| Bank of America, N.A. (USA) | consumer protection violation | 2015 | private lawsuit-federal | $10,000,000 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| Merrill Lynch | investor protection violation | 2015 | SEC | $10,900,000 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | consumer protection violation | 2012 | private lawsuit-federal | $11,500,000 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | investor protection violation | 2021 | FINRA | $11,650,000 |
| Merrill Lynch | wage and hour violation | 2013 | private lawsuit-federal | $12,000,000 |
| Bank of America | consumer protection violation | 2023 | CFPB | $12,000,000 |
| Merrill Lynch | investor protection violation | 2016 | SEC | $12,500,000 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | anti-money-laundering deficiencies | 2017 | SEC | $13,000,000 |
| Bank of America | fraud | 2016 | DC-AG | $13,000,000 |
| LaSalle Bank | benefit plan administrator violation | 2011 | private lawsuit-federal | $13,500,000 |
| Bank of America | fraud | 2010 | DC-AG | $13,502,852 |
| Merrill Lynch | toxic securities abuses | 2008 | MA-AG | $13,700,000 |
| Merrill Lynch | wage and hour violation | 2016 | private lawsuit-federal | $14,000,000 |
| Merrill Lynch, Pierce, Fenner & Smith | investor protection violation | 2005 | FINRA | $14,000,000 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | investor protection violation | 2022 | FINRA | $15,200,000 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | investor protection violation | 2018 | SEC | $15,700,000 |
| Bank of America N.A. | economic sanction violation | 2014 | OFAC | $16,562,700 |
| Bank of America | wage and hour violation | 2010 | private lawsuit-state | $16,650,000 |
| Bank of America N.A. | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $17,000,000 |
| Countrywide Securities Corp. | mortgage abuses | 2013 | MA-AG | $17,300,000 |
| Countrywide Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. | toxic securities abuses | 2016 | VA-AG | $19,500,000 |
| Bank of America N.A. | consumer protection violation | 2013 | private lawsuit-federal | $19,610,000 |
| BAC Home Loans Servicing LP fka Countrywide Home Loans Servicing LP | mortgage abuses | 2011 | DOJ_CIVIL | $20,000,000 |
| Bank of America Corporation | investor protection violation | 2014 | SEC | $20,000,000 |
| Bank of America N.A. | price-fixing or anti-competitive practices | 2014 | private lawsuit-federal | $20,000,000 |
| Bank of America | consumer protection violation | 2013 | private lawsuit-federal | $20,000,000 |
| Merrill Lynch Pierce Fenner & Smith Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Merrill Lynch | wage and hour violation | 2013 | private lawsuit-federal | $21,000,000 |
| Bank of America Corp | benefit plan administrator violation | 2011 | private lawsuit-federal | $21,000,000 |
| Bank of America | wage and hour violation | 2001 | private lawsuit-state | $22,000,000 |
| Bank of America, N.A. | consumer protection violation | 2019 | private lawsuit-federal | $22,000,000 |
| BofA Securities, Inc. | investor protection violation | 2023 | FINRA | $24,000,000 |
| Merrill Lynch Commodities, Inc. | investor protection violation | 2019 | CFTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $24,900,000 |
| Bank of America, National Association | banking violation | 2014 | OCC | $25,000,000 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | benefit plan administrator violation | 2017 | private lawsuit-federal | $25,000,000 |
| Merrill Lynch Commodities Inc. | price-fixing or anti-competitive practices | 2019 | DOJ_CRIMINAL | $25,000,000 |
| Merrill Lynch Pierce Fenner & Smith Inc. | investor protection violation | 2012 | IL-SEC | $25,930,000 |
| Banc of America Securities LLC | fraud | 2007 | SEC | $26,000,000 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | investor protection violation | 2020 | NH-BSR | $26,250,000 |
| Bank of America | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $26,420,000 |
| Merrill Lynch | investor protection violation | 2010 | MULTI-FIN | $26,563,094 |
| Bank of America, N.A. | consumer protection violation | 2016 | private lawsuit-federal | $27,500,000 |
| Bank of America N.A. | consumer protection violation | 2017 | private lawsuit-federal | $29,000,000 |
| Bank of America, National Association | banking violation | 2015 | OCC | $30,000,000 |
| Countrywide Financial | wage and hour violation | 2005 | private lawsuit-state | $30,000,000 |
| Bank of America, N.A. | price-fixing or anti-competitive practices | 2018 | CFTC | $30,000,000 |
| Bank of America N.A. | consumer protection violation | 2014 | private lawsuit-federal | $31,000,000 |
| Bank of America Corporation | privacy violation | 2014 | private lawsuit-federal | $32,083,905 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | investor protection violation | 2014 | FINRA | $32,400,000 |
