Violation Tracker Parent Company Summary

Parent Company Name: 
Alcoa
Ownership Structure: 
publicly traded (ticker symbol AA)
Headquartered in: 
New York
Major Industry: 
metals
Specific Industry: 
metals
Penalty total since 2000: 
$729,518,062
Number of records: 
157
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
competition-related offenses$384,000,0002
environment-related offenses$343,516,59441
safety-related offenses$1,656,840103
employment-related offenses$344,62811
Top 5 Primary Offense TypesPenalty TotalNumber of Records
Foreign Corrupt Practices Act$384,000,0002
environmental violation$343,516,59441
workplace safety or health violation$1,646,340101
labor relations violation$263,6289
employment discrimination$75,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Primary Offense Type Year Agency Penalty Amount
ALCOA workplace safety or health violation 2007 OSHA $16,250
ALCOA workplace safety or health violation 2012 OSHA $15,000
ALCOA workplace safety or health violation 2006 OSHA $5,000
Alcoa Arkansas Operations Mill labor relations violation 2002 NLRB $7,000
ALCOA CORPORATION workplace safety or health violation 2017 OSHA $8,000
ALCOA EASTALCO WORKS workplace safety or health violation 2004 OSHA $8,200
ALCOA ENGINEERED STRUCTURES workplace safety or health violation 2014 OSHA $12,600
ALCOA INC workplace safety or health violation 2006 OSHA $6,250
Alcoa Inc environmental violation 2007 EPA $35,900
ALCOA INC environmental violation 2008 EPA $63,000
ALCOA INC environmental violation 2015 WA-ENV $36,000
ALCOA INC WENATCHEE WORKS environmental violation 2014 WA-ENV $6,000
ALCOA INC WENATCHEE WORKS environmental violation 2012 WA-ENV $8,000
ALCOA INC WENATCHEE WORKS environmental violation 2007 WA-ENV $22,750
Alcoa Inc. Foreign Corrupt Practices Act 2014 SEC $161,000,000
Alcoa Inc. environmental violation 2003 EPA $334,000,000
ALCOA INC. labor relations violation 2009 NLRB $72,753
ALCOA MASSENA OPERATIONS workplace safety or health violation 2013 OSHA $12,000
ALCOA POWER GENERATING INC. workplace safety or health violation 2005 OSHA $6,300
ALCOA PRIMARY METALS workplace safety or health violation 2000 OSHA $7,000
ALCOA PRIMARY METALS workplace safety or health violation 2004 OSHA $6,250
ALCOA USA CORPORATION workplace safety or health violation 2018 OSHA $17,207
ALCOA WARRICK environmental violation 2012 IN-ENV $9,600
ALCOA WARRICK LLC environmental violation 2020 IN-ENV $21,000
ALCOA WARRICK LLC environmental violation 2019 IN-ENV $5,000
ALCOA WARRICK LLC environmental violation 2016 IN-ENV $67,500
ALCOA WARRICK LLC environmental violation 2016 IN-ENV $8,750
ALCOA WARRICK LLC environmental violation 2015 IN-ENV $8,750
ALCOA WARRICK LLC environmental violation 2014 IN-ENV $8,750
ALCOA WARRICK LLC environmental violation 2013 IN-ENV $15,750
ALCOA WARRICK LLC environmental violation 2008 IN-ENV $43,200
ALCOA WHEEL & FORGED PRODUCTS workplace safety or health violation 2003 OSHA $5,000
ALCOA WHEEL PRODUCTS workplace safety or health violation 2006 OSHA $6,050
ALCOA WORLD ALUMINA environmental violation 2002 TX-ENV $15,625
ALCOA WORLD ALUMINA environmental violation 2001 TX-ENV $145,120
Alcoa World Alumina LLC Foreign Corrupt Practices Act 2014 DOJ_CRIMINAL $223,000,000
Alcoa World Alumina LLC workplace safety or health violation 2003 MSHA $5,800
Alcoa World Alumina LLC workplace safety or health violation 2002 MSHA $14,500
Alcoa World Alumina LLC workplace safety or health violation 2002 MSHA $5,280
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2004 MSHA $5,800
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $27,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $157,400
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $5,961
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $48,000
Alcoa World Alumina LLC workplace safety or health violation 2004 MSHA $5,500
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $48,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $6,996
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $8,349
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $11,600
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $6,567
Alcoa World Alumina LLC workplace safety or health violation 2006 MSHA $5,342
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $43,200
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $5,961
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $19,794
Alcoa World Alumina LLC workplace safety or health violation 2009 MSHA $5,080
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $8,894
Alcoa World Alumina LLC workplace safety or health violation 2008 MSHA $25,163
Alcoa World Alumina LLC workplace safety or health violation 2009 MSHA $6,458
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $15,570
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $18,583
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $5,080
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $5,503
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $6,458
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $7,578
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $6,458
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $12,248
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $28,800
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $6,458
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $14,373
Alcoa World Alumina LLC workplace safety or health violation 2014 MSHA $5,645
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $21,442
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $5,080
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $6,062
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $7,578
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $11,306
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $6,996
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $16,867
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $7,578
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $5,645
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $5,503
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $10,437
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $11,306
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $6,458
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $16,867
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $52,500
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $18,583
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $23,229
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $13,493
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $6,458
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $5,503
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $6,250
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $5,000
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $7,707
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $13,493
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $21,442
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $70,000
Alcoa World Alumina LLC workplace safety or health violation 2014 MSHA $5,211
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