Violation Tracker Parent Company Summary
Parent Company Name:
Carlyle Group
Ownership Structure:
publicly traded (ticker symbol CG)
Headquartered in:
District of Columbia
Major Industry:
private equity (including portfolio companies)
Specific Industry:
private equity (including portfolio companies)
Penalty total since 2000:
$103,017,547
Number of records:
150
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
|---|---|---|
| competition-related offenses | $53,364,000 | 5 |
| financial offenses | $20,000,000 | 1 |
| employment-related offenses | $13,214,325 | 18 |
| consumer-protection-related offenses | $12,322,647 | 7 |
| environment-related offenses | $2,559,031 | 46 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
|---|---|---|
| price-fixing or anti-competitive practices | $53,350,000 | 4 |
| investor protection violation | $20,000,000 | 1 |
| wage and hour violation | $12,484,651 | 8 |
| consumer protection violation | $12,000,000 | 1 |
| environmental violation | $2,559,031 | 46 |
Notes:
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links:
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.
Violation Tracker UK data on for this company can be found here.
For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency |
Penalty Amount |
|---|---|---|---|---|
| Akzo Nobel Chemicals International B.V. | price-fixing or anti-competitive practices | 2006 | DOJ_ANTITRUST | $32,000,000 |
| Carlyle Group | investor protection violation | 2009 | NY-AG | $20,000,000 |
| Rexall Sundown, Inc. | consumer protection violation | 2003 | FTC | $12,000,000 |
| Akzo Nobel Chemicals BV | price-fixing or anti-competitive practices | 2001 | DOJ_ANTITRUST | $12,000,000 |
| Acosta Sales | wage and hour violation | 2013 | private lawsuit-federal | $9,900,000 |
| Arctic Glacier International Inc. | price-fixing or anti-competitive practices | 2009 | DOJ_ANTITRUST | $9,000,000 |
| Sedgwick Claims Management | wage and hour violation | 2017 | private lawsuit-state | $2,500,000 |
| Nouryon Functional Chemicals LLC | environmental violation | 2019 | EPA | $450,000 |
| Arctic Glacier International, Inc. | price-fixing or anti-competitive practices | 2010 | MI-AG | $350,000 |
| Chromalloy Gas Turbine Corporation | environmental violation | 2003 | EPA | $326,722 |
| INTERNATIONAL CONVERTER, LLC. | environmental violation | 2010 | EPA | $300,000 |
| AKZO NOBEL FUNCTIONAL CHEMICALS LLC (NOURYON FUNCTIONAL CHEMICALS) | environmental violation | 2019 | EPA | $300,000 |
| Burrows Paper Corporation | labor relations violation | 2002 | NLRB | $253,000 |
| Sedgwick Claims Management Services, Inc. | insurance violation | 2018 | IN-INS | $200,000 |
| Burrows Paper Corporation | labor relations violation | 2002 | NLRB | $188,396 |
| AKZO NOBEL SURFACE CHEMISTRY LLC | environmental violation | 2017 | EPA | $166,250 |
| ARCTIC GLACIER U.S.A., INC. | workplace safety or health violation | 2016 | OSHA | $135,041 |
| International Converter LLC | labor relations violation | 2011 | NLRB | $124,000 |
| BURROWS PAPER CORPORATION | workplace safety or health violation | 2013 | OSHA | $104,280 |
| BURROWS PAPER CORPORATION | workplace safety or health violation | 2014 | OSHA | $98,000 |
| BURROWS PAPER CORPORATION | workplace safety or health violation | 2009 | OSHA | $90,800 |
| Akzo Nobel Polymer Chemicals LLC | environmental violation | 2007 | TX-ENV | $90,216 |
| Sedgwick Claims Management Services Inc | insurance violation | 2019 | NY-DFS | $75,000 |
