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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
Allstate Insurance CompanyAllstateinsurance violation2010TX-INS$879,510
National General Insurance CompanyAllstateinsurance violation2010TX-INS$25,000
Esurance Property and Casualty Insurance CompanyAllstateinsurance violation2018TX-INS$12,500
Allstate Indemnity CompanyAllstateinsurance violation2018UT-INS$5,000
ALLSTATE INSURANCE COMPANYAllstateinsurance violation2002VA-INS$10,000
AMERICAN HERITAGE LIFE INSURANCE COAllstateinsurance violation2002VA-INS$15,000
ALLSTATE INSURANCE & ALLSTATE INDEMNITY COAllstateinsurance violation2003VA-INS$31,300
ALLSTATE INSURANCE CO., ET AL.Allstateinsurance violation2003VA-INS$50,000
ALLSTATE LIFE INSURANCE CO.Allstateinsurance violation2005VA-INS$5,000
AMERICAN HERITAGE LIFE INSURANCE COAllstateinsurance violation2006VA-INS$18,000
Allstate Insurance Company and Allstate Indemnity CompanyAllstateinsurance violation2007VA-INS$8,000
ALLSTATE FIRE & CASUALTY ET ALAllstateinsurance violation2009VA-INS$36,000
ESURANCE INSURANCE COMPANYAllstateinsurance violation2009VA-INS$20,000
ALLSTATE INSURANCE COMPANYAllstateinsurance violation2010VA-INS$15,000
ALLSTATE INSURANCE COMPANYAllstateinsurance violation2013VA-INS$5,000
ALLSTATE INSURANCE COMPANYAllstateinsurance violation2015VA-INS$197,201
ESURANCE INSURANCE COMPANYAllstateinsurance violation2015VA-INS$50,508
National General Insurance CompanyAllstateinsurance violation2010WA-INS$15,000
Allstate Insurance CompanyAllstateinsurance violation2011WA-INS$50,000
Allstate Fire & Casualty Insurance CompanyAllstateinsurance violation2013WA-INS$15,000
Allstate Indemnity Company et al.Allstateinsurance violation2015WA-INS$10,000
Allstate Financial Services, Inc.Allstateconsumer protection violation2003WA-FIN$58,988
AllstateAllstateinsurance violation2010MULTI-FIN$10,000,000
Allstate Life Insurance CompanyAllstateinsurance violation2018MULTI-FIN$150,000
National General Insurance CompanyAllstateinsurance violation2020AZ-DIFI$75,000
Allstate CorporationAllstatediscriminatory practices (non-employment)2007private lawsuit-federal$11,720,000
Allstate Insurance GroupAllstateinsurance violation2020NY-DFS$1,455,368
Allstate Insurance CompanyAllstateinsurance violation2020OR-FIN$50,000
Esurance Insurance CompanyAllstateinsurance violation2020TX-INS$200,000
Allstate Financial Services LLCAllstateinvestor protection violation2004FINRA$150,000
Allstate Property & Casualty Insurance Company, et al.Allstateinsurance violation2021RI-FIN$7,500
Allstate Fire & Casualty Insurance CompanyAllstateinsurance violation2021WA-INS$10,000
Allstate Fire & Casualty Insurance Company et al.Allstateinsurance violation2021WA-INS$7,500
Allstate Indemnity CompanyAllstateinsurance violation2021MD-INS$50,000
Allstate Life Insurance Company of New YorkAllstateinsurance violation2021NY-DFS$196,250
Allstate Fire & Casualty Insurance Company et al.Allstateinsurance violation2021VT-FIN$225,000
Allstate Vehicle And Property Insurance CompanyAllstateinsurance violation2022WA-INS$25,000
Allstate Property and Casualty et al.Allstateinsurance violation2022RI-FIN$65,000
Allstate InsuranceAllstateprivacy violation2022private lawsuit-federal$4,500,000
ESURANCE INSURANCE COMPANYAllstateinsurance violation2023WA-INS$5,000
Allstate Fire and Casualty Insurance Co.Allstateconsumer protection violation2021private lawsuit-federal$10,092,600
Allstate Insurance Co.Allstateconsumer protection violation2012private lawsuit-federal$2,727,555
National General Insurance CompanyAllstateconsumer protection violation2019private lawsuit-federal$7,500,000
Esurance Insurance CompanyAllstateinsurance violation2022CT-INS$37,000
Allstate Fire and Casualty Insurance CompanyAllstateinsurance violation2022CT-INS$86,500
Allstate Insurance CompanyAllstateinsurance violation2022CT-INS$29,500
Allstate InsuranceAllstatewage and hour violation2017MI-LEO$5,000
Allstate Insurance CompanyAllstatewage and hour violation2017MI-LEO$5,000
Allstate InsuranceAllstatewage and hour violation2015MI-LEO$6,350
Allstate Fire and Casualty Insurance Company et al.Allstateinsurance violation2023TX-INS$125,000
Allstate InsuranceAllstatewage and hour violation2021IL-DOL$12,000
