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Top 5 Offense Groups (Groups Defined)	Penalty Total	Number of Records
financial offenses	$45,000,000	2
employment-related offenses	$60,002	2

Top 5 Primary Offense Types	Penalty Total	Number of Records
investor protection violation	$45,000,000	2
benefit plan administrator violation	$60,002	2

Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Company	Primary Offense Type	Year	Agency	Penalty Amount
FRED ALGER & COMPANY, INCORPORATED	benefit plan administrator violation	2007	EBSA	$50,001
FRED ALGER & COMPANY, INCORPORATED	benefit plan administrator violation	2006	EBSA	$10,001
Fred Alger Management, Inc.	investor protection violation	2007	NY-AG	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $45,000,000
Fred Alger Management, Inc.	investor protection violation	2007	SEC	$40,000,000