Violation Tracker Parent Company Summary

Parent Company Name: 
Apollo Global Management
Ownership Structure: 
publicly traded (ticker symbol APO)
Headquartered in: 
New York
Major Industry: 
private equity (including portfolio companies)
Specific Industry: 
private equity (including portfolio companies)
Penalty total since 2000: 
$206,201,728
Number of records: 
146
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$70,114,7009
employment-related offenses$66,375,25158
financial offenses$52,800,0002
competition-related offenses$12,836,4191
environment-related offenses$3,291,48215
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$52,800,0002
consumer protection violation$52,439,7006
wage and hour violation$52,399,17337
privacy violation$16,275,0002
energy market violation$12,836,4191
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Primary Offense Type Year Agency Penalty Amountsort icon
Apollo Global Management investor protection violation 2016 SEC $52,700,000
Affinion consumer protection violation 2013 MULTI-AG $30,000,000
ADT, LLC privacy violation 2018 private lawsuit-federal $16,000,000
Smart & Final wage and hour violation 2006 private lawsuit-state $15,300,000
Rumford Paper Company energy market violation 2013 FERC $12,836,419
Smart & Final wage and hour violation 2004 private lawsuit-state $9,100,000
Eagle Global Logistics employment discrimination 2001 EEOC $9,000,000
Affinion Group Holdings, Inc. consumer protection violation 2015 CFPB $8,700,000
Affinion Group, Inc. consumer protection violation 2010 NY-AG $8,000,000
Fresh Market wage and hour violation 2016 private lawsuit-federal $5,000,000
CEC Entertainment wage and hour violation 2004 private lawsuit-state $4,240,000
Smart & Final consumer protection violation 2006 CA-MULTI $4,037,500
Smart & Final wage and hour violation 2014 private lawsuit-state $3,000,000
Borden Chemical, Inc environmental violation 2002 EPA $3,000,000
ADT LLC wage and hour violation 2016 private lawsuit-federal $2,700,000
CEC Entertainment wage and hour violation 2016 private lawsuit-federal $2,500,000
Ceva Logistics wage and hour violation 2012 private lawsuit-federal $2,200,000
CEC Entertainment, Inc. employment screening violation 2016 private lawsuit-federal $1,750,500
Ceva Logistics wage and hour violation 2017 private lawsuit-federal $1,750,000
CEVA Logistics U.S., Inc. wage and hour violation 2020 private lawsuit-federal $1,500,000
ADT Security Services wage and hour violation 2011 private lawsuit-federal $1,475,000
Intrado Communications telecommunications violation 2015 FCC $1,400,000
Claire's Stores wage and hour violation 2015 private lawsuit-federal $1,150,000
ADT LLC wage and hour violation 2017 private lawsuit-federal $1,060,000
Shutterfly, Inc. consumer protection violation 2010 NY-AG $952,200
TNT Logistics/Ad-Serv Team, Inc., Joint Employers labor relations violation 2008 NLRB $943,382
TNT Logistics North America, Inc. labor relations violation 2009 NLRB $939,746
ADT Security Services, Inc. consumer protection violation 2002 NY-AG $750,000
InterCall employment discrimination 2011 OFCCP $700,000
Qdoba Restaurant Corporation wage and hour violation 2019 MA-AG $409,400
ADT LLC wage and hour violation 2017 private lawsuit-federal $310,000
TNT Logistics North America, Inc. and CEVA Logistic U.S.A., Inc. f/k/a TNT Logistics North America, Inc. labor relations violation 2009 NLRB $306,000
C.E.C. Entertainment dba Chuck E. Cheese's wage and hour violation 2016 private lawsuit-federal $290,000
ADT Security Systems Inc. et al. privacy violation 2003 MO-AG $275,000
Sun Country Airlines aviation safety violation 2015 FAA $114,957
ADT Inc. investor protection violation 2018 SEC $100,000
Hexion Inc. (fka Momentive Specialty Chemicals) environmental violation 2016 EPA $97,650
Diamond Resorts Centralized Services Co wage and hour violation 2011 WHD $71,223
SUN COUNTRY AIRLINES INC aviation safety violation 2005 FAA $68,750
The Fresh Market, Inc. wage and hour violation 2007 WHD $59,400
ADT Security Services wage and hour violation 2012 WHD $45,820
Island One, Inc. wage and hour violation 2005 WHD $45,123
Rumford Paper Company environmental violation 2006 ME-ENV $43,725
TNT Logistics North America labor relations violation 2008 NLRB $43,675
