Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Alutiiq International Solutions LLC | kickbacks and bribery | 2020 | DOJ_CRIMINAL | $1,259,444 | ||
Bank Hapoalim B.M. | Bank Hapoalim | financial services | anti-money-laundering deficiencies | 2020 | DOJ_CRIMINAL | $30,063,317 |
Herbalife Nutrition Ltd. | Herbalife | food products | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $55,000,000 |
Bank of Nova Scotia | Scotiabank | financial services | price-fixing or anti-competitive practices | 2020 | DOJ_CRIMINAL | $60,400,000 |
Novartis Hellas S.A.C.I. et al. | Novartis | pharmaceuticals | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $233,000,000 |
JOON LLC, d/b/a AJIN USA | workplace safety or health violation | 2020 | DOJ_CRIMINAL | $1,500,000 | ||
Vitol Inc. | Vitol | financial services | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $135,000,000 |
Beam Suntory Inc. | Suntory | beverages | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $19,572,885 |
Goldman Sachs Group Inc. | Goldman Sachs | financial services | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $2,921,088,000 |
J&F Investimentos S.A. | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $256,497,026 | ||
JPMorgan Chase & Co. | JPMorgan Chase | financial services | fraud | 2020 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000 |
Sargeant Marine Inc. | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $16,600,000 | ||
United Airlines Inc. | United Airlines Holdings | airlines | fraud | 2021 | DOJ_CRIMINAL | $49,458,102 |
Deutsche Bank | Deutsche Bank | financial services | Foreign Corrupt Practices Act | 2021 | DOJ_CRIMINAL | $87,091,424 |
Boeing Company | Boeing | aerospace and military contracting | fraud | 2021 | DOJ_CRIMINAL | $2,513,600,000 |
Bank Julius Baer & Co. Ltd. | Julius Baer Group | financial services | money laundering | 2021 | DOJ_CRIMINAL | $79,000,000 |
Amec Foster Wheeler Energy Limited | Wood Group | oilfield services and supplies | Foreign Corrupt Practices Act | 2021 | DOJ_CRIMINAL | $18,375,000 |
Credit Suisse Group AG | UBS | financial services | fraud | 2021 | DOJ_CRIMINAL | $175,500,000 |
NatWest Markets Plc | NatWest Group PLC | financial services | fraud | 2021 | DOJ_CRIMINAL | $35,000,000 |
FCA US LLC | Stellantis | motor vehicles | environmental violation | 2022 | DOJ_CRIMINAL | $299,718,676 |
Glencore International A.G. and Glencore Ltd. | Glencore | financial services | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000 |
Stericycle Inc. | Stericycle | waste management and environmental services | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $52,500,000 |
Preferred Family Healthcare | kickbacks and bribery | 2022 | DOJ_CRIMINAL | $8,000,000 | ||
Jardine Lloyd Thompson Group Holdings Ltd. | Marsh & McLennan | financial services | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $29,081,951 |
GOL Linhas Aereas Inteligentes S.A. | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $17,000,000 | ||
ABB Ltd. | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $315,000,000 |
Danske Bank A/S | Danske Bank | financial services | anti-money-laundering deficiencies | 2022 | DOJ_CRIMINAL | $2,000,000,000 |
Honeywell UOP | Honeywell International | diversified | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $79,000,000 |
Safran S.A. | Safran | aerospace and military contracting | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $17,159,753 |