AllstateAllstatewage and hour violation2021IL-DOL$85,000
AllstateAllstatewage and hour violation2021IL-DOL$75,000
AllstateAllstatewage and hour violation2021IL-DOL$73,000
AllstateAllstatewage and hour violation2021IL-DOL$10,000
Allstate Indemnity CompanyAllstateinsurance violation2024MD-INS$5,000
ALLSTATEAllstateworkplace safety or health violation2002OSHA$69,500
Ally Financial Inc. and Ally BankAlly Financialconsumer protection violation2013CFPB$98,000,000
Ally Financial Inc.Ally Financialbanking violation2012FED$207,000,000
Ally Financial Inc. (formerly GMAC)Ally Financialmortgage abuses2012DOJ$309,600,000
Ally Financial Inc.Ally Financialtoxic securities abuses2016USAO$52,000,000
GMAC MortgageAlly Financialwage and hour violation2014private lawsuit-federal$2,000,000
Ally Financial ServicesAlly Financialwage and hour violation2019WHD$198,311
Ally FinancialAlly Financialmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $109,628,425
GMAC BankAlly Financialconsumer protection violation2008NY-AG$200,000
Ally Financial IncAlly Financialwage and hour violation2017WHD$34,169
Ally Financial, LLCAlly Financialwage and hour violation2017WHD$164,143
GMAC Mortgage, LLC dba DitechAlly Financialconsumer protection violation2011AZ-DIFI$7,500
GMAC Mortgage, LLCAlly Financialconsumer protection violation2011AZ-DIFI$7,500
GMAC Mortgage, LLCAlly Financialconsumer protection violation2010IL-BKG$50,000
GMAC Mortgage, LLC dba DitechAlly Financialconsumer protection violation2013IL-BKG$15,000
GMAC Mortgage LLC dba DitechAlly Financialconsumer protection violation2010PA-BKG$43,000
General Motors Acceptance Corp.Ally Financialdiscriminatory practices (non-employment)2004private lawsuit-federal$9,600,000
GMAC Mortgage, LLCAlly Financialenvironmental violation2010AL-ENV$5,505
GM ACCEPTANCE CORP TRUCK & BUS GRPAlly Financialenvironmental violation2006IN-ENV$57,750
GMAC Mortgage Group, Inc.Ally FinancialWARN Act violation2006private lawsuit-federal$135,000
Ally Financial Inc.Ally Financialconsumer protection violation2018private lawsuit-federal$19,717,222
GMAC LLCAlly Financialconsumer protection violation2014private lawsuit-federal$6,250,000
GMAC Mortgage LLCAlly Financialconsumer protection violation2016private lawsuit-federal$13,000,000
Nationwide Credit, Inc.Altisource Portfolio Solutionswage and hour violation2005WHD$68,433
Ambac Financial Group et al.Ambac Financialtoxic securities abuses2013USAO$101,900,000
Ambac Financial Group, Inc.Ambac Financialbenefit plan administrator violation2012private lawsuit-federal$2,550,000
American ExpressAmerican Expressconsumer protection violation2013CFPB$69,100,000
American ExpressAmerican Expressconsumer protection violation2012CFPB$99,100,000
American Express Centurion BankAmerican Expressbanking violation2013FDIC$3,600,000
American Express Centurion BankAmerican Expressbanking violation2012FDIC$3,900,000
American Express Bank, FSBAmerican Expressbanking violation2013OCC$7,500,000
American Express Bank, FSBAmerican Expressbanking violation2012OCC$6,500,000
AMERICAN EXPRESS COMPANYAmerican Expressbanking violation2012FED$9,000,000
American Express Centurion BankAmerican Expressbanking violation2009FDIC$250,000
American Express Bank InternationalAmerican Expressanti-money-laundering deficiencies2007DOJ_CRIMINAL$55,000,000
American Express Travel Related Services Co., Inc.American Expresseconomic sanction violation2007OFAC$16,625
American ExpressAmerican Expresseconomic sanction violation2004OFAC$18,391
American Express Bank Ltd.American Expresseconomic sanction violation2004OFAC$5,041
American Express CompanyAmerican Expresseconomic sanction violation2004OFAC$5,500
American Express Travel Related Services CompAmerican ExpressFamily and Medical Leave Act2004WHD$26,722
American ExpressAmerican Expressconsumer protection violation2017CFPB$96,000,000
American ExpressAmerican Expresseconomic sanction violation2017OFAC$204,277
American Express Centurion BankAmerican Expresstax violations2012CT-AG$14,970
American Express Co.American Expressconsumer protection violation2003NY-AG$3,285,000
American Express Travel Related Services Company, Inc.American Expresseconomic sanction violation2013OFAC$5,226,120
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.