Violation Tracker Parent Company Summary

Parent Company Name: 
BOK Financial
Ownership Structure: 
publicly traded (ticker symbol BOKF)
Headquartered in: 
Oklahoma
Major Industry: 
financial services
Specific Industry: 
banking
Penalty total since 2000: 
$2,095,521
Number of records: 
3
Top 10 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$1,865,5212
employment discrimination$230,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 

BOK FINANCIAL; BOK FINANCIAL DBA BANK OF ALBUQUERQUE; Bok Financial Securities, Inc.

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agencysort icon Penalty Amount
BOK Financial Corporation dba the Bank of Albuquerque employment discrimination 2014 EEOC $230,000
BOK Financial Corporation investor protection violation 2016 SEC $1,667,720
Bok Financial Securities, Inc. investor protection violation 2019 SEC $197,801
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