Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| Mercantil Bank (Schweiz) AG | tax violations | 2015 | DOJ_TAX | $1,172,000 | ||
| Banque Cantonale Neuchateloise | tax violations | 2015 | DOJ_TAX | $1,123,000 | ||
| Nidwaldner Kantonalbank | tax violations | 2015 | DOJ_TAX | $856,000 | ||
| Banque Pasche SA | tax violations | 2015 | DOJ_TAX | $7,229,000 | ||
| ARVEST Privatbank AG | tax violations | 2015 | DOJ_TAX | $1,044,000 | ||
| Privatbank Von Graffenried AG | tax violations | 2015 | DOJ_TAX | $287,000 | ||
| Ersparniskasse Schaffhausen AG | tax violations | 2015 | DOJ_TAX | $2,066,000 | ||
| Bank Linth LLB AG | tax violations | 2015 | DOJ_TAX | $4,150,000 | ||
| Bank Sparhafen Zurich AG | tax violations | 2015 | DOJ_TAX | $1,810,000 | ||
| Societe Generale Private Banking (Suisse) SA | Societe Generale | financial services | tax violations | 2015 | DOJ_TAX | $17,807,000 |
| Berner Kantonalbank AG | tax violations | 2015 | DOJ_TAX | $4,619,000 | ||
| Rothschild Bank AG | tax violations | 2015 | DOJ_TAX | $11,510,000 | ||
| Banca Credinvest SA | tax violations | 2015 | DOJ_TAX | $3,022,000 | ||
| Societe Generale Private Banking (Lugano-Svizzera) | Societe Generale | financial services | tax violations | 2015 | DOJ_TAX | $1,363,000 |
| MediBank AG | tax violations | 2015 | DOJ_TAX | $826,000 | ||
| LBBW (Schweiz) AG | tax violations | 2015 | DOJ_TAX | $34,000 | ||
| Scobag Privatbank AG | tax violations | 2015 | DOJ_TAX | $9,090 | ||
| Finter Bank Zurich AG | tax violations | 2015 | DOJ_TAX | $5,414,000 | ||
| Vadian Bank AG | tax violations | 2015 | DOJ_TAX | $4,253,000 | ||
| BSI SA | tax violations | 2015 | DOJ_TAX | $211,000,000 | ||
| Bank Leumi Group | Bank Leumi | financial services | tax violations | 2014 | DOJ_TAX | $270,000,000 |
| UBS AG | UBS | financial services | tax violations | 2009 | DOJ_TAX | $780,000,000 |
| KPMG LLP | KPMG | business services | tax violations | 2005 | DOJ_TAX | $456,000,000 |
| Fisher Sand & Gravel Inc. | Fisher Industries | building materials | tax violations | 2009 | DOJ_TAX | $1,160,000 |
| Basler Kantonalbank | tax violations | 2018 | DOJ_TAX | $60,400,000 | ||
| Mirelis Holding S.A. | tax violations | 2018 | DOJ_TAX | $10,245,000 | ||
| NPB Neue Privat Bank | tax violations | 2018 | DOJ_TAX | $5,000,000 | ||
| Zurich Life Insurance Company Ltd | Zurich Insurance | financial services | tax violations | 2019 | DOJ_TAX | $5,115,000 |
| LLB Verwaltung | tax violations | 2019 | DOJ_TAX | $10,680,554 | ||
| Union Bancaire Privee, UBP SA | Union Bancaire Privee | financial services | tax violations | 2020 | DOJ_TAX | $14,000,000 |
| Coutts & Co Ltd. | NatWest Group PLC | financial services | tax violations | 2019 | DOJ_TAX | $27,900,000 |
| Bank Hapoalim B.M. and Bank Hapoalim (Switzerland) Ltd. | Bank Hapoalim | financial services | tax violations | 2020 | DOJ_TAX | $616,910,000 |
| Swiss Life Holding AG et al. | Swiss Life Group | financial services | tax violations | 2021 | DOJ_TAX | $77,374,337 |
| Banque Pictet et Cie SA | tax violations | 2023 | DOJ_TAX | $122,900,000 | ||
| Sheffield Pharmaceuticals | environmental violation | 2016 | EPA | $1,000,000 | ||
| Covanta Tulsa Renewable Energy LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $200,000 |
| Genzyme Corporation | Sanofi | pharmaceuticals | drug or medical equipment safety violation | 2015 | FDA | $32,587,439 |
