Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Current Parent Company Summary

Current Parent Company Name: Apollo Global Management
Ownership Structure: publicly traded (ticker symbol APO)
Headquartered in: New York
Major Industry: private equity (including portfolio companies)
Specific Industry: private equity (including portfolio companies)
Penalty total since 2000: $1,234,942,355
Number of records: 495
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$420,064,63336
financial offenses$291,725,0007
government-contracting-related offenses$289,534,35411
competition-related offenses$131,500,0005
employment-related offenses$79,279,34396
Top 5 Primary Offense TypesPenalty TotalNumber of Records
False Claims Act and related$289,534,35411
accounting fraud or deficiencies$238,500,0003
consumer protection violation$209,452,20010
privacy violation$140,700,0005
price-fixing or anti-competitive practices$69,000,0004
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
Company sort iconPrimary Offense TypeYearAgencyPenalty Amount
Aaron Brothers Inc. and Michaels Storeswage and hour violation2014private lawsuit-federal$800,000
ADTworkplace safety or health violation2001OSHA$5,063
ADT Inc.investor protection violation2018SEC$100,000
ADT LLCwage and hour violation2017private lawsuit-federal$310,000
ADT LLCwage and hour violation2017private lawsuit-federal$1,060,000
ADT LLCwage and hour violation2016private lawsuit-federal$2,700,000
ADT LLCconsumer protection violation2019private lawsuit-federal$16,000,000
ADT LLCworkplace safety or health violation2016OSHA$10,689
ADT LLC d/b/a ADT Security Serviceslabor relations violation2016NLRB$11,428
ADT Securitywage and hour violation2011PA-DLI$6,358
ADT Security Serviceswage and hour violation2012WHD$45,820
ADT Security Serviceswage and hour violation2011private lawsuit-federal$1,475,000
ADT Security Serviceslabor relations violation2020NLRB$14,980
ADT SECURITY SERVICESworkplace safety or health violation2011OSHA$7,000
ADT Security Services, Inc.wage and hour violation2012WHD$5,073
ADT Security Services, Inc.wage and hour violation2007WHD$5,893
ADT Security Services, Inc.labor relations violation2009NLRB$42,429
ADT Security Services, Inc.consumer protection violation2002NY-AG$750,000
ADT SECURITY SYS MFG (FORMER)environmental violation2001NJ-ENV$7,500
ADT Security Systems Inc. et al.privacy violation2003MO-AG$275,000
ADT, LLCprivacy violation2018private lawsuit-federal$16,000,000
ADT/TYCO Security Serviceslabor relations violation2003NLRB$31,000
Alcoalabor relations violation2008NLRB$125,000
Alcoalabor relations violation2006NLRB$70,000
ALCOAlabor relations violation2002NLRB$8,340
ALCOAworkplace safety or health violation2012OSHA$15,000
ALCOA Aluminumlabor relations violation2002NLRB$40,000
ALCOA ATEP, NILESworkplace safety or health violation2015OSHA$12,000
ALCOA ATEP, NILESworkplace safety or health violation2016OSHA$11,000
ALCOA GLOBAL ROLLED PRODUCTSworkplace safety or health violation2014OSHA$6,564
ALCOA INCenvironmental violation2019IN-ENV$28,750
ALCOA INCenvironmental violation2015IN-ENV$6,250
ALCOA INCenvironmental violation2013IN-ENV$6,200
ALCOA INCenvironmental violation2007IN-ENV$7,000
Alcoa Inc.environmental violation2000EPA$8,800,000
ALCOA INC.workplace safety or health violation2006OSHA$17,820
ALCOA INC.workplace safety or health violation2012OSHA$5,550
ALCOA INC.workplace safety or health violation2015OSHA$7,200
Alcoa Inc. (now Arconic)employment discrimination2003private lawsuit-federal$2,482,000
Alcoa Mill Productsenvironmental violation2004EPA$15,500
Alcoa Mill Products Inc.employment discrimination2011OFCCP$540,172
Alcoa, Inc.labor relations violation2010NLRB$6,297
Alcoa, Inc.labor relations violation2009NLRB$10,784
ALCOA, INC.labor relations violation2009NLRB$13,484
ALCOA, INC.labor relations violation2008NLRB$35,846
