Violation Tracker Parent Company Summary

Parent Company Name: 
Alcoa
Ownership Structure: 
publicly traded (ticker symbol AA)
Headquartered in: 
New York
Major Industry: 
metals
Specific Industry: 
metals
Penalty total since 2000: 
$729,518,062
Number of records: 
157
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
competition-related offenses$384,000,0002
environment-related offenses$343,516,59441
safety-related offenses$1,656,840103
employment-related offenses$344,62811
Top 5 Primary Offense TypesPenalty TotalNumber of Records
Foreign Corrupt Practices Act$384,000,0002
environmental violation$343,516,59441
workplace safety or health violation$1,646,340101
labor relations violation$263,6289
employment discrimination$75,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Primary Offense Type Year Agency Penalty Amountsort icon
Alcoa Inc. environmental violation 2003 EPA $334,000,000
Alcoa World Alumina LLC Foreign Corrupt Practices Act 2014 DOJ_CRIMINAL $223,000,000
Alcoa Inc. Foreign Corrupt Practices Act 2014 SEC $161,000,000
ALUMINUM COMPANY OF AMERICA, INC. (ALCOA environmental violation 2002 EPA $2,550,000
ALUMINUM COMPANY OF AMERICA (ALCOA) environmental violation 2000 EPA $2,400,000
Reynolds Metals Co. environmental violation 2002 AZ-AG $2,000,000
ALCOA, INC. environmental violation 2007 EPA $1,631,996
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $157,400
ALCOA WORLD ALUMINA environmental violation 2001 TX-ENV $145,120
Alcoa World Alumina LLC environmental violation 2009 TX-ENV $96,360
Alcoa, Inc. labor relations violation 2009 NLRB $80,000
Reynolds Metals Company employment discrimination 2003 EEOC $75,000
ALCOA INC. labor relations violation 2009 NLRB $72,753
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $70,000
ALCOA WARRICK LLC environmental violation 2016 IN-ENV $67,500
ALCOA INC environmental violation 2008 EPA $63,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $52,500
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $52,500
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $48,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $48,000
Alcoa World Alumina LLC environmental violation 2007 TX-ENV $44,426
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $43,200
ALCOA WARRICK LLC environmental violation 2008 IN-ENV $43,200
ALCOA INC environmental violation 2015 WA-ENV $36,000
Alcoa Inc environmental violation 2007 EPA $35,900
Alcoa, Inc. labor relations violation 2007 NLRB $34,875
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $34,652
Intalco Aluminum Corp environmental violation 2017 WA-ENV $32,500
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $28,800
Intalco Aluminum Corp Ferndale environmental violation 2019 WA-ENV $27,500
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $27,000
Reynolds Metals Company environmental violation 2015 AR-ENV $26,000
Alcoa World Alumina LLC workplace safety or health violation 2008 MSHA $25,163
Alcoa World Alumina LLC environmental violation 2017 TX-ENV $25,000
REYNOLDS METALS COMPANY environmental violation 2001 EPA $24,460
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $23,229
ALCOA INC WENATCHEE WORKS environmental violation 2007 WA-ENV $22,750
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $21,442
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $21,442
ALCOA WARRICK LLC environmental violation 2020 IN-ENV $21,000
TIFTON ALUMINIUM environmental violation 2007 EPA $20,954
Reynolds Metal Company environmental violation 2002 AL-ENV $20,000
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $19,794
Alcoa, Inc. labor relations violation 2004 NLRB $19,000
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $18,583
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $18,583
Alcoa World Alumina LLC environmental violation 2018 TX-ENV $18,180
Alcoa, Inc. labor relations violation 2004 NLRB $18,000
ALCOA USA CORPORATION workplace safety or health violation 2018 OSHA $17,207
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $16,867
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $16,867
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $16,867
Alcoa World Alumina LLC environmental violation 2010 TX-ENV $16,560
ALCOA workplace safety or health violation 2007 OSHA $16,250
ALCOA WARRICK LLC environmental violation 2013 IN-ENV $15,750
ALCOA WORLD ALUMINA environmental violation 2002 TX-ENV $15,625
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $15,570
ALCOA, INC. environmental violation 2000 EPA $15,413
Alcoa, Inc. labor relations violation 2004 NLRB $15,000
ALCOA workplace safety or health violation 2012 OSHA $15,000
Alcoa World Alumina LLC workplace safety or health violation 2002 MSHA $14,500
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $14,373
REYNOLDS METALS SUBSIDIARY OF ALCOA PRIMARY METALS, LAKE CHARLES CARBON PLANT workplace safety or health violation 2014 OSHA $14,000
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $13,493
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $13,493
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $13,119
ALCOA ENGINEERED STRUCTURES workplace safety or health violation 2014 OSHA $12,600
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $12,248
Alcoa, Inc. labor relations violation 2006 NLRB $12,000
ALCOA MASSENA OPERATIONS workplace safety or health violation 2013 OSHA $12,000
INTALCO ALUMINUM LLC workplace safety or health violation 2018 OSHA $12,000
INTALCO ALUMINUM LLC workplace safety or health violation 2019 OSHA $12,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $11,600
Alcoa World Alumina LLC workplace safety or health violation 2014 MSHA $11,597
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $11,306
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $11,306
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $11,306
Alcoa World Alumina LLC workplace safety or health violation 2016 MSHA $11,057
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $10,437
Reynolds Metals Company environmental violation 2010 AR-ENV $10,000
Alcoa World Alumina LLC workplace safety or health violation 2016 MSHA $9,882
ALCOA WARRICK environmental violation 2012 IN-ENV $9,600
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $9,375
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $9,375
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $9,287
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $8,894
ALCOA WARRICK LLC environmental violation 2016 IN-ENV $8,750
ALCOA WARRICK LLC environmental violation 2015 IN-ENV $8,750
ALCOA WARRICK LLC environmental violation 2014 IN-ENV $8,750
Reynolds Metals Company environmental violation 2016 AR-ENV $8,375
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $8,349
ALCOA EASTALCO WORKS workplace safety or health violation 2004 OSHA $8,200
ALCOA CORPORATION workplace safety or health violation 2017 OSHA $8,000
ALCOA INC WENATCHEE WORKS environmental violation 2012 WA-ENV $8,000
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $7,707
INTALCO ALUMINUM LLC workplace safety or health violation 2020 OSHA $7,700
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $7,578
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)