Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$231,211,094,230
Number of Records: 
2,107
Note: 
The total includes only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The penalty dollar total above is adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$58,698,470,098128
JPMorgan Chase$30,089,755,661107
Citigroup$17,313,115,78972
Wells Fargo$14,991,253,793104
Deutsche Bank$12,552,139,54834
Royal Bank of Scotland$12,429,670,00016
Goldman Sachs$9,604,942,86028
BNP Paribas$9,542,129,75011
Credit Suisse$9,239,699,63021
HSBC$5,773,987,00742


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summay page for that parent company.
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Company Parent Primary Offense Type Year Agency Penalty Amountsort icon
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $9,248
International Matex Tank Terminals Macquarie railroad safety violation 2017 FRA $9,150
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $9,122
First Union Bank Wells Fargo labor relations violation 2000 NLRB $9,116
Nationwide Insurance Nationwide wage and hour violation 2010 WHD $9,109
IAC SPRINGFIELD, LLC Invesco workplace safety or health violation 2014 OSHA $9,100
Woori America Bank Woori Bank banking violation 2012 FDIC $9,070
Fifth Third Bancorp Fifth Third Bancorp wage and hour violation 2007 WHD $9,038
IAC Invesco workplace safety or health violation 2013 OSHA $9,025
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $9,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $8,893
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $8,893
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $8,893
Hanmi Bank Hanmi Financial Corp. banking violation 2007 FED $8,835
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2010 OSHA $8,750
LOUIS DREYFUS COMPANY RIVER ELEVATORS, LLC Louis Dreyfus workplace safety or health violation 2017 OSHA $8,665
CLECO CORPORATION Macquarie workplace safety or health violation 2017 OSHA $8,626
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,600
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $8,574
CASH AMERICA FirstCash workplace safety or health violation 2016 OSHA $8,500
Provident Funding Associates, LP Provident Funding Associates wage and hour violation 2008 WHD $8,453
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $8,421
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $8,421
HSBC Bank USA HSBC economic sanction violation 2004 OFAC $8,375
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $8,349
HSBC North America Inc. HSBC wage and hour violation 2006 WHD $8,273
International Matex Tank Terminals Macquarie railroad safety violation 2017 FRA $8,250
Louis Dreyfus Company LLC Louis Dreyfus railroad safety violation 2017 FRA $8,250
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $8,209
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $8,209
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $8,209
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $8,209
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,209
PNC Bank PNC Financial Services economic sanction violation 2005 OFAC $8,200
STATE FARM INSURANCE State Farm Insurance workplace safety or health violation 2012 OSHA $8,160
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2017 MSHA $8,094
IMTT, INC. Macquarie railroad safety violation 2011 FRA $8,000
International Matex Tank Terminals Macquarie railroad safety violation 2010 FRA $8,000
International Matex Tank Terminals Macquarie railroad safety violation 2010 FRA $8,000
International Matex Tank Terminals Macquarie railroad safety violation 2012 FRA $8,000
Peter Cremer Company Cremer railroad safety violation 2014 FRA $8,000
NEW YORK COMMUNITY BANK New York Community Bancorp banking violation 2004 FDIC $8,000
SCOTIABANK DE PUERTO RICO Scotiabank banking violation 2003 FDIC $8,000
INTERNATIONAL MATEX TANK TERMINALS Macquarie railroad safety violation 2009 FRA $8,000
INTERNATIONAL MATEX TANK TERMINALS Macquarie railroad safety violation 2009 FRA $8,000
IMTT BAYONNE Macquarie railroad safety violation 2016 FRA $8,000
IMTT BAYONNE Macquarie railroad safety violation 2016 FRA $8,000
Fidelity National Financial, Inc Fidelity National Financial wage and hour violation 2004 WHD $7,945
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $7,840
Ruesch International, Inc. Western Union economic sanction violation 2004 OFAC $7,811
Huntington Bancshares Incorporated Huntington Bancshares Family and Medical Leave Act 2015 WHD $7,788
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $7,774
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LL 180850010200073 Louis Dreyfus environmental violation 2013 EPA $7,750
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,707
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,700
WHEELABRATOR PORTSMOUTH INC - RDF FACILITY Macquarie environmental violation 2016 EPA $7,669
CITICORP CREDIT CARD SERVICES, INC. (USA) Citigroup workplace safety or health violation 2014 OSHA $7,650
HSBC Bank HSBC wage and hour violation 2006 WHD $7,599
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $7,578
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $7,578
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $7,578
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $7,578
IMTT, INC. Macquarie railroad safety violation 2011 FRA $7,500
International Matex Tank Terminals Macquarie railroad safety violation 2011 FRA $7,500
Xstrata Copper Glencore railroad safety violation 2011 FRA $7,500
IMTT, INC. Macquarie railroad safety violation 2015 FRA $7,500
IMTT BAYONNE Macquarie railroad safety violation 2009 FRA $7,500
BankAtlantic BB&T economic sanction violation 2008 OFAC $7,500
Old National Bank Old National Bancorp banking violation 2004 OCC $7,500
Bank of America Bank of America discriminatory practices 2013 HUD $7,500
TIAA-CREF TIAA aviation safety violation 2015 FAA $7,500
IAC MADISONVILLE LLC Invesco workplace safety or health violation 2014 OSHA $7,500
WHEELABRATOR NORWALK ENERGY CO Macquarie environmental violation 2009 EPA $7,500
MORGAN STANLEY - 140 58TH ST Morgan Stanley environmental violation 2003 EPA $7,500
LOUIS DREYFUS BEAUMONT GRAIN ELEVATOR Louis Dreyfus environmental violation 2000 EPA $7,500
Morgan Stanley Capital Group, Inc. Morgan Stanley environmental violation 2002 EPA $7,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $7,500
Asset Acceptance, LLC Encore Capital Group Family and Medical Leave Act 2014 WHD $7,450
NAVY FEDERAL CREDIT UNION - FOLLIN LANE Navy Federal Credit Union environmental violation 2017 EPA $7,427
Citicorp Vendor Finance Ltd Citigroup economic sanction violation 2004 OFAC $7,379
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $7,305
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $7,300
IAC SPARTANBURG Invesco workplace safety or health violation 2011 OSHA $7,277
California United Bank PacWest Bancorp economic sanction violation 2004 OFAC $7,250
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $7,205
IMTT, INC. Macquarie railroad safety violation 2014 FRA $7,200
LOUIS DREYFUS CITRUS, INC. Louis Dreyfus environmental violation 2006 EPA $7,200
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2005 MSHA $7,200
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $7,176
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,100
Merrill Lynch, Pierce, Fenner & Smith, Inc. Bank of America wage and hour violation 2006 WHD $7,060
AFB&T Synovus Financial banking violation 2009 FDIC $7,040
GOODRICH AVIATION TECHNICAL SERVICES INC Macquarie aviation safety violation 2007 FAA $7,000
THE COLUMBIA BANK Fulton Financial banking violation 2002 FDIC $7,000
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