Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| BNP Paribas S.A. | BNP Paribas | financial services | economic sanction violation | 2014 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,243,400,000 |
| BNP Paribas | BNP Paribas | financial services | economic sanction violation | 2014 | NY-DFS | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,240,000,000 |
| American International Group | American International Group | financial services | price-fixing or anti-competitive practices | 2006 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,619,000,000 |
| Marsh & McLennan Companies, Inc. | Marsh & McLennan | financial services | price-fixing or anti-competitive practices | 2005 | MULTI-AG | $850,000,000 |
| Credit Suisse AG | UBS | financial services | tax violations | 2014 | NY-DFS | $715,000,000 |
| Commerzbank | Commerzbank | financial services | economic sanction violation | 2015 | NY-DFS | $610,000,000 |
| Alliance Capital Management | Equitable Holdings | financial services | investor protection violation | 2003 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $600,000,000 |
| Deutsche Bank | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2015 | NY-DFS | $600,000,000 |
| Morgan Stanley | Morgan Stanley | financial services | toxic securities abuses | 2016 | NY-AG | $550,000,000 |
| Royal Bank of Scotland | NatWest Group PLC | financial services | toxic securities abuses | 2018 | NY-AG | $500,000,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2015 | NY-DFS | $485,000,000 |
| GTV Media Group, Inc. and Saraca Media Group, Inc. | investor protection violation | 2021 | NY-AG | $479,900,000 | ||
| Deutsche Bank AG | Deutsche Bank | financial services | anti-money-laundering deficiencies | 2017 | NY-DFS | $425,000,000 |
| Societe Generale SA | Societe Generale | financial services | economic sanction violation | 2018 | NY-DFS | $420,000,000 |
| UniCredit Group | UniCredit | financial services | economic sanction violation | 2019 | NY-DFS | $405,000,000 |
| Credit Agricole | Credit Agricole | financial services | economic sanction violation | 2015 | NY-DFS | $385,000,000 |
| Banc of America Capital Management LLC et al. | Bank of America | financial services | investor protection violation | 2004 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $375,000,000 |
| Trump Organization et al. | fraud | 2024 | NY-AG | $354,868,768 | ||
| Massachusetts Financial Services Co. | Sun Life Financial | financial services | investor protection violation | 2004 | NY-AG | $350,000,000 |
| BNP Paribas S.A. | BNP Paribas | financial services | price-fixing or anti-competitive practices | 2017 | NY-DFS | $350,000,000 |
| Standard Chartered Bank | Standard Chartered | financial services | anti-money-laundering deficiencies | 2012 | NY-DFS | $340,000,000 |
| Sprint | T-Mobile US | telecommunications | tax violations | 2018 | NY-AG | $330,000,000 |
| UniCredit Bank AG | UniCredit | financial services | economic sanction violation | 2019 | NY-MANDA | $316,000,000 |
| Bank of Tokyo Mitsubishi UFJ | Mitsubishi UFJ Financial Group | financial services | economic sanction violation | 2014 | NY-DFS | $315,000,000 |
| Teva Pharmaceuticals, Ltd. | Teva Pharmaceutical Industries | pharmaceuticals | off-label or unapproved promotion of medical products | 2022 | NY-AG | $313,343,793 |
| ING Bank, NV | ING | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $309,500,000 |
| FleetBoston Financial Corp. | Bank of America | financial services | investor protection violation | 2004 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $300,000,000 |
| Standard Chartered Bank | Standard Chartered | financial services | anti-money-laundering deficiencies | 2014 | NY-DFS | $300,000,000 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | NY-MANDA | $292,000,000 |
| Uber | Uber Technologies | miscellaneous services | wage and hour violation | 2023 | NY-AG | $290,000,000 |
| Prudential Equity Group | Prudential Financial | financial services | investor protection violation | 2006 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $270,000,000 |
| Credit Suisse AG | UBS | financial services | economic sanction violation | 2009 | NY-MANDA | $268,000,000 |
| Bank of Tokyo Mitsubishi-UFJ, Ltd | Mitsubishi UFJ Financial Group | financial services | economic sanction violation | 2013 | NY-DFS | $250,000,000 |
