Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| PKB Privatbank AG | tax violations | 2015 | DOJ_TAX | $6,328,000 | ||
| Falcon Private Bank AG | tax violations | 2015 | DOJ_TAX | $1,806,000 | ||
| Credito Privato Commerciale in liquidazione SA | tax violations | 2015 | DOJ_TAX | $348,900 | ||
| SB Saanen Bank AG | tax violations | 2015 | DOJ_TAX | $1,365,000 | ||
| Privatbank Bellerive AG | tax violations | 2015 | DOJ_TAX | $57,000 | ||
| Mercantil Bank (Schweiz) AG | tax violations | 2015 | DOJ_TAX | $1,172,000 | ||
| Banque Cantonale Neuchateloise | tax violations | 2015 | DOJ_TAX | $1,123,000 | ||
| Nidwaldner Kantonalbank | tax violations | 2015 | DOJ_TAX | $856,000 | ||
| Banque Pasche SA | tax violations | 2015 | DOJ_TAX | $7,229,000 | ||
| ARVEST Privatbank AG | tax violations | 2015 | DOJ_TAX | $1,044,000 | ||
| Privatbank Von Graffenried AG | tax violations | 2015 | DOJ_TAX | $287,000 | ||
| Ersparniskasse Schaffhausen AG | tax violations | 2015 | DOJ_TAX | $2,066,000 | ||
| Bank Linth LLB AG | tax violations | 2015 | DOJ_TAX | $4,150,000 | ||
| Bank Sparhafen Zurich AG | tax violations | 2015 | DOJ_TAX | $1,810,000 | ||
| Societe Generale Private Banking (Suisse) SA | Societe Generale | financial services | tax violations | 2015 | DOJ_TAX | $17,807,000 |
| Berner Kantonalbank AG | tax violations | 2015 | DOJ_TAX | $4,619,000 | ||
| Rothschild Bank AG | tax violations | 2015 | DOJ_TAX | $11,510,000 | ||
| Banca Credinvest SA | tax violations | 2015 | DOJ_TAX | $3,022,000 | ||
| Societe Generale Private Banking (Lugano-Svizzera) | Societe Generale | financial services | tax violations | 2015 | DOJ_TAX | $1,363,000 |
| MediBank AG | tax violations | 2015 | DOJ_TAX | $826,000 | ||
| LBBW (Schweiz) AG | tax violations | 2015 | DOJ_TAX | $34,000 | ||
| Scobag Privatbank AG | tax violations | 2015 | DOJ_TAX | $9,090 | ||
| Finter Bank Zurich AG | tax violations | 2015 | DOJ_TAX | $5,414,000 | ||
| Vadian Bank AG | tax violations | 2015 | DOJ_TAX | $4,253,000 | ||
| BSI SA | tax violations | 2015 | DOJ_TAX | $211,000,000 | ||
| Tishman Construction Corporation | AECOM | construction and engineering | fraud | 2015 | USAO | $20,230,917 |
| Granite Construction Inc. | Granite Construction | construction and engineering | fraud | 2015 | USAO | $8,250,000 |
| Coast Produce Company | False Claims Act and related | 2015 | USAO | $4,000,000 | ||
| Credit Agricole Corporate and Investment Bank (CACIB) | Credit Agricole | financial services | economic sanction violation | 2015 | USAO | $156,000,000 |
| Swisher Hygiene Inc. | Ecolab | chemicals | fraud | 2015 | USAO | $2,000,000 |
| Hong Kong Entertainment (Overseas) Investments, LTD. dba Tinian Dynasty Hotel & Casino | anti-money-laundering deficiencies | 2015 | USAO | $3,036,969 | ||
| Hunter Roberts Construction Group LLC | fraud | 2015 | USAO | $7,000,000 | ||
| Curvature LLC | fraud | 2015 | USAO | $2,200,000 | ||
| Bank of Mingo | anti-money-laundering deficiencies | 2015 | USAO | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,200,000 | ||
| Ripple Labs Inc. | anti-money-laundering deficiencies | 2015 | USAO | $700,000 | ||
| Exide Technologies | Exide Technologies | miscellaneous energy products and systems | environmental violation | 2015 | USAO | $50,000,000 |
| Ansun Biopharma, Inc. | fraud | 2015 | USAO | $2,000,000 | ||
| Credit Agricole Corporate and Investment Bank | Credit Agricole | financial services | economic sanction violation | 2015 | NY-MANDA | $156,000,000 |
| Commerzbank AG | Commerzbank | financial services | economic sanction violation | 2015 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000 |
| B. Braun Medical Inc. | B. Braun Melsungen | medical equipment and supplies | drug or medical equipment safety violation | 2016 | FDA | $7,800,000 |
| Olympus Corp. of the Americas | Olympus | electrical and electronic equipment | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $646,000,000 |
| VimpelCom Limited | VEON | telecommunications | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $230,000,000 |
| PTC Inc. | PTC Inc. | information technology | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $14,540,000 |
| Bank Julius Baer & Co. Ltd. | Julius Baer Group | financial services | tax violations | 2016 | DOJ_TAX | $547,000,000 |
| HSZH Verwaltungs AG | tax violations | 2016 | DOJ_TAX | $49,000,000 | ||
| Leodan Privatbank AG | tax violations | 2016 | DOJ_TAX | $500,000 | ||
| Union Bancaire Privee | Union Bancaire Privee | financial services | tax violations | 2016 | DOJ_TAX | $187,000,000 |
| Akamai Technologies | Akamai Technologies | information technology | Foreign Corrupt Practices Act | 2016 | SEC | $671,885 |
| Nortek Inc. | Madison Industries | diversified | Foreign Corrupt Practices Act | 2016 | SEC | $322,058 |
| Swisher Hygiene | Ecolab | chemicals | accounting fraud or deficiencies | 2016 | SEC | $2,000,000 |
| LATAM Airlines Group S.A. | LATAM Airlines Group | airlines | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $12,750,000 |
| BK Medical ApS | GE HealthCare Technologies | medical equipment and supplies | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $3,400,000 |
| GNC Holdings Inc. | Harbin Pharmaceutical Group | pharmaceuticals | drug or medical equipment safety violation | 2016 | FDA | $2,250,000 |