| SEQUA COATINGS, LLC | environmental violation | 2009 | EPA | $65,000 |
| BURROWS PAPER CORPORATION | workplace safety or health violation | 2013 | OSHA | $61,380 |
| ARCTIC GLACIER U.S.A., INC. | workplace safety or health violation | 2013 | OSHA | $60,000 |
| INTERNATIONAL CONVERTER LLC | workplace safety or health violation | 2020 | OSHA | $60,000 |
| Akzo Nobel Chemicals Deer Park | environmental violation | 2015 | TX-ENV | $55,000 |
| ARCTIC GLACIER U.S.A., INC. | workplace safety or health violation | 2012 | OSHA | $52,800 |
| Chromalloy Castings Tampa Corp. | employment discrimination | 2004 | EEOC | $52,000 |
| ROLL COATER, INC. | environmental violation | 2010 | EPA | $51,000 |
| Sequa Corporation, dba Precoat Metals | environmental violation | 2022 | MS-ENV | $48,375 |
| Sequa Corporation | environmental violation | 2007 | TX-ENV | $46,580 |
| ARCTIC GLACIER INC. | workplace safety or health violation | 2007 | OSHA | $45,250 |
| CHROMALLOY SAN DIEGO | workplace safety or health violation | 2021 | OSHA | $41,050 |
| Burrows Paper Corp | labor relations violation | 2002 | NLRB | $40,000 |
| Akzo Nobel Industrial Specialties Inc. | environmental violation | 2004 | TX-ENV | $39,578 |
| Akzo Nobel Surface Chemistry, LLC | environmental violation | 2005 | IL-AG | $37,500 |
| Akzo Nobel Surface Chemistry LLC | environmental violation | 2005 | IL-ENV | $37,500 |
| PRIMEFLIGHT AVIATION SERVICES, INC. | workplace safety or health violation | 2016 | OSHA | $37,413 |
| BURROWS PAPER CORPORATION | workplace safety or health violation | 2004 | OSHA | $37,000 |
| CHROMALLOY GAS TURBINE LLC | aviation safety violation | 2015 | FAA | $35,000 |
| Akzo Nobel Polymer Chemicals, LLC | environmental violation | 2013 | EPA | $35,000 |
| AKZO NOBEL SURFACE CHEMISTRY, LLC | workplace safety or health violation | 2011 | OSHA | $34,300 |
| PrimeFlight Aviation Services | wage and hour violation | 2011 | WHD | $33,360 |
| SEQUA COATINGS, LLC | environmental violation | 2009 | EPA | $31,750 |
| ARCTIC GLACIER U.S.A., INC. | workplace safety or health violation | 2016 | OSHA | $29,877 |
| Nouryon Functional Chemicals | environmental violation | 2018 | TX-ENV | $29,792 |
| Sequa Corporation | environmental violation | 2021 | TX-ENV | $29,693 |
| Akzo Nobel Chemicals LLC | environmental violation | 2017 | TX-ENV | $29,631 |
| International Converter, LLC | environmental violation | 2008 | OH-ENV | $29,000 |
| BURROWS PAPER CORPORATION | workplace safety or health violation | 2016 | OSHA | $27,935 |
| Akzo Nobel Chemicals Inc. | environmental violation | 2010 | TX-ENV | $27,100 |
| BURROWS PAPER CORPORATION | workplace safety or health violation | 2014 | OSHA | $25,900 |
| ARCTIC GLACIER USA, INC. | workplace safety or health violation | 2016 | OSHA | $25,623 |
| TurboCombustor Technology Inc. | employment discrimination | 2011 | OFCCP | $25,486 |
| AKZO NOBEL SURFACE CHEMISTRY LLC | workplace safety or health violation | 2018 | OSHA | $25,000 |
| TURBOCOMBUSTOR TECHNOLOGY, INC. | workplace safety or health violation | 2016 | OSHA | $22,400 |
| Akzo Nobel Chemicals Deer Park | environmental violation | 2013 | TX-ENV | $21,575 |
| ARCTIC GLACIER U.S.A., INC. | workplace safety or health violation | 2015 | OSHA | $21,100 |
| ARCTIC GLACIER U.S.A., INC. | workplace safety or health violation | 2014 | OSHA | $21,000 |
| CHROMALLOY GEORGIA | environmental violation | 2012 | EPA | $20,600 |