| Endo Health Solutions Inc. | Endo International | pharmaceuticals | off-label or unapproved promotion of medical products | 2014 | FDA | $192,700,000 |
| B. Braun Medical Inc. | B. Braun Melsungen | medical equipment and supplies | drug or medical equipment safety violation | 2016 | FDA | $7,800,000 |
| Kos Pharmaceuticals | AbbVie | pharmaceuticals | kickbacks and bribery | 2010 | FDA | $41,500,000 |
| Google Inc. | Alphabet Inc. | information technology | off-label or unapproved promotion of medical products | 2011 | FDA | $500,000,000 |
| GNC Holdings Inc. | Harbin Pharmaceutical Group | pharmaceuticals | drug or medical equipment safety violation | 2016 | FDA | $2,250,000 |
| InterMune Inc. | Roche | pharmaceuticals | off-label or unapproved promotion of medical products | 2006 | FDA | $36,900,000 |
| Gibson Guitar Corp. | Gibson Brands | miscellaneous manufacturing | environmental violation | 2012 | FWS | $350,000 |
| Harvest Home Care, LLC | False Claims Act and related | 2011 | MO-AG | $65,414 | ||
| Alpha Natural Resources | Alpha Metallurgical Resources | mining and minerals | workplace safety or health violation | 2011 | MSHA | $209,000,000 |
| General Motors | General Motors | motor vehicles | motor vehicle safety violation | 2015 | NHTSA | $900,000,000 |
| Toyota Motor Corporation | Toyota | motor vehicles | motor vehicle safety violation | 2014 | NHTSA | $1,200,000,000 |
| FirstEnergy Nuclear Operating Company | FirstEnergy | utilities and power generation | nuclear safety violation | 2006 | NRC | $28,000,000 |
| UniCredit Bank Austria AG | UniCredit | financial services | economic sanction violation | 2019 | NY-MANDA | $20,000,000 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | NY-MANDA | $292,000,000 |
| Societe Generale | Societe Generale | financial services | economic sanction violation | 2018 | NY-MANDA | $162,800,000 |
| Credit Agricole Corporate and Investment Bank | Credit Agricole | financial services | economic sanction violation | 2015 | NY-MANDA | $156,000,000 |
| Commerzbank AG | Commerzbank | financial services | economic sanction violation | 2015 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000 |
| Metropolitan Life Insurance Company, Inc. | MetLife | financial services | insurance violation | 2014 | NY-MANDA | $10,000,000 |
| HSBC Holdings plc | HSBC | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000 |
| ING Bank, NV | ING | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $309,500,000 |
| Barclays plc | Barclays | financial services | economic sanction violation | 2010 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000 |
| Credit Suisse AG | UBS | financial services | economic sanction violation | 2009 | NY-MANDA | $268,000,000 |
| Lloyds TSB Bank plc | Lloyds Banking Group | financial services | economic sanction violation | 2009 | NY-MANDA | $175,000,000 |
| Christie's Inc. | tax violations | 2020 | NY-MANDA | $16,700,000 | ||
| Wal-Mart Stores, Inc. | Walmart | retailing | consumer protection violation | 2009 | NY-NCDA | $1,900,000 |
| Skinner Tank Co. | workplace safety or health violation | 2023 | OSHA | $370,680 | ||
| Tenaris S.A. | Techint | diversified | Foreign Corrupt Practices Act | 2011 | SEC | $5,400,000 |
| Akamai Technologies | Akamai Technologies | information technology | Foreign Corrupt Practices Act | 2016 | SEC | $671,885 |
| Nortek Inc. | Madison Industries | diversified | Foreign Corrupt Practices Act | 2016 | SEC | $322,058 |