| Tenet Healthcare Corporation | Tenet Healthcare | healthcare services | False Claims Act and related | 2016 | DOJ_CIVIL | $513,000,000 |
| Och-Ziff Capital Management Group LLC | Sculptor Capital Management | financial services | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $213,000,000 |
| Embraer S.A. | Embraer | aerospace and military contracting | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $107,285,090 |
| JPMorgan Securities | JPMorgan Chase | financial services | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $72,000,000 |
| American Management Services LLC | fraud | 2016 | DOJ_CRIMINAL | $1,625,124 | ||
| Teva Pharmaceutical Industries Ltd | Teva Pharmaceutical Industries | pharmaceuticals | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $283,177,348 |
| Redflex Traffic Systems Inc. | kickbacks and bribery | 2016 | DOJ_CRIMINAL | $100,000 | ||
| General Cable Corporation | Prysmian Group | electrical and electronic equipment | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $20,000,000 |
| Sheffield Pharmaceuticals | environmental violation | 2016 | EPA | $1,000,000 | ||
| NCH Corporation | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $335,342 | ||
| HMT LLC | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $2,719,412 | ||
| Hale Products Inc. | IDEX Corp. | industrial equipment | price-fixing or anti-competitive practices | 2016 | DOJ_ANTITRUST | $60,200 |
| Octal Corp. | price-fixing or anti-competitive practices | 2016 | DOJ_ANTITRUST | $460,000 | ||
| Torneos y Competencias S.A. | kickbacks and bribery | 2016 | USAO | $112,800,000 | ||
| CG Technology LP (formerly Cantor Gaming) | anti-money-laundering deficiencies | 2016 | USAO | $16,500,000 | ||
| Mary's Gone Crackers Inc. | work visa violations | 2016 | USAO | $1,500,000 | ||
| Coastal International Security Inc. | False Claims Act and related | 2016 | USAO | $1,650,000 | ||
| National Oilwell Varco | NOV Inc. | oilfield services and supplies | economic sanction violation | 2016 | USAO | $25,000,000 |
| Meiko America Inc. | drug or medical equipment safety violation | 2016 | USAO | $76,063 | ||
| Plaza Construction LLC | fraud | 2016 | USAO | $9,195,857 | ||
| United Continental Holdings Inc. | United Airlines Holdings | airlines | kickbacks and bribery | 2016 | USAO | $2,250,000 |
| Baxter Healthcare Corporation | Baxter International | medical equipment and supplies | drug or medical equipment safety violation | 2017 | DOJ_CIVIL | $18,158,000 |
| Rolls-Royce plc | Rolls-Royce | aerospace and military contracting | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $169,917,710 |
| Sociedad Quimica y Minera de Chile | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $15,487,500 | ||
| Las Vegas Sands Corp. | Las Vegas Sands Corp. | entertainment | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $6,960,000 |
| Western Union Company | Western Union | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $586,000,000 |
| State Street Corporation | State Street Corp. | financial services | fraud | 2017 | DOJ_CRIMINAL | $32,300,000 |
| Banamex USA | Citigroup | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
| CDM Smith Inc. | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $4,037,138 | ||
| Linde North America Inc. | Linde | industrial services | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $11,235,000 |
| Aegerion Pharmaceuticals Inc. | Amryt Pharma | pharmaceuticals | drug or medical equipment safety violation | 2017 | DOJ_CIVIL | $35,000,000 |
| Telia Company AB | Telia Company AB | telecommunications | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $274,603,972 |
| RBS Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2017 | USAO | $44,000,000 |
| Keppel Offshore & Marine Ltd. | Keppel | diversified | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $105,554,245 |
| SBM Offshore N.V. | SBM Offshore | oilfield services and supplies | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $238,000,000 |
| Seiler Instrument & Manufacturing Company, Inc. | fraud | 2017 | USAO | $1,500,000 | ||
| Georgeson LLC | kickbacks and bribery | 2017 | USAO | $4,500,000 | ||
| PDQ Imaging Services, LLC et al. | False Claims Act and related | 2017 | USAO | $300,000 | ||
| Prime Partners SA | tax violations | 2017 | USAO | $5,000,000 | ||
| Southern Glazer's Wine and Spirits of Pennsylvania, LLC | Southern Glazer's Wine & Spirits | wholesalers | kickbacks and bribery | 2017 | USAO | $5,000,000 |
| Breakthru Beverage Pennsylvania, LLC | Breakthru Beverage Group | wholesalers | kickbacks and bribery | 2017 | USAO | $2,000,000 |
| White Rock Distilleries, Inc. | kickbacks and bribery | 2017 | USAO | $2,000,000 | ||
| Pio Imports, LLC | kickbacks and bribery | 2017 | USAO | $200,000 | ||
| DAXC LLC | False Claims Act and related | 2017 | USAO | $5,200,000 | ||
| Dennis Corporation | kickbacks and bribery | 2017 | USAO | $250,000 | ||
| HSBC Holdings plc | HSBC | financial services | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
| Transport Logistics International Inc. | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $2,000,000 | ||
| U.S. Bancorp | U.S. Bancorp | financial services | anti-money-laundering deficiencies | 2018 | USAO | $453,000,000 |
