Violation Tracker Parent Company Summary

Parent Company Name: 
Alcoa
Ownership Structure: 
publicly traded (ticker symbol AA)
Headquartered in: 
New York
Major Industry: 
metals
Specific Industry: 
metals
Penalty total since 2000: 
$729,518,062
Number of records: 
157
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
competition-related offenses$384,000,0002
environment-related offenses$343,516,59441
safety-related offenses$1,656,840103
employment-related offenses$344,62811
Top 5 Primary Offense TypesPenalty TotalNumber of Records
Foreign Corrupt Practices Act$384,000,0002
environmental violation$343,516,59441
workplace safety or health violation$1,646,340101
labor relations violation$263,6289
employment discrimination$75,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Yearsort icon Agency Penalty Amount
ALCOA PRIMARY METALS workplace safety or health violation 2000 OSHA $7,000
ALUMINUM COMPANY OF AMERICA (ALCOA) environmental violation 2000 EPA $2,400,000
ALCOA, INC. environmental violation 2000 EPA $15,413
TIFTON ALUMINUM COMPANY, INC. environmental violation 2000 EPA $5,000
REYNOLDS METALS COMPANY environmental violation 2001 EPA $24,460
ALCOA WORLD ALUMINA environmental violation 2001 TX-ENV $145,120
Alcoa Arkansas Operations Mill labor relations violation 2002 NLRB $7,000
Reynolds Metals Company railroad safety violation 2002 FRA $5,250
Reynolds Metals Company railroad safety violation 2002 FRA $5,250
Reynolds Metals Co. environmental violation 2002 AZ-AG $2,000,000
ALUMINUM COMPANY OF AMERICA, INC. (ALCOA environmental violation 2002 EPA $2,550,000
Alcoa World Alumina LLC workplace safety or health violation 2002 MSHA $14,500
Alcoa World Alumina LLC workplace safety or health violation 2002 MSHA $5,280
Reynolds Metal Company environmental violation 2002 AL-ENV $20,000
ALCOA WORLD ALUMINA environmental violation 2002 TX-ENV $15,625
Alcoa Inc. environmental violation 2003 EPA $334,000,000
Reynolds Metals Company employment discrimination 2003 EEOC $75,000
ALCOA WHEEL & FORGED PRODUCTS workplace safety or health violation 2003 OSHA $5,000
Alcoa World Alumina LLC workplace safety or health violation 2003 MSHA $5,800
Alcoa, Inc. labor relations violation 2004 NLRB $19,000
Alcoa, Inc. labor relations violation 2004 NLRB $15,000
Alcoa, Inc. labor relations violation 2004 NLRB $18,000
ALCOA PRIMARY METALS workplace safety or health violation 2004 OSHA $6,250
ALCOA EASTALCO WORKS workplace safety or health violation 2004 OSHA $8,200
Alcoa World Alumina LLC workplace safety or health violation 2004 MSHA $5,800
Alcoa World Alumina LLC workplace safety or health violation 2004 MSHA $5,500
Intalco Aluminum Corp Ferndale environmental violation 2004 WA-ENV $5,300
Alcoa, Inc. labor relations violation 2005 NLRB $5,000
ALUMINUM COMPANY OF AMERICA workplace safety or health violation 2005 OSHA $5,981
ALUMINUM COMPANY OF AMERICA workplace safety or health violation 2005 OSHA $6,302
ALCOA POWER GENERATING INC. workplace safety or health violation 2005 OSHA $6,300
Reynolds Metals Co. Family and Medical Leave Act 2006 WHD $6,000
Alcoa, Inc. labor relations violation 2006 NLRB $12,000
ALCOA WHEEL PRODUCTS workplace safety or health violation 2006 OSHA $6,050
ALCOA INC workplace safety or health violation 2006 OSHA $6,250
Alcoa World Alumina LLC workplace safety or health violation 2006 MSHA $5,342
ALCOA workplace safety or health violation 2006 OSHA $5,000
Alcoa, Inc. labor relations violation 2007 NLRB $34,875
ALCOA workplace safety or health violation 2007 OSHA $16,250
ALCOA, INC. workplace safety or health violation 2007 OSHA $5,400
Alcoa Inc environmental violation 2007 EPA $35,900
TIFTON ALUMINIUM environmental violation 2007 EPA $20,954
ALCOA, INC. environmental violation 2007 EPA $1,631,996
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $27,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $157,400
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $5,961
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $48,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $48,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $6,996
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $8,349
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $11,600
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $6,567
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $43,200
Alcoa World Alumina LLC environmental violation 2007 TX-ENV $44,426
ALCOA INC WENATCHEE WORKS environmental violation 2007 WA-ENV $22,750
ALCOA INC environmental violation 2008 EPA $63,000
Alcoa World Alumina LLC workplace safety or health violation 2008 MSHA $25,163
ALCOA WARRICK LLC environmental violation 2008 IN-ENV $43,200
ALCOA INC. labor relations violation 2009 NLRB $72,753
Alcoa, Inc. labor relations violation 2009 NLRB $80,000
Alcoa World Alumina LLC workplace safety or health violation 2009 MSHA $5,080
Alcoa World Alumina LLC workplace safety or health violation 2009 MSHA $6,458
Reynolds Metals Company environmental violation 2009 AR-ENV $6,375
Alcoa World Alumina LLC environmental violation 2009 TX-ENV $5,000
Alcoa World Alumina LLC environmental violation 2009 TX-ENV $96,360
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $5,961
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $19,794
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $8,894
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $15,570
Reynolds Metals Company environmental violation 2010 AR-ENV $10,000
Alcoa World Alumina LLC environmental violation 2010 TX-ENV $16,560
Alcoa World Alumina LLC workplace safety or health violation 2011 MSHA $5,961
ALCOA workplace safety or health violation 2012 OSHA $15,000
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $5,080
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $5,503
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $5,080
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $7,578
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $11,306
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $16,867
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $5,503
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $11,306
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $5,503
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $16,867
ALCOA WARRICK environmental violation 2012 IN-ENV $9,600
ALCOA INC WENATCHEE WORKS environmental violation 2012 WA-ENV $8,000
ALCOA MASSENA OPERATIONS workplace safety or health violation 2013 OSHA $12,000
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $18,583
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $7,578
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $6,458
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $12,248
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $28,800
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $6,458
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $14,373
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $21,442
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $6,062
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $6,996
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $7,578
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