Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$233,488,454,485
Number of Records: 
2,125
Note: 
The total includes only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The penalty dollar total above is adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$58,698,470,098128
JPMorgan Chase$30,089,755,661107
Citigroup$17,313,115,78972
Wells Fargo$14,943,253,793105
Deutsche Bank$12,552,639,54835
Royal Bank of Scotland$12,429,670,00016
Goldman Sachs$9,604,942,86028
BNP Paribas$9,542,129,75011
Credit Suisse$9,239,699,63021
HSBC$5,773,987,00742


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summay page for that parent company.
Download results as CSV or XML
Company Parent Primary Offense Type Year Agency Penalty Amountsort icon
Morgan Stanley Capital Group, Inc. Morgan Stanley environmental violation 2002 EPA $7,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $7,500
Asset Acceptance, LLC Encore Capital Group Family and Medical Leave Act 2014 WHD $7,450
NAVY FEDERAL CREDIT UNION - FOLLIN LANE Navy Federal Credit Union environmental violation 2017 EPA $7,427
Citicorp Vendor Finance Ltd Citigroup economic sanction violation 2004 OFAC $7,379
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $7,305
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $7,300
IAC SPARTANBURG Invesco workplace safety or health violation 2011 OSHA $7,277
California United Bank PacWest Bancorp economic sanction violation 2004 OFAC $7,250
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $7,205
IMTT, INC. Macquarie railroad safety violation 2014 FRA $7,200
LOUIS DREYFUS CITRUS, INC. Louis Dreyfus environmental violation 2006 EPA $7,200
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2005 MSHA $7,200
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $7,176
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,100
Merrill Lynch, Pierce, Fenner & Smith, Inc. Bank of America wage and hour violation 2006 WHD $7,060
AFB&T Synovus Financial banking violation 2009 FDIC $7,040
GOODRICH AVIATION TECHNICAL SERVICES INC Macquarie aviation safety violation 2007 FAA $7,000
THE COLUMBIA BANK Fulton Financial banking violation 2002 FDIC $7,000
Hanmi Bank Hanmi Financial Corp. economic sanction violation 2004 OFAC $7,000
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS, INC Fidelity Investments workplace safety or health violation 2011 OSHA $7,000
THE GAS COMPANY, LLC Macquarie workplace safety or health violation 2013 OSHA $7,000
IAC ALBEMARLE, LLC Invesco workplace safety or health violation 2017 OSHA $7,000
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $7,000
JPMorgan Chase Bank, NA JPMorgan Chase wage and hour violation 2009 WHD $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2007 MSHA $6,996
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
WHEELABRATOR PORTSMOUTH Macquarie workplace safety or health violation 2010 OSHA $6,890
Heritage Bank of Commerce Heritage Commerce Corp. banking violation 2008 FED $6,840
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,745
J P Morgan Chase Bank JPMorgan Chase wage and hour violation 2005 WHD $6,688
Bank One JPMorgan Chase economic sanction violation 2004 OFAC $6,682
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $6,624
Societe Generale Societe Generale economic sanction violation 2003 OFAC $6,600
BANK OF AMERICA Bank of America workplace safety or health violation 2011 OSHA $6,600
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA INC Invesco workplace safety or health violation 2015 OSHA $6,600
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $6,600
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $6,600
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,600
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,600
WOORI USA CORP Woori Bank motor vehicle safety violation 2010 FMCSA $6,550
Bank of America Bank of America Family and Medical Leave Act 2008 WHD $6,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Noble Americas Corporation Vitol railroad safety violation 2017 FRA $6,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2007 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Metropolitan Life Insurance Company MetLife Family and Medical Leave Act 2009 WHD $6,375
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $6,367
Sun Life Assurance Company of Canada (U.S.) Sun Life Financial wage and hour violation 2009 WHD $6,366
IAC SPRINGFIELD LLC Invesco workplace safety or health violation 2014 OSHA $6,350
CITIZENS FINANCIAL GROUP, INC. Citizens Financial Group workplace safety or health violation 2017 OSHA $6,338
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLC Invesco workplace safety or health violation 2014 OSHA $6,300
IMTT BAYONNE 340171219400099 Macquarie environmental violation 2011 EPA $6,300
CORPUS CHRISTI ALUMINA Glencore environmental violation 2003 EPA $6,300
CORPUS CHRISTI ALUMINA Glencore environmental violation 2003 EPA $6,300
Trustmark National Bank Trustmark banking violation 2012 OCC $6,250
NOBLE AMERICAS SOUTH BEND ETHANOL LLC Vitol environmental violation 2009 EPA $6,250
UBS Financial Services Inc. UBS wage and hour violation 2018 WHD $6,246
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $6,225
Bank of America Bank of America wage and hour violation 2008 WHD $6,209
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,188
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,188
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $6,153
National City Mortgage, Co. PNC Financial Services wage and hour violation 2004 WHD $6,150
NATIONWIDE MUTUAL INS CO/LOWER SALFORD Nationwide environmental violation 2017 EPA $6,150
Gas Incorporated Macquarie motor vehicle safety violation 2012 FMCSA $6,140
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,115
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,062
Louis Dreyfus Company LLC Louis Dreyfus railroad safety violation 2016 FRA $6,000
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2009 OSHA $6,000
IMPERIAL-SAVANNAH, L.P. Louis Dreyfus environmental violation 2012 EPA $6,000
PRUDENTIAL Prudential Financial environmental violation 2011 EPA $6,000
IMTT BAYONNE 340171219400046 Macquarie environmental violation 2002 EPA $6,000
Download results as CSV or XML