| Intesa Sanpaolo S.p.A. | Intesa Sanpaolo | financial services | anti-money-laundering deficiencies | 2016 | NY-DFS | $235,000,000 |
| UBS Securities LLC | UBS | financial services | toxic securities abuses | 2018 | NY-AG | $230,000,000 |
| Habib Bank | economic sanction violation | 2017 | NY-DFS | $225,000,000 | ||
| Bank Hapoalim B.M. | Bank Hapoalim | financial services | tax violations | 2020 | NY-DFS | $220,000,000 |
| Agricultural Bank of China | Agricultural Bank of China | financial services | anti-money-laundering deficiencies | 2016 | NY-DFS | $215,000,000 |
| Ivy Asset Management, LLC | investor protection violation | 2012 | NY-AG | $210,000,000 | ||
| MetLife Insurance Company | MetLife | financial services | insurance violation | 2019 | NY-DFS | $208,750,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | investor protection violation | 2006 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $208,000,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2018 | NY-DFS | $205,000,000 |
| Deutsche Bank | Deutsche Bank | financial services | economic sanction violation | 2015 | NY-DFS | $200,000,000 |
| Allergan Finance LLC | AbbVie | pharmaceuticals | off-label or unapproved promotion of medical products | 2021 | NY-AG | $200,000,000 |
| HSBC Holdings plc | HSBC | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000 |
| Mega International Commercial Bank | anti-money-laundering deficiencies | 2016 | NY-DFS | $180,000,000 | ||
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | NY-DFS | $180,000,000 |
| Lloyds TSB Bank plc | Lloyds Banking Group | financial services | economic sanction violation | 2009 | NY-MANDA | $175,000,000 |
| Charter Communications, Inc. | Charter Communications | telecommunications | consumer protection violation | 2018 | NY-AG | $174,200,000 |
| Commerzbank AG | Commerzbank | financial services | economic sanction violation | 2015 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000 |
| Consolidated Edison Company of New York, Inc. | Consolidated Edison | utilities and power generation | utility administrative violation | 2016 | NY-PSC | $171,000,000 |
| Bank of New York Mellon | Bank of New York Mellon | financial services | banking violation | 2015 | NY-AG | $167,500,000 |
| Societe Generale | Societe Generale | financial services | economic sanction violation | 2018 | NY-MANDA | $162,800,000 |
| MetLife | MetLife | financial services | discriminatory practices (non-employment) | 2002 | NY-DFS | $160,000,000 |
| Credit Agricole Corporate and Investment Bank | Credit Agricole | financial services | economic sanction violation | 2015 | NY-MANDA | $156,000,000 |
| Consolidated Edison Company of New York, Inc. | Consolidated Edison | utilities and power generation | utility safety violation | 2017 | NY-PSC | $153,300,000 |
| Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2015 | NY-DFS | $150,000,000 |
| Deutsche Bank AG and Deutsche Bank Trust Co. America | Deutsche Bank | financial services | banking violation | 2020 | NY-DFS | $150,000,000 |
| Goldman Sachs Group | Goldman Sachs | financial services | investor protection violation | 2020 | NY-DFS | $150,000,000 |
| Barclays plc | Barclays | financial services | economic sanction violation | 2010 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000 |
| Credit Suisse AG | UBS | financial services | price-fixing or anti-competitive practices | 2017 | NY-DFS | $135,000,000 |
| Bank Leumi | Bank Leumi | financial services | tax violations | 2014 | NY-DFS | $130,000,000 |
| Canadian Imperial Bank of Commerce | Canadian Imperial Bank of Commerce | financial services | investor protection violation | 2005 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| Millennium Partners | investor protection violation | 2005 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $121,400,000 | ||
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000 |
| Federated Investors, Inc. | Federated Hermes | financial services | investor protection violation | 2005 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |
| Merrill Lynch | Bank of America | financial services | investor protection violation | 2002 | NY-AG | $100,000,000 |
| Pilgrim Baxter & Associates, Ltd. | investor protection violation | 2004 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 | ||