Chuck E Cheese wage and hour violation 2000 CA-LCO $43,000
Borden Chemical labor relations violation 2001 NLRB $42,896
ADT Security Services, Inc. labor relations violation 2009 NLRB $42,429
CHESTER DOWNS AND MARINA, LC d/b/a HARRAH'S CHESTE environmental violation 2010 EPA $39,000
TNT Logistics North America labor relations violation 2004 NLRB $38,994
MAXIM CRANE WORKS, INC. workplace safety or health violation 2019 OSHA $37,250
ADT/TYCO Security Services labor relations violation 2003 NLRB $31,000
CEC Entertainment Inc. wage and hour violation 2011 WHD $28,225
BORDEN CHEMICAL INC workplace safety or health violation 2000 OSHA $28,000
MAXIM CRANE WORKS workplace safety or health violation 2017 OSHA $25,350
Shutterfly, Inc. environmental violation 2016 SC-ENV $25,000
Borden Chemical Company railroad safety violation 2001 FRA $24,000
TNT Logistics North America labor relations violation 2008 NLRB $23,500
CEVA LOGISTICS, INC. workplace safety or health violation 2015 OSHA $22,875
Hospitality Management and Consulting Service wage and hour violation 2011 WHD $22,671
RUMFORD PAPER COMPANY workplace safety or health violation 2010 OSHA $21,000
Phoenix Services LLC labor relations violation 2010 NLRB $20,000
MAXIM CRANE WORKS, LP workplace safety or health violation 2011 OSHA $18,750
JACUZZI WHIRLPOOL BATH workplace safety or health violation 2001 OSHA $18,280
CEVA Logistics International labor relations violation 2008 NLRB $16,666
ADT Security Services labor relations violation 2020 NLRB $14,980
CEVA Logistics U.S., Inc. f/k/a TNT Logistics labor relations violation 2007 NLRB $14,000
RODNEY HUNT COMPANY INC. workplace safety or health violation 2012 OSHA $14,000
MAXIM CRANE WORKS OF PENNSYLVANIA LIMITED PARTNER workplace safety or health violation 2020 OSHA $14,000
CEVA LOGISTICS U.S., INC. workplace safety or health violation 2007 OSHA $13,500
Maxim Crane Works workplace safety or health violation 2006 MSHA $13,000
CEVA LOGISTICS workplace safety or health violation 2013 OSHA $12,500
Eaglepicher Technologies, LLC environmental violation 2020 RI-ENV $12,500
CEVA LOGISTICS U.S., INC. workplace safety or health violation 2010 OSHA $12,500
SUN COUNTRY AIRLINES INC aviation safety violation 2000 FAA $12,000
Borden Chemical Company railroad safety violation 2002 FRA $12,000
CEVA LOGISTICS workplace safety or health violation 2019 OSHA $11,934
ADT LLC d/b/a ADT Security Services labor relations violation 2016 NLRB $11,428
CEC Entertainment Inc. wage and hour violation 2004 WHD $11,147
RODNEY HUNT COMPANY INC. workplace safety or health violation 2009 OSHA $10,890
ADT LLC workplace safety or health violation 2016 OSHA $10,689
CEC Entertainment wage and hour violation 2005 WHD $10,560
CEVA LOGISTICS U.S. HOLDINGS, INC. benefit plan administrator violation 2019 EBSA $10,001
CEVA LOGISTICS U.S., INC benefit plan administrator violation 2019 EBSA $10,001
Borden Chemical Company railroad safety violation 2002 FRA $10,000
Smart & Final Stores LLC environmental violation 2016 CA-DPR $10,000
Eagle Picher Technologies LLC environmental violation 2002 CO-DPHE $10,000
Luke Paper Company environmental violation 2016 MD-ENV $10,000
LUKE PAPER COMPANY, INC environmental violation 2014 EPA $9,967
TNT Logistics labor relations violation 2005 NLRB $9,800
Luke Paper Company railroad safety violation 2013 FRA $9,500
CEVA LOGISTICS, INC workplace safety or health violation 2015 OSHA $9,500
TNT LOGISTICS NA LOCATION #1211 workplace safety or health violation 2005 OSHA $9,325
Claire's Stores, Inc wage and hour violation 2012 WHD $9,300
SMART & FINAL STORES LLC workplace safety or health violation 2013 OSHA $8,715
EAGLE GLOBAL LOGISTICS workplace safety or health violation 2007 OSHA $8,400
Shutterfly, Inc. environmental violation 2017 SC-ENV $8,340
B L DEVELOPMENT CORPORATION motor vehicle safety violation 2008 FMCSA $8,200
THE FRESH MARKET, INC. workplace safety or health violation 2016 OSHA $8,190
TNT Logistics America Inc. railroad safety violation 2007 FRA $8,000
CEVA LOGISTICS U.S., INC. workplace safety or health violation 2018 OSHA $8,000
THE FRESH MARKET INC. workplace safety or health violation 2019 OSHA $7,808
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)