Violation Tracker Parent Company Summary

Parent Company Name: 
Barclays
Ownership Structure: 
publicly traded (ticker symbol BCS)
Headquartered in: 
United Kingdom
Major Industry: 
financial services
Specific Industry: 
banking
Penalty total since 2000: 
$5,987,676,671
Number of records: 
40
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$3,185,962,22725
competition-related offenses$2,786,204,73712
employment-related offenses$15,009,7072
miscellaneous offenses$500,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$2,650,100,0005
foreign exchange market manipulation$1,699,896,0115
interest rate benchmark manipulation$975,000,0005
economic sanction violation$300,510,9675
investor protection violation$224,407,69914
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Primary Offense Typesort icon Year Agency Penalty Amount
Barclays Bank PLC data submission deficiencies 2016 CFTC $500,000
Barclays Bank PLC economic sanction violation 2010 DOJ_CRIMINAL $298,000,000
Barclays Bank PLC economic sanction violation 2016 OFAC $2,485,890
Barclays Bank PLC economic sanction violation 2004 OFAC $14,970
Barclays Bank PLC economic sanction violation 2003 OFAC $10,107
Barclays plc economic sanction violation 2010 NY-MANDA (*) $149,000,000
Barclays Bank PLC energy market manipulation 2017 FERC $105,000,000
Barclays PLC Foreign Corrupt Practices Act 2019 SEC $6,308,726
BARCLAYS BANK PLC foreign exchange market manipulation 2015 FED $342,000,000
Barclays PLC foreign exchange market manipulation 2015 DOJ_CRIMINAL $710,000,000
Barclays PLC foreign exchange market manipulation 2018 DOJ_CRIMINAL $12,896,011
Barclays Bank PLC foreign exchange market manipulation 2015 NY-DFS $485,000,000
Barclays Bank PLC foreign exchange market manipulation 2015 NY-DFS $150,000,000
Barclays Bank PLC insider trading 2007 SEC $10,943,561
Barclays Bank PLC interest rate benchmark manipulation 2012 DOJ_CRIMINAL $160,000,000
Barclays interest rate benchmark manipulation 2015 CFTC $400,000,000
Barclays interest rate benchmark manipulation 2015 CFTC $115,000,000
Barclays PLC interest rate benchmark manipulation 2012 CFTC $200,000,000
Barclays Bank PLC interest rate benchmark manipulation 2016 MULTI-AG $100,000,000
Barclays Capital Inc. investor protection violation 2016 SEC $35,000,000
Barclays Capital Inc. investor protection violation 2014 SEC $15,000,000
Barclays Capital Inc. investor protection violation 2016 CFTC $800,000
Barclays Bank PLC investor protection violation 2016 CFTC $560,000
Barclays Capital investor protection violation 2017 SEC $97,037,659
Barclays Capital Inc. investor protection violation 2017 SEC $12,710,040
Barclays Capital Inc. investor protection violation 2016 SEC $500,000
Barclays Capital Inc. investor protection violation 2016 NY-AG $35,000,000
Barclays Capital Inc. investor protection violation 2016 FINRA $1,300,000
Barclays Capital, Inc. investor protection violation 2015 FINRA $13,750,000
Barclays Capital Inc. investor protection violation 2014 FINRA $5,000,000
Barclays Capital Inc. investor protection violation 2014 FINRA $1,000,000
Barclays Capital Inc. investor protection violation 2013 FINRA $3,750,000
Barclays Capital Inc. investor protection violation 2011 FINRA $3,000,000
Barclays Bank PLC toxic securities abuses 2014 FHFA $280,000,000
Barclays Capital Inc. toxic securities abuses 2015 NCUA $325,000,000
Barclays Capital, Inc. toxic securities abuses 2018 USAO $2,000,000,000
Barclays Bank PLC toxic securities abuses 2013 MA-AG $36,100,000
Barclays Capital Inc. toxic securities abuses 2016 VA-AG $9,000,000
Barclays Capital Inc. wage and hour violation 2009 WHD $9,707
Barclays Bank PLC workplace whistleblower retaliation 2018 NY-DFS $15,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)