Sterling Bancorp, Inc. | fraud | 2023 | DOJ_CRIMINAL | $27,200,000 | ||
LM Ericsson | Ericsson | telecommunications | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $206,000,000 |
Corsa Coal Corporation | Corsa Coal | mining and minerals | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $1,200,000 |
IRB Brasil Resseguros SA | investor protection violation | 2023 | DOJ_CRIMINAL | $5,000,000 | ||
Corporacion Financiera Colombiana S.A. | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $20,000,000 | ||
Albemarle Corporation | Albemarle | chemicals | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $196,700,000 |
Tysers Insurance Brokers Limited | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $46,500,000 | ||
H.W. Wood Limited | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $508,000 | ||
Lifecore Biomedical, Inc. | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $1,286,060 | ||
SAP SE | SAP | information technology | Foreign Corrupt Practices Act | 2024 | DOJ_CRIMINAL | $118,800,000 |
Freepoint Commodities LLC | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $98,000,000 | ||
Gunvor S.A. | Foreign Corrupt Practices Act | 2024 | DOJ_CRIMINAL | $661,698,515 | ||
Aviation Services International, B.V. | export control violation | 2009 | DOJ_NATSEC | $100,000 | ||
Air Shunt Instruments Inc. | export control violation | 2008 | DOJ_NATSEC | $250,000 | ||
ITT Corporation | L3Harris Technologies | aerospace and military contracting | misuse of classified data | 2007 | DOJ_NATSEC | $50,000,000 |
Chiquita Brands International Inc. | Chiquita Brands International | food products | payment to designated terrorist organization | 2007 | DOJ_NATSEC | $25,000,000 |
Balli Aviation Ltd. | Balli Group | financial services | export control violation | 2010 | DOJ_NATSEC | $2,000,000 |
GWC Valve International Inc | export control violation | 2011 | DOJ_NATSEC | $710,833 | ||
ZTE Corporation | ZTE | telecommunications | export control violation | 2017 | DOJ_NATSEC | $430,488,798 |
Robbins & Myers Belgium S.A. | NOV Inc. | oilfield services and supplies | export control violation | 2014 | DOJ_NATSEC | $1,000,000 |
Yang Ban Corporation | export control violation | 2020 | DOJ_NATSEC | $673,714 | ||
Essentra FZE Company Limited | export control violation | 2020 | DOJ_NATSEC | $665,112 | ||
United Microelectronics Corporation, Inc. | theft of trade secrets | 2020 | DOJ_NATSEC | $60,000,000 | ||
PT Bukit Muria Jaya | fraud | 2021 | DOJ_NATSEC | $1,561,570 | ||
SAP SE | SAP | information technology | economic sanction violation | 2021 | DOJ_NATSEC | $5,140,000 |
Avnet Asia Pte. Ltd. | Avnet | wholesalers | economic sanction violation | 2021 | DOJ_NATSEC | $1,508,000 |
British American Tobacco | British American Tobacco | tobacco | economic sanction violation | 2023 | DOJ_NATSEC | $629,000,000 |
DES International Co. Ltd. | export control violation | 2023 | DOJ_NATSEC | $83,769 | ||
Soltech Industry Co. Ltd. | export control violation | 2023 | DOJ_NATSEC | $83,769 | ||
Suez Rajan Limited | economic sanction violation | 2023 | DOJ_NATSEC | $2,500,000 | ||
Binance Holdings Limited | Binance Holdings | financial services | anti-money-laundering deficiencies | 2023 | DOJ_NATSEC | $4,316,126,163 |
Bank Julius Baer & Co. Ltd. | Julius Baer Group | financial services | tax violations | 2016 | DOJ_TAX | $547,000,000 |