| Mashreqbank, PSC | economic sanction violation | 2021 | NY-DFS | $100,000,000 | ||
| Coinbase Inc. | Coinbase Global Inc. | financial services | anti-money-laundering deficiencies | 2023 | NY-DFS | $100,000,000 |
| United Parcel Service | United Parcel Service | freight and logistics | tax violations | 2019 | NY-NYCCC | $98,000,000 |
| TIAA-CREF Individual & Institutional Services, LLC | TIAA | financial services | benefit plan administrator violation | 2021 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $97,000,000 |
| Banc One Investment Advisors Corporation | JPMorgan Chase | financial services | investor protection violation | 2004 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,000,000 |
| Consolidated Edison Company of New York, Inc. | Consolidated Edison | utilities and power generation | utility service violation | 2021 | NY-PSC | $82,050,000 |
| Richmond Capital Group et al. | consumer protection violation | 2024 | NY-AG | $77,298,631 | ||
| Staten Island University Hospital | Northwell Health | healthcare services | False Claims Act and related | 2005 | NY-AG | $76,500,000 |
| Waddell & Reed, Inc. | Macquarie | financial services | investor protection violation | 2006 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
| Staten Island University Hospital | Northwell Health | healthcare services | False Claims Act and related | 2008 | USAO | $74,032,565 |
| Altice | Altice USA Inc. | telecommunications | utility service violation | 2021 | NY-PSC | $71,940,000 |
| Citigroup Inc. | Citigroup | financial services | banking violation | 2004 | FED | $70,000,000 |
| ACE American Insurance Company ET AL. | Chubb Limited | financial services | False Claims Act and related | 2010 | NY-AG | $70,000,000 |
| Wells Fargo & Company | Wells Fargo | financial services | investor protection violation | 2018 | NY-AG | $65,000,000 |
| Consolidated Edison Company of New York, Inc. | Consolidated Edison | utilities and power generation | utility service violation | 2008 | NY-PSC | $63,000,000 |
| Empire HealthChoice | Elevance Health | healthcare services | insurance violation | 2011 | NY-DFS | $61,080,867 |
| Western Union | Western Union | financial services | anti-money-laundering deficiencies | 2018 | NY-DFS | $60,000,000 |
| Goldman Sachs Group Inc. | Goldman Sachs | financial services | price-fixing or anti-competitive practices | 2018 | NY-DFS | $54,750,000 |
| Hutton Ventures LLC | consumer protection violation | 2021 | NY-AG | $53,040,000 | ||
| Eastman Kodak | Eastman Kodak | electrical and electronic equipment | environmental violation | 2014 | USAO | $53,000,000 |
| Lincoln Financial Group | Lincoln National | financial services | insurance violation | 2017 | NY-DFS | $52,200,000 |
| UnitedHealth Group Inc. | UnitedHealth Group | healthcare services | consumer protection violation | 2009 | NY-AG | $50,000,000 |
| Willis Group Holdings Ltd. | Willis Towers Watson | financial services | price-fixing or anti-competitive practices | 2005 | NY-AG | $50,000,000 |
| Oxford Health Insurance Inc. | UnitedHealth Group | healthcare services | insurance violation | 2008 | NY-DFS | $50,000,000 |
| Royal Bank of Scotland | NatWest Group PLC | financial services | economic sanction violation | 2013 | NY-DFS | $50,000,000 |
| MetLife | MetLife | financial services | insurance violation | 2014 | NY-DFS | $50,000,000 |
| Goldman Sachs | Goldman Sachs | financial services | investor protection violation | 2015 | NY-DFS | $50,000,000 |
| Endo Health Solutions | Endo International | pharmaceuticals | off-label or unapproved promotion of medical products | 2021 | NY-AG | $50,000,000 |
| Grand River Enterprises Six Nations, Ltd. and Native Wholesale Supply Company, Inc. | tax violations | 2022 | NY-AG | $50,000,000 | ||
| CenterLight Healthcare and CenterLight Health System | CenterLight Health System | healthcare services | False Claims Act and related | 2016 | NY-AG | $47,000,000 |
| Fred Alger Management, Inc. | Alger Associates | financial services | investor protection violation | 2007 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $45,000,000 |
| Athene Holding Ltd. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2020 | NY-DFS | $45,000,000 |
| Bank of America Merrill Lynch | Bank of America | financial services | investor protection violation | 2018 | NY-AG | $42,000,000 |