Alcoa, Inc.labor relations violation2007NLRB$15,060
Alcoa, Inc.labor relations violation2006NLRB$69,800
Alcoa, Inc.environmental violation2010TX-ENV$19,655
Alcoa, Inc.environmental violation2006TX-ENV$72,000
Alcoa-Cleveland Workslabor relations violation2006NLRB$38,000
Alumax Mill Products, Inc.environmental violation2019TX-ENV$5,520
Alumax Mill Products, Inc.environmental violation2009TX-ENV$9,544
Alumax Mill Products, Inc.environmental violation2009TX-ENV$46,350
Alumax Mill Products, Inc.environmental violation2004EPA$10,000
ALUMAX, INC.workplace safety or health violation2021OSHA$19,380
ALUMAX, INC.workplace safety or health violation2021OSHA$24,850
ALUMAX, INC.workplace safety or health violation2022OSHA$11,040
ALUMINUM CO. OF AMERICAworkplace safety or health violation2012OSHA$37,800
America Onlineaccounting fraud or deficiencies2004DOJ_CRIMINAL$210,000,000
America Onlineconsumer protection violation2007MULTI-AG$3,000,000
America Onlineconsumer protection violation2005NY-AG$1,250,000
America Online, Inc.accounting fraud or deficiencies2000SEC$3,500,000
America Online, Inc.consumer protection violation2005OH-AG$75,000
AmerUS Life Insurance Co.insurance violation2007MN-FIN$250,000
AmerUs Life Insurance Co. and American Investors Life Insurance Co.investor protection violation2008MN-AG$375,000
AOLaccounting fraud or deficiencies2006AK-AG$25,000,000
Apollo Global Managementinvestor protection violation2016SEC$52,700,000
Apollo Global ManagementWARN Act violation2019private lawsuit-federal$2,500,000
ARCONICworkplace safety or health violation2017OSHA$6,926
ARCONICworkplace safety or health violation2018OSHA$18,000
ARCONICworkplace safety or health violation2018OSHA$22,875
ARCONICworkplace safety or health violation2018OSHA$12,934
ARCONIC DAVENPORT WORKSworkplace safety or health violation2021OSHA$7,104
ARCONIC DAVENPORT WORKSworkplace safety or health violation2022OSHA$15,000
ARCONIC DAVENPORT WORKSworkplace safety or health violation2023OSHA$7,000
Arconic Incenvironmental violation2018IA-ENV$5,000
ARCONIC INC.workplace safety or health violation2017OSHA$5,734
ARCONIC INC.workplace safety or health violation2017OSHA$7,696
ARCONIC INC.workplace safety or health violation2018OSHA$9,423
ARCONIC INC.workplace safety or health violation2019OSHA$53,703
ARCONIC INCORPORATEDworkplace safety or health violation2016OSHA$5,000
ARCONIC INCORPORATEDworkplace safety or health violation2016OSHA$6,000
ARCONIC LAFAYETTE LLCworkplace safety or health violation2022OSHA$7,850
ARCONIC LAFAYETTE OPERATONSenvironmental violation2020IN-ENV$5,000
ARCONIC LANCASTER CORP.workplace safety or health violation2020OSHA$9,011
Arconic Tennessee LLCenvironmental violation2014TN-ENV$6,500
Arconic Tennessee LLCenvironmental violation2011TN-ENV$8,000
Arconic Tennessee LLCenvironmental violation2009TN-ENV$20,000
ARCONIC, INC.workplace safety or health violation2021OSHA$7,022
Arconic, Inc.environmental violation2019EPA$45,000
Athene Annuity & Life Assurance Company Of New Yorkinsurance violation2011WA-INS$5,000
Athene Annuity & Life Assurance Company of New Yorkinsurance violation2021NY-DFS$49,950
Athene Annuity & Life Assurance Company of New Yorkinsurance violation2020NY-DFS$100,000
Athene Annuity & Life Assurance Company of New Yorkinsurance violation2020NY-DFS$100,160
Athene Annuity & Life Co.insurance violation2022KS-INS$30,000
Athene Annuity and Life Co.insurance violation2019MO-INS$5,000
Athene Annuity and Life Co.insurance violation2021MD-INS$8,880
Athene Annuity And Life Companyinsurance violation2018WA-INS$10,000
Athene Annuity and Life Companyinsurance violation2021TX-INS$400,000
ATHENE ANNUITY AND LIFE COMPANYinsurance violation2021MN-FIN$95,000
Athene Annuity and Life Companyinsurance violation2022WA-INS$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.