| Swisher Hygiene | Ecolab | chemicals | accounting fraud or deficiencies | 2016 | SEC | $2,000,000 |
| JPMorgan Chase Bank | JPMorgan Chase | financial services | anti-money-laundering deficiencies | 2014 | USAO | $1,700,000,000 |
| Ernst & Young LLP | Ernst & Young | business services | tax violations | 2013 | USAO | $123,000,000 |
| BDO USA, LLP | BDO International | business services | tax violations | 2012 | USAO | $50,000,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | tax violations | 2010 | USAO | $553,633,153 |
| RBS Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2017 | USAO | $44,000,000 |
| Torneos y Competencias S.A. | kickbacks and bribery | 2016 | USAO | $112,800,000 | ||
| CG Technology LP (formerly Cantor Gaming) | anti-money-laundering deficiencies | 2016 | USAO | $16,500,000 | ||
| Mary's Gone Crackers Inc. | work visa violations | 2016 | USAO | $1,500,000 | ||
| Coastal International Security Inc. | False Claims Act and related | 2016 | USAO | $1,650,000 | ||
| Tishman Construction Corporation | AECOM | construction and engineering | fraud | 2015 | USAO | $20,230,917 |
| Granite Construction Inc. | Granite Construction | construction and engineering | fraud | 2015 | USAO | $8,250,000 |
| Coast Produce Company | False Claims Act and related | 2015 | USAO | $4,000,000 | ||
| Credit Agricole Corporate and Investment Bank (CACIB) | Credit Agricole | financial services | economic sanction violation | 2015 | USAO | $156,000,000 |
| Swisher Hygiene Inc. | Ecolab | chemicals | fraud | 2015 | USAO | $2,000,000 |
| Hong Kong Entertainment (Overseas) Investments, LTD. dba Tinian Dynasty Hotel & Casino | anti-money-laundering deficiencies | 2015 | USAO | $3,036,969 | ||
| Hunter Roberts Construction Group LLC | fraud | 2015 | USAO | $7,000,000 | ||
| Curvature LLC | fraud | 2015 | USAO | $2,200,000 | ||
| Forrester Construction Company | fraud | 2014 | USAO | $2,150,000 | ||
| Grand America Hotels and Resorts | work visa violations | 2014 | USAO | $1,950,000 | ||
| Toray Chemical Korea Inc. dba Woongjin Chemical | Toray Industries | chemicals | theft of trade secrets | 2014 | USAO | $2,058,000 |
| Fokker Services B.V. | economic sanction violation | 2014 | USAO | $10,500,000 | ||
| Swisspartners Investment Network AG | tax violations | 2014 | USAO | $4,400,000 | ||
| Miron Construction Company | fraud | 2014 | USAO | $4,000,000 | ||
| Manafort Brothers Inc. | fraud | 2014 | USAO | $2,400,000 | ||
| Jefferies LLC | Jefferies Financial Group | diversified | toxic securities abuses | 2014 | USAO | $25,000,000 |
| Wildcat Concrete Services Inc. | environmental violation | 2014 | USAO | $372,750 | ||
| Bashas' Inc. | Raley's | retailing | food safety violation | 2013 | USAO | $1,472,487 |
| Las Vegas Sands Corp. | Las Vegas Sands Corp. | entertainment | anti-money-laundering deficiencies | 2013 | USAO | $47,400,300 |
| Liechtensteinische Landesbank AG | tax violations | 2013 | USAO | $23,800,000 | ||
| C.R. Bard Inc. | Becton Dickinson | medical equipment and supplies | fraud | 2013 | USAO | $2,200,000 |
| CIMPSHIP Transportes Maritimos, S.A. | environmental violation | 2013 | USAO | $1,000,000 | ||
| United Parcel Service | United Parcel Service | freight and logistics | Controlled Substances Act violation | 2013 | USAO | $40,000,000 |
| WakeMed | WakeMed Health & Hospitals | healthcare services | False Claims Act and related | 2012 | USAO | $8,000,000 |
