337 Violation Tracker results found
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| Company | Parent | Parent Major Industry | Primary Offense Type |
Year |
Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| PNC ICLC Corp. | PNC Financial Services | financial services | accounting fraud or deficiencies | 2003 | DOJ_CRIMINAL | $115,000,000 |
| Banco Popular de Puerto Rico | Popular Inc. | financial services | anti-money-laundering deficiencies | 2003 | DOJ_CRIMINAL | $21,600,000 |
| America Online | Verizon Communications | telecommunications | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $210,000,000 |
| InVision Technologies, Inc. | Foreign Corrupt Practices Act | 2004 | DOJ_CRIMINAL | $800,000 | ||
| American International Group, Inc. | American International Group | financial services | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $80,000,000 |
| AmSouth Bancorporation | Regions Financial | financial services | fraud | 2004 | USAO | $40,000,000 |
| Symbol Technologies Inc. | Zebra Technologies | electrical and electronic equipment | fraud | 2004 | USAO | $139,000,000 |
| Adelphia Communications Corporation | Adelphia Communications | telecommunications | accounting fraud or deficiencies | 2005 | DOJ_CRIMINAL | $715,000,000 |
| Micrus Corporation | Johnson & Johnson | pharmaceuticals | Foreign Corrupt Practices Act | 2005 | DOJ_CRIMINAL | $450,000 |
| American Electric Power | American Electric Power | utilities and power generation | data submission deficiencies | 2005 | DOJ_CRIMINAL | $30,000,000 |
| Monsanto Company | Bayer | chemicals | Foreign Corrupt Practices Act | 2005 | DOJ_CRIMINAL | $1,000,000 |
| KPMG LLP | KPMG | business services | tax violations | 2005 | DOJ_TAX | $456,000,000 |
| The Bank of New York | Bank of New York Mellon | financial services | anti-money-laundering deficiencies | 2005 | USAO | $38,000,000 |
| Bristol-Myers Squibb | Bristol-Myers Squibb | pharmaceuticals | fraud | 2005 | USAO | $300,000,000 |
| Statoil ASA | Equinor | oil and gas | Foreign Corrupt Practices Act | 2006 | DOJ_CRIMINAL | $10,500,000 |
| Prudential Equity Group LLC | Prudential Financial | financial services | securities issuance or trading violation | 2006 | DOJ_CRIMINAL | $600,000,000 |
| BankAtlantic | BB&T | financial services | anti-money-laundering deficiencies | 2006 | DOJ_CRIMINAL | $10,000,000 |
| Williams Power Company Inc. | JPMorgan Chase | financial services | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
| American International Group, Inc. | American International Group | financial services | accounting fraud or deficiencies | 2006 | DOJ_CRIMINAL | $25,000,000 |
| FirstEnergy Nuclear Operating Company | FirstEnergy | utilities and power generation | nuclear safety violation | 2006 | NRC | $28,000,000 |
| InterMune Inc. | off-label or unapproved promotion of medical products | 2006 | FDA | $36,900,000 | ||
| ABT Associates | fraud | 2006 | USAO | $2,900,000 | ||
| WesternGeco LLC | work visa violations | 2006 | USAO | $19,600,000 | ||
| BAWAG P.S.K. | Cerberus Capital Management | private equity (including portfolio companies) | fraud | 2006 | USAO | $337,500,000 |
| BAYERISCHE HYPO- UND VEREINSBANK AG | tax violations | 2006 | USAO | $29,635,125 | ||
| BP Products North America Inc. | BP | oil and gas | energy market manipulation | 2007 | CFTC | $303,000,000 |
| Maximus Inc. | Maximus | miscellaneous services | False Claims Act | 2007 | DOJ_CIVIL | $30,500,000 |
| Lucent Technologies Inc. | Nokia | telecommunications | Foreign Corrupt Practices Act | 2007 | DOJ_CRIMINAL | $1,000,000 |
| Ingersoll-Rand Company Limited | Ingersoll-Rand | industrial equipment | Foreign Corrupt Practices Act | 2007 | DOJ_CRIMINAL | $2,500,000 |
| York International Corporation | Johnson Controls | automotive parts | kickbacks and bribery | 2007 | DOJ_CRIMINAL | $10,000,000 |
| Paradigm B.V. | Foreign Corrupt Practices Act | 2007 | DOJ_CRIMINAL | $1,000,000 | ||
| Union Bank of California, N.A. | Mitsubishi Group | diversified | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $21,600,000 |