| Akzo Nobel Pulp and Performance Chemicals Inc. | railroad safety violation | 2007 | FRA | $20,250 |
| Burrows Paper Corporation | environmental violation | 2012 | MS-ENV | $20,000 |
| Akzo Nobel Chemical, Inc. | environmental violation | 2003 | TX-ENV | $20,000 |
| PRIMEFLIGHT AVIATION SERVICES | workplace safety or health violation | 2019 | OSHA | $19,892 |
| SEDGWICK CLAIMS MANAGEMENT SERVICES, INC. | insurance violation | 2021 | CA-INS | $19,147 |
| Sequa Corporation, d.b.a. Precoat Metals | environmental violation | 2017 | SC-ENV | $19,000 |
| BURROWS PAPER CORPORATION | workplace safety or health violation | 2009 | OSHA | $19,000 |
| Akzo Nobel Polymer Chemicals LLC | environmental violation | 2014 | TX-ENV | $18,601 |
| Novolex, Inc. | wage and hour violation | 2017 | WHD | $18,597 |
| BURROWS PAPER CORPORATION | workplace safety or health violation | 2009 | OSHA | $18,450 |
| AKZO NOBEL FUNCTIONAL CHEMICALS LLC | environmental violation | 2010 | EPA | $18,200 |
| ARCTIC GLACIER, INC. | workplace safety or health violation | 2011 | OSHA | $18,000 |
| PrimeFlight Aviation Services, Inc. | labor relations violation | 2016 | NLRB | $17,905 |
| Solgar Vitamin & Herb | environmental violation | 2004 | EPA | $16,523 |
| Akzo Nobel Catalysts, LLC | environmental violation | 2005 | TX-ENV | $16,436 |
| Akzo Nobel Surface Chemistry LLC | environmental violation | 2011 | TX-ENV | $15,960 |
| AKZO Nobel Chemicals, Inc. | environmental violation | 2004 | EPA | $15,090 |
| Atotech USA, LLC | environmental violation | 2017 | SC-ENV | $15,000 |
| ARCTIC GLACIER | workplace safety or health violation | 2021 | OSHA | $15,000 |
| Arctic Glacier USA Incorporated | environmental violation | 2013 | CA-ARB | $14,400 |
| AKZO NOBEL POLYMER CHEMICALS LLC | environmental violation | 2001 | TX-ENV | $14,080 |
| Akzo Nobel Functional Chemicals LLC | railroad safety violation | 2016 | FRA | $14,000 |
| Atotech USA Inc. | export control violation | 2004 | BIS | $14,000 |
| Akzo Nobel Polymer Chemicals LLC | environmental violation | 2013 | TX-ENV | $12,600 |
| AKZO NOBEL POLYMER CHEMICALS LLC | motor vehicle safety violation | 2006 | FMCSA | $12,350 |
| CHROMALLOY GAS TURBINE CORPORATION | aviation safety violation | 2010 | FAA | $12,000 |
| Akzo Nobel Chemicals, Inc. | railroad safety violation | 2008 | FRA | $12,000 |
| CHROMALLOY GAS TURBINE CORP. | workplace safety or health violation | 2007 | OSHA | $12,000 |
| AKZO CHEMICALS, INCORPORATED | railroad safety violation | 2009 | FRA | $11,500 |
| BURROWS PAPER CORPORATION, PACKAGING DIVISION | workplace safety or health violation | 2011 | OSHA | $11,050 |
| Sedgwick Claims Management | insurance violation | 2020 | NY-DFS | $11,000 |
| AKZO NOBEL POLYMER CHEMICALS LLC | workplace safety or health violation | 2013 | OSHA | $11,000 |
| BURROWS PAPER CORP. | labor relations violation | 2001 | NLRB | $10,791 |
| Sedgwick Claims Management Services Inc. | insurance violation | 2021 | NY-DFS | $10,500 |
| PrimeFlight Aviation Services, Inc. | wage and hour violation | 2011 | WHD | $10,440 |
| PrimeFlight Aviation Services, Inc. | wage and hour violation | 2010 | WHD | $10,175 |
| Akzo Nobel Polymer Chemicals LLC | environmental violation | 2007 | TX-ENV | $10,000 |
| PRIMEFLIGHT AVIATION SERVICES, INC | workplace safety or health violation | 2015 | OSHA | $10,000 |
| Hilex Poly Co. LLC | environmental violation | 2016 | VA-ENV | $9,707 |
