MULTI-AG$1,300,000
Bear, Stearns & Co., Inc.JPMorgan Chasefinancial servicesinvestor protection violation2006SEC$1,500,000
J.P. Morgan Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2006SEC$1,500,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$1,500,000
Providian Financial Corp.JPMorgan Chasefinancial servicesconsumer protection violation2000CT-AG$1,600,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2020SEC$1,822,438
First Republic Investment Management, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2022SEC$1,825,953
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial serviceswage and hour violation2019private lawsuit-federal$1,850,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesconsumer protection violation2013WV-AG$1,950,000
J.P. Morgan ChaseJPMorgan Chasefinancial servicesdiscriminatory practices (non-employment)2010private lawsuit-federal$1,950,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2008SEC$1,998,143
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2011OCC$2,000,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2015private lawsuit-federal$2,400,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2010private lawsuit-federal$2,492,729
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesconsumer protection violation2020private lawsuit-federal$2,500,000
J.P. Morgan SecuritiesJPMorgan Chasefinancial servicesinvestor protection violation2014MULTI-FIN$2,800,000
JP Morgan ChaseJPMorgan Chasefinancial servicesconsumer protection violation2014HI-AG$2,825,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2018private lawsuit-federal$3,000,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial serviceswage and hour violation2020private lawsuit-federal$3,750,000
El Paso ElectricJPMorgan Chasefinancial servicesenvironmental violation2015EPA$3,800,000
Chase BankJPMorgan Chasefinancial servicesconsumer protection violation2006MULTI-AG$3,850,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2016SEC$4,000,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicesinvestor protection violation2023SEC$4,000,000
Chase Bank USA, N.A.JPMorgan Chasefinancial servicesconsumer protection violation2009NY-AG$4,400,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial servicesconsumer protection violation2017CFPB$4,600,000
J.P. Morgan Securities LLCJPMorgan Chasefinancial servicestoxic securities abuses2021NM-AG$4,642,857
Washington Mutual Mortgage Securities Corp.JPMorgan Chasefinancial servicestoxic securities abuses2021NM-AG$4,642,857
Bear, Stearns & Co. Inc.JPMorgan Chasefinancial servicesinvestor protection violation2004FINRA$4,950,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$5,000,000
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial serviceseconomic sanction violation2018OFAC$5,263,171
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2017private lawsuit-federal$5,707,279
J.P. Morgan Securities, Inc.JPMorgan Chasefinancial servicesinvestor protection violation2003FINRA$6,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$6,250,000
Bank One, KY, N.A.JPMorgan Chasefinancial servicesdiscriminatory practices (non-employment)2005private lawsuit-federal$6,715,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Affinion Group, Inc.JPMorgan Chasefinancial servicesconsumer protection violation2010NY-AG$8,000,000
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2018private lawsuit-federal$8,333,333
JPMorgan ChaseJPMorgan Chasefinancial serviceswage and hour violation2012private lawsuit-federal$9,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.