Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$228,770,992,016
Number of Records: 
1,939
Note: 
The total includes only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The penalty dollar total above is adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$58,406,055,098119
JPMorgan Chase$29,715,750,70499
Citigroup$17,267,715,78968
Wells Fargo$14,779,993,51593
Deutsche Bank$12,527,268,08632
Royal Bank of Scotland$12,429,670,00016
Goldman Sachs$9,602,492,86026
BNP Paribas$9,542,129,75011
Credit Suisse$9,238,499,63019
HSBC$5,718,137,00740


Individual Penalty Records:

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Company Parent Primary Offense Type Year Agency Penalty Amountsort icon
Wells Fargo Bank Wells Fargo Family and Medical Leave Act 2006 WHD $5,152
Compass Bank Banco Bilbao Vizcaya Argentaria wage and hour violation 2005 WHD $5,105
CITIMORTGAGE, INC. Citigroup workplace safety or health violation 2007 OSHA $5,097
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $5,080
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $5,080
Univest Corporation of Pennsylvania Univest Corporation of Pennsylvania Family and Medical Leave Act 2016 WHD $5,076
American Express Bank Ltd. American Express economic sanction violation 2004 OFAC $5,041
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,040
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,040
J P Morgan Chase JPMorgan Chase Family and Medical Leave Act 2007 WHD $5,008
Keybank National Association KeyCorp banking violation 2015 OCC $5,005
IMTT BAYONNE Macquarie railroad safety violation 2014 FRA $5,000
Peter Cremer Company Cremer railroad safety violation 2011 FRA $5,000
GOODRICH AVIATION TECHNICAL SERVICES INC Macquarie aviation safety violation 2005 FAA $5,000
UBS (USA) Inc UBS economic sanction violation 2003 OFAC $5,000
TD Banknorth Toronto-Dominion Bank labor relations violation 2006 NLRB $5,000
IMTT Bayonne Macquarie railroad safety violation 2003 FRA $5,000
International Matex Tank Terminals Macquarie railroad safety violation 2006 FRA $5,000
LANSING TRADE GROUP Lansing Trade Group railroad safety violation 2017 FRA $5,000
IAC MADISONVILLE LLC Invesco workplace safety or health violation 2014 OSHA $5,000
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2014 OSHA $5,000
NOBLE AMERICAS SOUTH BEND ETHANOL LLC Vitol environmental violation 2011 EPA $5,000
MANULIFE FINANCIAL US OPERATIONS Manulife Financial environmental violation 2008 EPA $5,000
HSBC TOWER HSBC environmental violation 2017 EPA $5,000
CORPUS CHRISTI ALUMINA Glencore environmental violation 2002 EPA $5,000
CORPUS CHRISTI ALUMINA Glencore environmental violation 2002 EPA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2001 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,000
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $5,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $5,000
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