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Top 5 Offense Groups (Groups Defined)	Penalty Total	Number of Records
financial offenses	$6,523,270,535	8
consumer-protection-related offenses	$351,238,350	39
government-contracting-related offenses	$44,000,000	1
competition-related offenses	$16,123,695	2
employment-related offenses	$12,000,000	1

Top 5 Primary Offense Types	Penalty Total	Number of Records
investor protection violation	$6,523,100,000	7
consumer protection violation	$319,571,394	3
False Claims Act and related	$44,000,000	1
insurance violation	$28,666,956	34
Foreign Corrupt Practices Act	$12,396,423	1

Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Company	Primary Offense Type	Year	Agency	Penalty Amount
AGCS Marine Insurance Co.	insurance violation	2017	KS-INS	$63,483
AGCS Marine Insurance Company	insurance violation	2016	PA-INS	$10,000
AGCS Marine Insurance Company	insurance violation	2015	WA-INS	$300,000
AGCS Marine Insurance Company	insurance violation	2016	WA-INS	$15,000
AGCS Marine Insurance Company	insurance violation	2017	WA-INS	$5,000
Allianz	discriminatory practices (non-employment)	2024	WA-AG	$1,500,000
Allianz	discriminatory practices (non-employment)	2024	WA-AG	$1,500,000
Allianz Asset Management of America, L.P.	benefit plan administrator violation	2018	private lawsuit-federal	$12,000,000
Allianz Dresdner Asset Management of America LP	investor protection violation	2004	NJ-AG	$18,000,000
Allianz Global Investors U.S. LLC	investor protection violation	2022	SEC	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,024,200,000
Allianz Global Investors U.S. LLC	investor protection violation	2022	USAO	$5,763,000,000
Allianz Global Risks U.S. Insurance Compan	economic sanction violation	2019	OFAC	$170,535
Allianz Life Insurance Company of New York	insurance violation	2013	NY-DFS	$135,000
Allianz Life Insurance Company of North America	investor protection violation	2007	MN-AG	$500,000
Allianz Life Insurance Company of North America	insurance violation	2015	MULTI-AG	$4,700,000
Allianz Life Insurance Company of North America	insurance violation	2012	MULTI-AG	$10,000,000
Allianz Life Insurance Company of North America	insurance violation	2005	CA-INS	$425,000
Allianz Life Insurance Company of North America	insurance violation	2008	CA-INS	$10,050,000
Allianz Life Insurance Company of North America	insurance violation	2006	CO-INS	$34,800
Allianz Life Insurance Company of North America	insurance violation	2019	DE-INS	$13,500
Allianz Life Insurance Company of North America	insurance violation	2000	FL-OFR	$14,000
Allianz Life Insurance Company of North America	insurance violation	2019	KS-INS	$60,000
Allianz Life Insurance Company of North America	insurance violation	2017	MD-INS	$9,850
Allianz Life Insurance Company of North America	insurance violation	2011	UT-INS	$50,000
Allianz Life Insurance Company of North America	insurance violation	2011	UT-INS	$29,500
Allianz Life Insurance Company Of North America	insurance violation	2013	WA-INS	$150,000
Allianz Life Insurance Company of North America	consumer protection violation	2015	private lawsuit-federal	$251,000,000
Allianz Life Insurance Company of North America	consumer protection violation	2011	private lawsuit-federal	$68,000,000
Allianz Life Insurance Company of North America et al.	insurance violation	2016	MN-FIN	$550,000
Allianz SE	Foreign Corrupt Practices Act	2012	SEC	$12,396,423
American Automobile Insurance Co.	consumer protection violation	2011	MA-AG	$571,394
American Automobile Insurance Co.	insurance violation	2015	MD-INS	$5,000
American Automobile Insurance Company	insurance violation	2005	MA-INS	$9,000
American Automobile Insurance Company	insurance violation	2018	WA-INS	$10,000
American Automobile Insurance Company et al.	insurance violation	2011	VA-INS	$10,973
AMERICAN AUTOMOBILE INSURANCE CORP	insurance violation	2012	VA-INS	$5,000
Chicago Insurance Co.	insurance violation	2008	FL-OFR	$130,000
Chicago Insurance Company	insurance violation	2010	WA-INS	$7,500
Fireman' Fund Insurance Co.	insurance violation	2002	FL-OFR	$13,850
Fireman's Fund Insurance Co.	insurance violation	2007	FL-OFR	$5,500
Fireman's Fund Insurance Co.	insurance violation	2015	MD-INS	$5,000
Fireman's Fund Insurance Company	False Claims Act and related	2015	DOJ_CIVIL	$44,000,000
Fireman's Fund Insurance Company	insurance violation	2002	MA-INS	$20,000
Fireman's Fund Insurance Company	insurance violation	2016	TX-INS	$15,000
Fireman's Fund Insurance Company	insurance violation	2022	TX-INS	$10,000
Fireman's Fund Insurance Corp.	price-fixing or anti-competitive practices	2012	private lawsuit-federal	$3,727,272
Jefferson Insurance Company	insurance violation	2016	WA-INS	$5,000
Jefferson Insurance Company	insurance violation	2017	MULTI-FIN	$1,800,000
PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC	investor protection violation	2004	SEC	$11,600,000
PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC	investor protection violation	2004	SEC	$50,000,000
USAllianz Securities	investor protection violation	2006	FINRA	$5,000,000