Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
BankAtlantic | Truist Financial | financial services | anti-money-laundering deficiencies | 2006 | DOJ_CRIMINAL | $10,000,000 |
Williams Power Company Inc. | JPMorgan Chase | financial services | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
American International Group, Inc. | American International Group | financial services | accounting fraud or deficiencies | 2006 | DOJ_CRIMINAL | $25,000,000 |
American International Group, Inc. | American International Group | financial services | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $80,000,000 |
Crawford Healthcare Management of Norfolk & Baltimore | Crawford & Co. | financial services | fraud | 2003 | DOJ_CRIMINAL | $8,000,000 |
PNC ICLC Corp. | PNC Financial Services | financial services | accounting fraud or deficiencies | 2003 | DOJ_CRIMINAL | $115,000,000 |
UBS AG | UBS | financial services | tax violations | 2009 | DOJ_TAX | $780,000,000 |
Och-Ziff Capital Management Group LLC | Sculptor Capital Management | financial services | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $213,000,000 |
JPMorgan Securities | JPMorgan Chase | financial services | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $72,000,000 |
Balli Aviation Ltd. | Balli Group | financial services | export control violation | 2010 | DOJ_NATSEC | $2,000,000 |
Western Union Company | Western Union | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $586,000,000 |
State Street Corporation | State Street Corp. | financial services | fraud | 2017 | DOJ_CRIMINAL | $32,300,000 |
DB Group Services (UK) Limited | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2017 | DOJ_ANTITRUST | $150,000,000 |
Banamex USA | Citigroup | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
Banco Popular de Puerto Rico | Popular Inc. | financial services | anti-money-laundering deficiencies | 2003 | DOJ_CRIMINAL | $21,600,000 |
RBS Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2017 | USAO | $44,000,000 |
Credit Agricole Corporate and Investment Bank (CACIB) | Credit Agricole | financial services | economic sanction violation | 2015 | USAO | $156,000,000 |
Metropolitan Life Insurance Company | MetLife | financial services | kickbacks and bribery | 2010 | USAO | $13,500,000 |
Wachovia Bank N.A. | Wells Fargo | financial services | anti-money-laundering deficiencies | 2010 | USAO | $50,000,000 |
IFCO Systems | Triton Investments Advisers | financial services | work visa violations | 2008 | USAO | $20,700,000 |
Omega Advisors | Omega Advisors | financial services | Foreign Corrupt Practices Act | 2007 | USAO | $500,000 |
The Bank of New York | Bank of New York Mellon | financial services | anti-money-laundering deficiencies | 2005 | USAO | $38,000,000 |
Riggs Bank | PNC Financial Services | financial services | anti-money-laundering deficiencies | 2005 | USAO | $16,000,000 |
AmSouth Bancorporation | Regions Financial | financial services | fraud | 2004 | USAO | $40,000,000 |
Credit Lyonnais | Credit Agricole | financial services | fraud | 2003 | USAO | $100,000,000 |
Republic New York Securities | HSBC | financial services | fraud | 2001 | USAO | $569,000,000 |
HSBC Holdings plc | HSBC | financial services | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
BNP Paribas USA Inc. | BNP Paribas | financial services | price-fixing or anti-competitive practices | 2018 | DOJ_ANTITRUST | $90,000,000 |
Rabobank National Association | Rabobank | financial services | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $368,701,259 |
U.S. Bancorp | U.S. Bancorp | financial services | anti-money-laundering deficiencies | 2018 | USAO | $453,000,000 |
Credit Suisse (Hong Kong) Limited | UBS | financial services | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $47,029,916 |
Societe Generale S.A. | Societe Generale | financial services | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $860,000,000 |
Legg Mason Inc. | Franklin Resources | financial services | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $64,200,000 |
Rabobank N.A. | Rabobank | financial services | anti-money-laundering deficiencies | 2018 | USAO | $500,000 |