| Bank of America Corporation | investor protection violation | 2009 | SEC | $33,000,000 |
| Countrywide Financial Corporation | consumer protection violation | 2011 | private lawsuit-federal | $34,000,000 |
| Bank of America N.A. | consumer protection violation | 2015 | private lawsuit-federal | $34,500,000 |
| Bank of America N.A. | consumer protection violation | 2020 | private lawsuit-federal | $35,000,000 |
| Bank of America | False Claims Act and related | 2001 | AK-AG | $35,600,000 |
| Bank of America | wage and hour violation | 2016 | private lawsuit-federal | $36,000,000 |
| Banc of America Securities LLC | price-fixing or anti-competitive practices | 2010 | SEC | $36,096,442 |
| Merrill Lynch | wage and hour violation | 2006 | private lawsuit-federal | $37,000,000 |
| Merrill Lynch | employment discrimination | 2013 | private lawsuit-federal | $38,225,000 |
| Countrywide Financial Corporation | mortgage abuses | 2009 | WI-AG | $41,100,000 |
| Bank of America N.A. | consumer protection violation | 2018 | private lawsuit-federal | $41,920,374 |
| Merrill Lynch, Pierce, Fenner & Smith | investor protection violation | 2018 | SEC | $42,000,000 |
| Bank of America Merrill Lynch | investor protection violation | 2018 | NY-AG | $42,000,000 |
| Merrill Lynch | wage and hour violation | 2010 | private lawsuit-federal | $43,500,000 |
| Merrill Lynch & Co. | investor protection violation | 2013 | NJ-AG | $45,000,000 |
| Bank of America | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000 |
| Bank of America N.A. | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Countrywide Financial Corporation | benefit plan administrator violation | 2009 | private lawsuit-federal | $55,000,000 |
| Bank of America N.A. | consumer protection violation | 2023 | OCC | $60,000,000 |
| Bank of America | price-fixing or anti-competitive practices | 2010 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $67,000,000 |
| Bank of America | wage and hour violation | 2013 | private lawsuit-federal | $73,000,000 |
| Merrill Lynch & Co., Inc. | benefit plan administrator violation | 2009 | private lawsuit-federal | $75,000,000 |
| Bank of America N.A. | consumer protection violation | 2022 | private lawsuit-federal | $75,000,000 |
| Merrill Lynch & Co. Inc. | accounting fraud or deficiencies | 2003 | SEC | $80,000,000 |
| FleetBoston Financial Corp | benefit plan administrator violation | 2008 | private lawsuit-federal | $83,401,000 |
| Countrywide Financial Corp. | mortgage abuses | 2008 | HI-DCCA | $84,548,000 |
| Bank of America | consumer protection violation | 2023 | CFPB | $90,000,000 |
| Merrill Lynch | investor protection violation | 2002 | NY-AG | $100,000,000 |
| Merrill Lynch & Co. Inc. | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |
| Bank of America | banking violation | 2022 | CFPB | $100,000,000 |
| Bank of America | investor protection violation | 2022 | CFTC | $100,000,000 |
| Bank of America N.A. | consumer protection violation | 2013 | private lawsuit-federal | $100,000,000 |
| Countrywide Home Loans, Inc. and BAC Home Loans Servicing LP | consumer protection violation | 2010 | FTC | $108,000,000 |
| Merrill Lynch | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| Bank of America NA | banking violation | 2022 | OCC | $125,000,000 |
| BofA Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Inc. | investor protection violation | 2022 | SEC | $125,000,000 |
| Merrill Lynch | toxic securities abuses | 2013 | SEC | $131,800,000 |
| Bank of America | price-fixing or anti-competitive practices | 2010 | DOJ_ANTITRUST | $137,300,000 |
| FleetBoston Financial Corporation | investor protection violation | 2004 | SEC | $140,000,000 |
| Bank of America | investor protection violation | 2010 | SEC | $150,000,000 |
| Countrywide Financial Corporation | mortgage abuses | 2009 | PA-AG | $150,000,000 |
| Bank of AmericaCorp. | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Merrill Lynch | employment discrimination | 2013 | private lawsuit-federal | $160,000,000 |
| Bank of America | toxic securities abuses | 2013 | NCUA | $165,000,000 |
| Bank of America Corporation | banking violation | 2012 | FED | $175,500,000 |
| Bank of America N.A. | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $187,500,000 |
| Merrill Lynch, Pierce, Fenner & Smith, Incorporated | investor protection violation | 2003 | SEC | $200,000,000 |
| BANK OF AMERICA CORPORATION | banking violation | 2015 | FED | $205,000,000 |
| Bank of America N.A. | consumer protection violation | 2014 | private lawsuit-federal | $228,000,000 |
| Bank of America, National Association | banking violation | 2014 | OCC | $250,000,000 |
| Bank of America et al. | consumer protection violation | 2020 | private lawsuit-federal | $252,500,000 |