HSZH Verwaltungs AG | tax violations | 2016 | DOJ_TAX | $49,000,000 | ||
Leodan Privatbank AG | tax violations | 2016 | DOJ_TAX | $500,000 | ||
Union Bancaire Privee | Union Bancaire Privee | financial services | tax violations | 2016 | DOJ_TAX | $187,000,000 |
Bank Lombard Odier & Co Ltd | tax violations | 2015 | DOJ_TAX | $99,809,000 | ||
DZ Privatbank (Schweiz) AG | tax violations | 2015 | DOJ_TAX | $7,452,000 | ||
Bank J. Safra Sarasin AG | tax violations | 2015 | DOJ_TAX | $85,809,000 | ||
Coutts & Co Ltd | NatWest Group PLC | financial services | tax violations | 2015 | DOJ_TAX | $78,484,000 |
Gonet & Cie | tax violations | 2015 | DOJ_TAX | $11,454,000 | ||
Banque Cantonal du Valais | tax violations | 2015 | DOJ_TAX | $2,311,000 | ||
Banque Cantonale Vaudoise | tax violations | 2015 | DOJ_TAX | $41,677,000 | ||
Edmond de Rothschild (Suisse) SA and Edmond de Rothschild (Lugano) SA | tax violations | 2015 | DOJ_TAX | $45,245,000 | ||
Bordier & Cie Switzerland | tax violations | 2015 | DOJ_TAX | $7,827,000 | ||
PBZ Verwaltungs AG | tax violations | 2015 | DOJ_TAX | $5,570,000 | ||
PostFinance AG | tax violations | 2015 | DOJ_TAX | $2,000,000 | ||
Credit Agricole (Suisse) SA | Credit Agricole | financial services | tax violations | 2015 | DOJ_TAX | $99,211,000 |
Dreyfus Sons & Co Ltd, Banquiers | tax violations | 2015 | DOJ_TAX | $24,161,000 | ||
Baumann & Cie, Banquiers | tax violations | 2015 | DOJ_TAX | $7,700,000 | ||
Corner Banca SA | tax violations | 2015 | DOJ_TAX | $5,068,000 | ||
Bank Coop AG | tax violations | 2015 | DOJ_TAX | $3,223,000 | ||
Aargauische Kantonalbank | tax violations | 2015 | DOJ_TAX | $1,983,000 | ||
EFG Bank European Financial Group SA, Geneva and EFG Bank AG | tax violations | 2015 | DOJ_TAX | $29,988,000 | ||
Privatbank IHAG Zurich AG | tax violations | 2015 | DOJ_TAX | $7,453,000 | ||
Deutsche Bank (Suisse) SA | Deutsche Bank | financial services | tax violations | 2015 | DOJ_TAX | $31,026,000 |
BNP Paribas (Suisse) SA | BNP Paribas | financial services | tax violations | 2015 | DOJ_TAX | $59,783,000 |
KBL (Switzerland) Ltd. | tax violations | 2015 | DOJ_TAX | $18,792,000 | ||
Bank CIC | tax violations | 2015 | DOJ_TAX | $3,281,000 | ||
Maerki Baumann & Co. AG | tax violations | 2015 | DOJ_TAX | $23,920,000 | ||
Standard Chartered Bank (Switzerland) SA, en liquidation | Standard Chartered | financial services | tax violations | 2015 | DOJ_TAX | $6,337,000 |
Banque Internationale a Luxembourg (Suisse) SA | tax violations | 2015 | DOJ_TAX | $9,710,000 | ||
Zuger Kantonalbank | tax violations | 2015 | DOJ_TAX | $3,798,000 | ||
Banque Bonhote & Cie SA | tax violations | 2015 | DOJ_TAX | $624,000 | ||
Luzerner Kantonalbank AG | tax violations | 2015 | DOJ_TAX | $11,031,000 | ||
Habib Bank AG Zurich | tax violations | 2015 | DOJ_TAX | $9,400,000 | ||
Banque Heritage S.A. | tax violations | 2015 | DOJ_TAX | $3,846,000 | ||
Hyposwiss Private Bank Geneve S.A. | tax violations | 2015 | DOJ_TAX | $1,109,000 | ||
Piguet Galland & Cie SA | tax violations | 2015 | DOJ_TAX | $15,365,000 | ||
BBVA Suiza S.A. | Banco Bilbao Vizcaya Argentaria | financial services | tax violations | 2015 | DOJ_TAX | $10,390,000 |
Schaffhauser Kantonalbank | tax violations | 2015 | DOJ_TAX | $1,613,000 | ||
Finacor SA | tax violations | 2015 | DOJ_TAX | $295,000 | ||
BHF-Bank (Schweiz) AG | tax violations | 2015 | DOJ_TAX | $1,768,000 |