Violation Tracker Parent Company Summary

Parent Company Name: 
Athene Holding
Ownership Structure: 
publicly traded (ticker symbol ATH)
Headquartered in: 
Bermuda
Major Industry: 
financial services
Specific Industry: 
retirement savings products
Penalty total since 2000: 
$67,523,443
Number of records: 
11
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$67,523,44311
Top 5 Primary Offense TypesPenalty TotalNumber of Records
insurance violation$67,523,44311
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

AmerUS Life Insurance Co.; Athene Annuity & Life Assurance Company Of New York; Athene Annuity And Life Company; Athene Holding Ltd.; Athene Life Insurance Company of New York; Aviva Life and Annuity Co.; Liberty Life Insurance Company; Liberty Life Insurance Company of Greenville, S.C.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Yearsort icon Agency Penalty Amount
Liberty Life Insurance Company insurance violation 2001 SC-INS $10,000
Liberty Life Insurance Company of Greenville, S.C. insurance violation 2005 MULTI-FIN $3,075,950
AmerUS Life Insurance Co. insurance violation 2007 MN-FIN $250,000
Aviva Life and Annuity Co. insurance violation 2011 CO-INS $25,300
Athene Annuity & Life Assurance Company Of New York insurance violation 2011 WA-INS $5,000
Aviva Life & Annuity Company insurance violation 2013 MULTI-AG $4,000,000
Athene Life Insurance Company of New York insurance violation 2016 NY-DFS $142,193
Athene Life Insurance Company of New York insurance violation 2018 NY-DFS $15,000,000
Athene Annuity And Life Company insurance violation 2018 WA-INS $10,000
Athene Annuity and Life Co. insurance violation 2019 MO-INS $5,000
Athene Holding Ltd. insurance violation 2020 NY-DFS $45,000,000
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