Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Current Parent Company Summary

Current Parent Company Name: Carlyle Group
Ownership Structure: publicly traded (ticker symbol CG)
Headquartered in: District of Columbia
Major Industry: private equity (including portfolio companies)
Specific Industry: private equity (including portfolio companies)
Penalty total since 2000: $286,736,812
Number of records: 172
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
competition-related offenses$232,575,96713
financial offenses$20,000,0001
employment-related offenses$16,297,32231
consumer-protection-related offenses$12,341,6479
environment-related offenses$3,595,78949
Top 5 Primary Offense TypesPenalty TotalNumber of Records
price-fixing or anti-competitive practices$229,580,45411
investor protection violation$20,000,0001
wage and hour violation$15,366,05624
consumer protection violation$12,000,0001
environmental violation$3,595,78949
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyPrimary Offense TypeYearAgency sort iconPenalty Amount
Sedgwick Claims Managementwage and hour violation2017private lawsuit-state$2,500,000
Acosta Saleswage and hour violation2013private lawsuit-federal$9,900,000
Mantech International Corporationemployment screening violation2017private lawsuit-federal$730,000
Akzo Nobelprice-fixing or anti-competitive practices2001private lawsuit-federal$7,500,000
Akzo Nobel Chemicals, Inc.price-fixing or anti-competitive practices2007private lawsuit-federal$14,900,000
Akzo Nobel Inc.price-fixing or anti-competitive practices2008private lawsuit-federal$23,380,000
Akzo Nobel Inc.price-fixing or anti-competitive practices2010private lawsuit-federal$675,000
Arctic Glacier Inc.price-fixing or anti-competitive practices2011private lawsuit-federal$12,500,000
Carlyle Groupprice-fixing or anti-competitive practices2015private lawsuit-federal$115,000,000
Nouryon Functional Chemicals, LLCenvironmental violation2022AL-ENV$16,000
Atotech USA Inc.export control violation2004BIS$14,000
Arctic Glacier USA Incorporatedenvironmental violation2013CA-ARB$14,400
SEDGWICK CLAIMS MANAGEMENT SERVICES, INC.insurance violation2021CA-INS$19,147
Acosta Sales And Marketing Inc.wage and hour violation2019CA-LCO$6,746
Acosta Sales And Marketing Inc.wage and hour violation2018CA-LCO$13,679
Bridgeport Energy, LLCenvironmental violation2009CT-ENV$643,594
Arctic Glacier International Inc.price-fixing or anti-competitive practices2009DOJ_ANTITRUST$9,000,000
Akzo Nobel Chemicals International B.V.price-fixing or anti-competitive practices2006DOJ_ANTITRUST$32,000,000
Akzo Nobel Chemicals BVprice-fixing or anti-competitive practices2001DOJ_ANTITRUST$12,000,000
Nouryon Functional Chemicals LLCenvironmental violation2019EPA$450,000
Arctic Glacier USA Inc.environmental violation2023EPA$232,593
Arctic Glacier U.S.A., Inc.environmental violation2023EPA$169,400
Solgar Vitamin & Herbenvironmental violation2004EPA$16,523
SEQUA COATINGS, LLCenvironmental violation2009EPA$65,000
SEQUA COATINGS, LLCenvironmental violation2009EPA$31,750
AKZO NOBEL FUNCTIONAL CHEMICALS LLCenvironmental violation2010EPA$18,200
ROLL COATER, INC.environmental violation2010EPA$51,000
AKZO NOBEL FUNCTIONAL CHEMICALS LLC (NOURYON FUNCTIONAL CHEMICALS)environmental violation2019EPA$300,000
ATOTECH USA, LLCenvironmental violation2023EPA$46,000
AKZO NOBEL CHEMICALS, INC.environmental violation2000EPA$5,600
INTERNATIONAL CONVERTER, LLC.environmental violation2010EPA$300,000
AKZO NOBEL SURFACE CHEMISTRY LLCenvironmental violation2017EPA$166,250
ARCTIC GLACIER USA INC.environmental violation2023EPA$232,593