| Textron Inc. | Textron | aerospace and military contracting | kickbacks and bribery | 2007 | DOJ_CRIMINAL | $1,150,000 |
| American Express Bank International | American Express | financial services | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $55,000,000 |
| Mirant Energy Trading LLC | NRG Energy | utilities and power generation | fraud | 2007 | DOJ_CRIMINAL | $11,000,000 |
| Baker Hughes Services International Inc. | General Electric | diversified | Foreign Corrupt Practices Act | 2007 | DOJ_CRIMINAL | $11,000,000 |
| Newsday, Inc. and Hoy Publications, LLC | fraud | 2007 | USAO | $15,000,000 | ||
| Biomet Orthopedics Inc. | Zimmer Biomet | medical equipment and supplies | False Claims Act | 2007 | USAO | $26,900,000 |
| Depuy Orthopaedics Inc. | Johnson & Johnson | pharmaceuticals | False Claims Act | 2007 | USAO | $84,700,000 |
| Smith & Nephew | Smith & Nephew | medical equipment and supplies | False Claims Act | 2007 | USAO | $28,900,000 |
| Zimmer Inc. | Zimmer Biomet | medical equipment and supplies | False Claims Act | 2007 | USAO | $169,500,000 |
| Specialty Distribution Services Inc. | off-label or unapproved promotion of medical products | 2007 | USAO | $10,500,000 | ||
| NETeller PLC | illegal gambling business | 2007 | USAO | $136,000,000 | ||
| Jazz Pharmaceuticals Inc. | Jazz Pharmaceuticals | pharmaceuticals | off-label or unapproved promotion of medical products | 2007 | USAO | $20,000,000 |
| Omega Advisors | Omega Advisors | financial services | Foreign Corrupt Practices Act | 2007 | USAO | $500,000 |
| Pharmacia & Upjohn Company LLC | Pfizer | pharmaceuticals | kickbacks and bribery | 2007 | USAO | $15,000,000 |
| Electronic Clearing House Inc. | illegal gambling business | 2007 | USAO | $2,300,000 | ||
| Fiat S.p.A. | Fiat Chrysler Automobiles | motor vehicles | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $7,000,000 |
| Faro Technologies Inc. | Faro Technologies | information technology | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $1,100,000 |
| AGA Medical Corporation | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $2,000,000 | ||
| Willbros Group Inc. | Primoris Services | construction and engineering | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $22,000,000 |
| AB Volvo | Volvo | motor vehicles | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $7,000,000 |
| Flowserve Corporation | Flowserve | industrial equipment | kickbacks and bribery | 2008 | DOJ_CRIMINAL | $4,000,000 |
| Westinghouse Air Brake Technologies Corporation (Wabtec) | Westinghouse Air Brake Technologies (Wabtec) | industrial equipment | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $300,000 |
| Sigue Corporation | anti-money-laundering deficiencies | 2008 | DOJ_CRIMINAL | $15,000,000 | ||
| IFCO Systems | Brambles | freight and logistics | work visa violations | 2008 | USAO | $20,700,000 |
| Lawson Products Inc. | Lawson Products | wholesalers | fraud | 2008 | USAO | $30,000,000 |
| Milberg LLP | kickbacks and bribery | 2008 | USAO | $75,000,000 | ||
| ESI Entertainment Systems Inc. | illegal gambling business | 2008 | USAO | $9,100,000 | ||
| Quest Diagnostics Incorporated | Quest Diagnostics | healthcare services | False Claims Act | 2009 | DOJ_CIVIL | $302,000,000 |
| UTStarcom Inc. | Foreign Corrupt Practices Act | 2009 | DOJ_CRIMINAL | $1,500,000 | ||
| Credit Suisse AG | Credit Suisse | financial services | economic sanction violation | 2009 | DOJ_CRIMINAL | $268,000,000 |
| AGCO Corp. | AGCO | agribusiness | kickbacks and bribery | 2009 | DOJ_CRIMINAL | $1,600,000 |
| Helmerich & Payne Inc. | Helmerich & Payne | oilfield services and supplies | Foreign Corrupt Practices Act | 2009 | DOJ_CRIMINAL | $1,000,000 |
| Novo Nordisk A/S | Novo A/S | pharmaceuticals | kickbacks and bribery | 2009 | DOJ_CRIMINAL | $9,000,000 |
| UBS AG | UBS | financial services | tax violations | 2009 | DOJ_TAX | $780,000,000 |
| Fisher Sand & Gravel Inc. | Fisher Industries | building materials | tax violations | 2009 | DOJ_TAX | $1,160,000 |
