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Violation Tracker Current Parent Company Summary
Current Parent Company Name: Barclays
Ownership Structure: publicly traded (ticker symbol LSE: BARC)
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000: $7,522,677,861
Number of records: 57
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| competition-related offenses | $3,755,563,070 | 25 |
| financial offenses | $3,751,605,084 | 29 |
| employment-related offenses | $15,009,707 | 2 |
| miscellaneous offenses | $500,000 | 1 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| price-fixing or anti-competitive practices | $3,749,254,344 | 24 |
| toxic securities abuses | $2,654,742,857 | 6 |
| investor protection violation | $785,407,699 | 17 |
| economic sanction violation | $300,510,967 | 5 |
| workplace whistleblower retaliation | $15,000,000 | 1 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year  | Agency | Penalty Amount |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $17,750,000 |
| Barclays Bank PLC | investor protection violation | 2022 | CFTC | $75,000,000 |
| Barclays Bank PLC | investor protection violation | 2022 | SEC | $361,000,000 |
| Barclays Capital Inc. | investor protection violation | 2022 | SEC | $125,000,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $12,500,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Barclays Capital Inc. | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
| Barclays PLC | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $5,700,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $7,100,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $19,975,000 |
| Barclays Capital Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $87,000,000 |
| Barclays PLC | Foreign Corrupt Practices Act | 2019 | SEC | $6,308,726 |
| Barclays Capital, Inc. | toxic securities abuses | 2018 | USAO | $2,000,000,000 |
| Barclays PLC | price-fixing or anti-competitive practices | 2018 | DOJ_CRIMINAL | $12,896,011 |
| Barclays Bank PLC | workplace whistleblower retaliation | 2018 | NY-DFS | $15,000,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $120,000,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $384,000,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $30,000,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $29,000,000 |
| Barclays PLC | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $94,000,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2017 | FERC | $105,000,000 |
| Barclays Capital | investor protection violation | 2017 | SEC | $97,037,659 |
| Barclays Capital Inc. | investor protection violation | 2017 | SEC | $12,710,040 |
| Barclays Capital Inc. | investor protection violation | 2016 | SEC | $35,000,000 |
| Barclays Bank PLC | economic sanction violation | 2016 | OFAC | $2,485,890 |
| Barclays Capital Inc. | investor protection violation | 2016 | CFTC | $800,000 |
| Barclays Bank PLC | investor protection violation | 2016 | CFTC | $560,000 |
| Barclays Bank PLC | data submission deficiencies | 2016 | CFTC | $500,000 |
| Barclays Capital Inc. | investor protection violation | 2016 | SEC | $500,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2016 | MULTI-AG | $100,000,000 |
| Barclays Capital Inc. | investor protection violation | 2016 | NY-AG | $35,000,000 |
| Barclays Capital Inc. | toxic securities abuses | 2016 | VA-AG | $9,000,000 |
| Barclays Capital Inc. | investor protection violation | 2016 | FINRA | $1,300,000 |
| BarclaysPLC | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| BARCLAYS BANK PLC | price-fixing or anti-competitive practices | 2015 | FED | $342,000,000 |
| Barclays PLC | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $710,000,000 |
| Barclays Capital Inc. | toxic securities abuses | 2015 | NCUA | $325,000,000 |
| Barclays | price-fixing or anti-competitive practices | 2015 | CFTC | $400,000,000 |
| Barclays | price-fixing or anti-competitive practices | 2015 | CFTC | $115,000,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2015 | NY-DFS | $485,000,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2015 | NY-DFS | $150,000,000 |
| Barclays Capital, Inc. | investor protection violation | 2015 | FINRA | $13,750,000 |
| Barclays Capital Inc. | investor protection violation | 2014 | SEC | $15,000,000 |
| Barclays Bank PLC | toxic securities abuses | 2014 | FHFA | $280,000,000 |
| Barclays Capital Inc. | investor protection violation | 2014 | FINRA | $5,000,000 |
| Barclays Capital Inc. | investor protection violation | 2014 | FINRA | $1,000,000 |
| Barclays Bank PLC | toxic securities abuses | 2013 | MA-AG | $36,100,000 |
| Barclays Capital Inc. | investor protection violation | 2013 | FINRA | $3,750,000 |
| Barclays Bank PLC | price-fixing or anti-competitive practices | 2012 | DOJ_CRIMINAL | $160,000,000 |
| Barclays PLC | price-fixing or anti-competitive practices | 2012 | CFTC | $200,000,000 |
| Barclays Capital Inc. | investor protection violation | 2011 | FINRA | $3,000,000 |
| Barclays Bank PLC | economic sanction violation | 2010 | DOJ_CRIMINAL | $298,000,000 |
| Barclays plc | economic sanction violation | 2010 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000 |
| Barclays Capital Inc. | wage and hour violation | 2009 | WHD | $9,707 |
| Barclays Bank PLC | insider trading | 2007 | SEC | $10,943,561 |
| Barclays Bank PLC | economic sanction violation | 2004 | OFAC | $14,970 |
| Barclays Bank PLC | economic sanction violation | 2003 | OFAC | $10,107 |