Societe Generale S.A. | Societe Generale | financial services | economic sanction violation | 2018 | USAO | $717,200,000 |
Banca IMI Securities Corp. | Intesa Sanpaolo | financial services | price-fixing or anti-competitive practices | 2019 | DOJ_ANTITRUST | $2,000,000 |
UniCredit Group | UniCredit | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $413,536,632 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $292,210,160 |
Zurich Life Insurance Company Ltd | Zurich Insurance | financial services | tax violations | 2019 | DOJ_TAX | $5,115,000 |
Industrial and Commercial Bank of China Financial Services LLC | Industrial and Commercial Bank of China | financial services | price-fixing or anti-competitive practices | 2019 | DOJ_ANTITRUST | $3,000,000 |
Merrill Lynch Commodities Inc. | Bank of America | financial services | price-fixing or anti-competitive practices | 2019 | DOJ_CRIMINAL | $25,000,000 |
Barclays PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | DOJ_CRIMINAL | $12,896,011 |
Unum Group | Unum | financial services | kickbacks and bribery | 2008 | USAO | $5,550,000 |
Mellon Bank N.A. | Bank of New York Mellon | financial services | False Claims Act and related | 2006 | USAO | $18,130,405 |
UniCredit Bank AG | UniCredit | financial services | economic sanction violation | 2019 | NY-MANDA | $316,000,000 |
UniCredit Bank Austria AG | UniCredit | financial services | economic sanction violation | 2019 | NY-MANDA | $20,000,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | NY-MANDA | $292,000,000 |
Societe Generale | Societe Generale | financial services | economic sanction violation | 2018 | NY-MANDA | $162,800,000 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | financial services | economic sanction violation | 2015 | NY-MANDA | $156,000,000 |
Commerzbank AG | Commerzbank | financial services | economic sanction violation | 2015 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000 |
BNP Paribas S.A. | BNP Paribas | financial services | economic sanction violation | 2014 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,243,400,000 |
Metropolitan Life Insurance Company, Inc. | MetLife | financial services | insurance violation | 2014 | NY-MANDA | $10,000,000 |
HSBC Holdings plc | HSBC | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000 |
ING Bank, NV | ING | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $309,500,000 |
Barclays plc | Barclays | financial services | economic sanction violation | 2010 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000 |
Credit Suisse AG | UBS | financial services | economic sanction violation | 2009 | NY-MANDA | $268,000,000 |
Lloyds TSB Bank plc | Lloyds Banking Group | financial services | economic sanction violation | 2009 | NY-MANDA | $175,000,000 |
VITOL, S.A. | Vitol | financial services | kickbacks and bribery | 2007 | NY-MANDA | $17,500,000 |
HSBC Private Bank (Suisse) SA | HSBC | financial services | tax violations | 2019 | USAO | $192,350,000 |
Wells Fargo & Company | Wells Fargo | financial services | fraud | 2020 | DOJ_CIVIL | $3,000,000,000 |
Union Bancaire Privee, UBP SA | Union Bancaire Privee | financial services | tax violations | 2020 | DOJ_TAX | $14,000,000 |
Coutts & Co Ltd. | NatWest Group PLC | financial services | tax violations | 2019 | DOJ_TAX | $27,900,000 |
Bank Hapoalim B.M. | Bank Hapoalim | financial services | anti-money-laundering deficiencies | 2020 | DOJ_CRIMINAL | $30,063,317 |
Bank Hapoalim B.M. and Bank Hapoalim (Switzerland) Ltd. | Bank Hapoalim | financial services | tax violations | 2020 | DOJ_TAX | $616,910,000 |
Industrial Bank of Korea | Industrial Bank of Korea | financial services | anti-money-laundering deficiencies | 2020 | USAO | $51,000,000 |
Bank of Nova Scotia | Scotiabank | financial services | price-fixing or anti-competitive practices | 2020 | DOJ_CRIMINAL | $60,400,000 |
Vitol Inc. | Vitol | financial services | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $135,000,000 |
Goldman Sachs Group Inc. | Goldman Sachs | financial services | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $2,921,088,000 |