| Pilgrim's Pride Inc. | JBS | food products | work visa violations | 2009 | USAO | $4,500,000 |
| Optimal Group Inc. | illegal gambling business | 2009 | USAO | $19,200,000 | ||
| WellCare | WellCare Health Plans | healthcare services | fraud | 2009 | USAO | $80,000,000 |
| PartyGaming PLC | illegal gambling business | 2009 | USAO | $105,000,000 | ||
| Bank of America | Bank of America | financial services | price-fixing or anti-competitive practices | 2010 | DOJ_ANTITRUST | $137,300,000 |
| Kos Pharmaceuticals | AbbVie | pharmaceuticals | kickbacks and bribery | 2010 | FDA | $41,500,000 |
| Alcatel-Lucent S.A. | Nokia | telecommunications | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $92,000,000 |
| RAE Systems Inc. | Honeywell International | diversified | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $1,700,000 |
| Panalpina World Transport (Holding) Ltd. | Panalpina Group | freight and logistics | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $70,560,000 |
| Shell Nigeria Exploration and Production Company Ltd. | Royal Dutch Shell | oil and gas | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $30,000,000 |
| Transocean Inc. | Transocean | oilfield services and supplies | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $13,440,000 |
| Tidewater Marine International Inc. | Tidewater Inc. | miscellaneous services | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $7,350,000 |
| Pride International Inc. and Pride Forasol S.A.S. | Ensco | oilfield services and supplies | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $32,625,000 |
| Noble Corporation | Noble Corp. | oilfield services and supplies | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $2,590,000 |
| ABB Ltd. | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $19,000,000 |
| Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2010 | DOJ_CRIMINAL | $298,000,000 |
| Alliance One International Inc. | Alliance One International | tobacco | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $9,450,000 |
| Universal Corporation and Universal Leaf Tabacos Ltda. | Universal Corporation | tobacco | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $4,400,000 |
| Snamprogetti Netherlands B.V. | ENI | oil and gas | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $240,000,000 |
| Technip S.A. | TechnipFMC | oilfield services and supplies | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $240,000,000 |
| ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. | ABN AMRO | financial services | economic sanction violation | 2010 | DOJ_CRIMINAL | $500,000,000 |
| Daimler AG | Daimler | motor vehicles | Foreign Corrupt Practices Act | 2010 | DOJ_CRIMINAL | $93,600,000 |
| General Reinsurance Corporation | Berkshire Hathaway | diversified | accounting fraud or deficiencies | 2010 | DOJ_CRIMINAL | $24,500,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | tax violations | 2010 | USAO | $553,633,153 |
| Exactech Inc. | TPG Capital | private equity (including portfolio companies) | kickbacks and bribery | 2010 | USAO | $2,990,000 |
| Schiavone Construction Company LLC | fraud | 2010 | USAO | $20,000,000 | ||
| Louis Berger Group Inc. | Louis Berger Group | construction and engineering | False Claims Act | 2010 | USAO | $69,300,000 |
| Wright Medical Inc. | False Claims Act | 2010 | USAO | $7,900,000 | ||
| Sportingbet PLC | illegal gambling business | 2010 | USAO | $33,000,000 | ||
| Shoppers Food Warehouse Corp. | United Natural Foods | wholesalers | kickbacks and bribery | 2010 | USAO | $2,500,000 |
| Metropolitan Life Insurance Company | MetLife | financial services | kickbacks and bribery | 2010 | USAO | $13,500,000 |
| Wachovia Bank N.A. | Wells Fargo | financial services | anti-money-laundering deficiencies | 2010 | USAO | $50,000,000 |
| Sirchie Acquisition Co. LLC | export control violation | 2010 | USAO | $12,600,000 | ||
| Alpha Natural Resources | Alpha Natural Resources | mining and minerals | workplace safety or health violation | 2011 | MSHA | $209,000,000 |
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.