Violation Tracker Parent Company Summary
Parent Company Name:
Alcoa
Ownership Structure:
publicly traded (ticker symbol AA)
Headquartered in:
New York
Major Industry:
metals
Specific Industry:
metals
Penalty total since 2000:
$729,518,062
Number of records:
157
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
|---|---|---|
| competition-related offenses | $384,000,000 | 2 |
| environment-related offenses | $343,516,594 | 41 |
| safety-related offenses | $1,656,840 | 103 |
| employment-related offenses | $344,628 | 11 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
|---|---|---|
| Foreign Corrupt Practices Act | $384,000,000 | 2 |
| environmental violation | $343,516,594 | 41 |
| workplace safety or health violation | $1,646,340 | 101 |
| labor relations violation | $263,628 | 9 |
| employment discrimination | $75,000 | 1 |
Notes:
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links:
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency |
Penalty Amount |
|---|---|---|---|---|
| Alcoa Inc. | environmental violation | 2003 | EPA | $334,000,000 |
| Alcoa World Alumina LLC | Foreign Corrupt Practices Act | 2014 | DOJ_CRIMINAL | $223,000,000 |
| Alcoa Inc. | Foreign Corrupt Practices Act | 2014 | SEC | $161,000,000 |
| ALUMINUM COMPANY OF AMERICA, INC. (ALCOA | environmental violation | 2002 | EPA | $2,550,000 |
| ALUMINUM COMPANY OF AMERICA (ALCOA) | environmental violation | 2000 | EPA | $2,400,000 |
| Reynolds Metals Co. | environmental violation | 2002 | AZ-AG | $2,000,000 |
| ALCOA, INC. | environmental violation | 2007 | EPA | $1,631,996 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2007 | MSHA | $157,400 |
| ALCOA WORLD ALUMINA | environmental violation | 2001 | TX-ENV | $145,120 |
| Alcoa World Alumina LLC | environmental violation | 2009 | TX-ENV | $96,360 |
| Alcoa, Inc. | labor relations violation | 2009 | NLRB | $80,000 |
| Reynolds Metals Company | employment discrimination | 2003 | EEOC | $75,000 |
| ALCOA INC. | labor relations violation | 2009 | NLRB | $72,753 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $70,000 |
| ALCOA WARRICK LLC | environmental violation | 2016 | IN-ENV | $67,500 |
| ALCOA INC | environmental violation | 2008 | EPA | $63,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2007 | MSHA | $60,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2007 | MSHA | $60,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2007 | MSHA | $60,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2007 | MSHA | $60,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $52,500 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $52,500 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2007 | MSHA | $48,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2007 | MSHA | $48,000 |
| Alcoa World Alumina LLC | environmental violation | 2007 | TX-ENV | $44,426 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2007 | MSHA | $43,200 |
| ALCOA WARRICK LLC | environmental violation | 2008 | IN-ENV | $43,200 |
| ALCOA INC | environmental violation | 2015 | WA-ENV | $36,000 |
| Alcoa Inc | environmental violation | 2007 | EPA | $35,900 |
| Alcoa, Inc. | labor relations violation | 2007 | NLRB | $34,875 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $34,652 |
| Intalco Aluminum Corp | environmental violation | 2017 | WA-ENV | $32,500 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $28,800 |
| Intalco Aluminum Corp Ferndale | environmental violation | 2019 | WA-ENV | $27,500 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2007 | MSHA | $27,000 |
| Reynolds Metals Company | environmental violation | 2015 | AR-ENV | $26,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2008 | MSHA | $25,163 |
| Alcoa World Alumina LLC | environmental violation | 2017 | TX-ENV | $25,000 |
| REYNOLDS METALS COMPANY | environmental violation | 2001 | EPA | $24,460 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $23,229 |
| ALCOA INC WENATCHEE WORKS | environmental violation | 2007 | WA-ENV | $22,750 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $21,442 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $21,442 |
| ALCOA WARRICK LLC | environmental violation | 2020 | IN-ENV | $21,000 |
| TIFTON ALUMINIUM | environmental violation | 2007 | EPA | $20,954 |