JPMorgan Chase & Co. | JPMorgan Chase | financial services | fraud | 2020 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000 |
Deutsche Bank | Deutsche Bank | financial services | Foreign Corrupt Practices Act | 2021 | DOJ_CRIMINAL | $87,091,424 |
Bank Julius Baer & Co. Ltd. | Julius Baer Group | financial services | money laundering | 2021 | DOJ_CRIMINAL | $79,000,000 |
Swiss Life Holding AG et al. | Swiss Life Group | financial services | tax violations | 2021 | DOJ_TAX | $77,374,337 |
State Street Corporation | State Street Corp. | financial services | fraud | 2021 | USAO | $115,000,000 |
Credit Suisse Group AG | UBS | financial services | fraud | 2021 | DOJ_CRIMINAL | $175,500,000 |
NatWest Markets Plc | NatWest Group PLC | financial services | fraud | 2021 | DOJ_CRIMINAL | $35,000,000 |
Glencore International A.G. and Glencore Ltd. | Glencore | financial services | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000 |
Jardine Lloyd Thompson Group Holdings Ltd. | Marsh & McLennan | financial services | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $29,081,951 |
Allianz Global Investors U.S. LLC | Allianz | financial services | investor protection violation | 2022 | USAO | $5,763,000,000 |
Danske Bank A/S | Danske Bank | financial services | anti-money-laundering deficiencies | 2022 | DOJ_CRIMINAL | $2,000,000,000 |
Nomura Securities International | Nomura | financial services | fraud | 2023 | USAO | $35,000,000 |
Binance Holdings Limited | Binance Holdings | financial services | anti-money-laundering deficiencies | 2023 | DOJ_NATSEC | $4,316,126,163 |
Morgan Stanley & Co. LLC | Morgan Stanley | financial services | investor protection violation | 2024 | USAO | $153,431,223 |
Norwegian Cruise Line Ltd. | Norwegian Cruise Line | entertainment | environmental violation | 2002 | EPA | $1,000,000 |
Princess Cruise Lines Ltd. | Carnival Corp. | entertainment | environmental violation | 2016 | USCG | $40,000,000 |
Las Vegas Sands Corp. | Las Vegas Sands Corp. | entertainment | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $6,960,000 |
Las Vegas Sands Corp. | Las Vegas Sands Corp. | entertainment | anti-money-laundering deficiencies | 2013 | USAO | $47,400,300 |
Carnival Corp. | Carnival Corp. | entertainment | environmental violation | 2002 | USAO | $9,000,000 |
Carnival Cruise Lines | Carnival Corp. | entertainment | environmental violation | 2019 | EPA | $20,000,000 |
Take-Two Interactive Software, Inc. | Take-Two Interactive Software Inc. | entertainment | tax violations | 2009 | NY-MANDA | $300,000 |
Norwegian Cruise Line Limited | Norwegian Cruise Line | entertainment | maritime violation | 2008 | USAO | $14,750,000 |
Ticketmaster L.L.C. | Live Nation Entertainment | entertainment | fraud | 2020 | USAO | $10,000,000 |
Princess Cruise Lines Ltd. | Carnival Corp. | entertainment | environmental violation | 2022 | USCG | $1,000,000 |
NEC Tokin Corporation | Yageo | electrical and electronic equipment | price-fixing or anti-competitive practices | 2015 | DOJ_ANTITRUST | $13,800,000 |
Mitsubishi Electric Corporation | Mitsubishi Electric | electrical and electronic equipment | price-fixing or anti-competitive practices | 2013 | DOJ_ANTITRUST | $190,000,000 |
Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2013 | DOJ_ANTITRUST | $56,500,000 |
Diamond Electric Mfg. Co. Ltd. | Diamond Electric Manufacturing | electrical and electronic equipment | price-fixing or anti-competitive practices | 2013 | DOJ_ANTITRUST | $19,000,000 |
AU Optronics Corporation | AU Optronics | electrical and electronic equipment | price-fixing or anti-competitive practices | 2012 | DOJ_ANTITRUST | $500,000,000 |
Nippon Seiki Co. Ltd. | Nippon Seiki | electrical and electronic equipment | price-fixing or anti-competitive practices | 2012 | DOJ_ANTITRUST | $1,000,000 |
Fujikura Ltd. | Fujikura | electrical and electronic equipment | price-fixing or anti-competitive practices | 2012 | DOJ_ANTITRUST | $20,000,000 |
Furukawa Electric Co. Ltd. | Furukawa Electric | electrical and electronic equipment | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $200,000,000 |