| Reynolds Metal Company | environmental violation | 2002 | AL-ENV | $20,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2010 | MSHA | $19,794 |
| Alcoa, Inc. | labor relations violation | 2004 | NLRB | $19,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $18,583 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $18,583 |
| Alcoa World Alumina LLC | environmental violation | 2018 | TX-ENV | $18,180 |
| Alcoa, Inc. | labor relations violation | 2004 | NLRB | $18,000 |
| ALCOA USA CORPORATION | workplace safety or health violation | 2018 | OSHA | $17,207 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2012 | MSHA | $16,867 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $16,867 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2012 | MSHA | $16,867 |
| Alcoa World Alumina LLC | environmental violation | 2010 | TX-ENV | $16,560 |
| ALCOA | workplace safety or health violation | 2007 | OSHA | $16,250 |
| ALCOA WARRICK LLC | environmental violation | 2013 | IN-ENV | $15,750 |
| ALCOA WORLD ALUMINA | environmental violation | 2002 | TX-ENV | $15,625 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2010 | MSHA | $15,570 |
| ALCOA, INC. | environmental violation | 2000 | EPA | $15,413 |
| Alcoa, Inc. | labor relations violation | 2004 | NLRB | $15,000 |
| ALCOA | workplace safety or health violation | 2012 | OSHA | $15,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2002 | MSHA | $14,500 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $14,373 |
| REYNOLDS METALS SUBSIDIARY OF ALCOA PRIMARY METALS, LAKE CHARLES CARBON PLANT | workplace safety or health violation | 2014 | OSHA | $14,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2015 | MSHA | $13,493 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2015 | MSHA | $13,493 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2015 | MSHA | $13,119 |
| ALCOA ENGINEERED STRUCTURES | workplace safety or health violation | 2014 | OSHA | $12,600 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $12,248 |
| Alcoa, Inc. | labor relations violation | 2006 | NLRB | $12,000 |
| ALCOA MASSENA OPERATIONS | workplace safety or health violation | 2013 | OSHA | $12,000 |
| INTALCO ALUMINUM LLC | workplace safety or health violation | 2018 | OSHA | $12,000 |
| INTALCO ALUMINUM LLC | workplace safety or health violation | 2019 | OSHA | $12,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2007 | MSHA | $11,600 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2014 | MSHA | $11,597 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2012 | MSHA | $11,306 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2012 | MSHA | $11,306 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2015 | MSHA | $11,306 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2016 | MSHA | $11,057 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $10,437 |
| Reynolds Metals Company | environmental violation | 2010 | AR-ENV | $10,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2016 | MSHA | $9,882 |
| ALCOA WARRICK | environmental violation | 2012 | IN-ENV | $9,600 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2015 | MSHA | $9,375 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2015 | MSHA | $9,375 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2015 | MSHA | $9,287 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2010 | MSHA | $8,894 |
| ALCOA WARRICK LLC | environmental violation | 2016 | IN-ENV | $8,750 |
| ALCOA WARRICK LLC | environmental violation | 2015 | IN-ENV | $8,750 |
| ALCOA WARRICK LLC | environmental violation | 2014 | IN-ENV | $8,750 |
| Reynolds Metals Company | environmental violation | 2016 | AR-ENV | $8,375 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2007 | MSHA | $8,349 |
| ALCOA EASTALCO WORKS | workplace safety or health violation | 2004 | OSHA | $8,200 |
| ALCOA CORPORATION | workplace safety or health violation | 2017 | OSHA | $8,000 |
| ALCOA INC WENATCHEE WORKS | environmental violation | 2012 | WA-ENV | $8,000 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $7,707 |
| INTALCO ALUMINUM LLC | workplace safety or health violation | 2020 | OSHA | $7,700 |
| Alcoa World Alumina LLC | workplace safety or health violation | 2013 | MSHA | $7,578 |