Akzo Nobel Polymer Chemicals, LLCenvironmental violation2013EPA$35,000
Nouryon Surface Chemistry LLCenvironmental violation2022EPA$71,830
AKZO Nobel Chemicals, Inc.environmental violation2004EPA$15,090
STANDARDAERO BUSINESS AVIATION SERVICESaviation safety violation2011FAA$10,000
AKZO NOBEL POLYMER CHEMICALS LLCmotor vehicle safety violation2006FMCSA$12,350
Akzo Nobel Chemicals, Inc.railroad safety violation2015FRA$7,400
AKZO CHEMICALS, INCORPORATEDrailroad safety violation2009FRA$11,500
Akzo Nobel Functional Chemicals LLCrailroad safety violation2015FRA$7,000
Akzo Nobel Functional Chemicals LLCrailroad safety violation2016FRA$14,000
Akzo Nobel Functional Chemicals LLCrailroad safety violation2005FRA$8,000
Akzo Nobel Functional Chemicals LLCrailroad safety violation2007FRA$8,000
Akzo Nobel Functional Chemicals LLCrailroad safety violation2008FRA$7,000
Akzo Nobel Chemicals, Inc.railroad safety violation2008FRA$12,000
Akzo Nobel Pulp and Performance Chemicals Inc.railroad safety violation2007FRA$20,250
Akzo Nobel Pulp and Performance Chemicals Inc.railroad safety violation2007FRA$6,750
Akzo Nobel Functional Chemicals LLCrailroad safety violation2017FRA$6,900
Akzo Nobel Functional Chemicals LLCrailroad safety violation2018FRA$7,100
Akzo Nobel Functional Chemicals LLCrailroad safety violation2018FRA$8,000
Nouryonrailroad safety violation2022FRA$8,000
Nouryonrailroad safety violation2022FRA$8,000
Akzo Nobel Functional Chemicals LLCrailroad safety violation2018FRA$6,240
Akzo Nobel Functional Chemicals LLCrailroad safety violation2019FRA$5,000
Rexall Sundown, Inc.consumer protection violation2003FTC$12,000,000
Akzo Nobel Surface Chemistry, LLCenvironmental violation2005IL-AG$37,500
Sedgwickwage and hour violation2022IL-DOL$150,000
Nouryon Surface Chemistry LLCwage and hour violation2021IL-DOL$26,378
Akzo Nobel Surface Chemistry LLCenvironmental violation2005IL-ENV$37,500
ROLL COATER INCenvironmental violation2009IN-ENV$9,000
Sedgwick Claims Management Services, Inc.insurance violation2018IN-INS$200,000
ROLL COATER INCenvironmental violation2011KY-ENV$5,000
Arctic Glacier International, Inc.price-fixing or anti-competitive practices2010MI-AG$350,000
Sequa Corporation, dba Precoat Metalsenvironmental violation2022MS-ENV$48,375
Akzo Nobel Inc.price-fixing or anti-competitive practices2009MULTI-AG$2,275,454
PrimeFlight Aviation Services, Inc.labor relations violation2016NLRB$17,905
International Converter LLClabor relations violation2011NLRB$124,000
AKZO-NOBELlabor relations violation2006NLRB$15,779
PrimeFlight Aviation Services, Inc.labor relations violation2018NLRB$9,060
PrimeFlight Aviation Services, Inc.labor relations violation2017NLRB$9,036
Carlyle Groupinvestor protection violation2009NY-AG$20,000,000
Sedgwick Claims Management Services Incinsurance violation2019NY-DFS$75,000
Sedgwick Claims Managementinsurance violation2020NY-DFS$11,000
Sedgwick Claims Management Services Inc.insurance violation2021NY-DFS$10,500
TurboCombustor Technology Inc.employment discrimination2011OFCCP$25,486
International Converter, LLCenvironmental violation2008OH-ENV$29,000
Sedgwick Claims Management Services, Inc.insurance violation2022OR-FIN$12,000
Sedgwick Claims Management Services, Inc.insurance violation2023OR-FIN$7,000
INTERNATIONAL CONVERTERworkplace safety or health violation2005OSHA$9,000
AKZO NOBEL CHEMICALS, INC.workplace safety or health violation2001OSHA$5,000
INTERNATIONAL CONVERTER, LLCworkplace safety or health violation2003OSHA$7,000
ARCTIC GLACIER, INC.workplace safety or health violation2007OSHA$8,825
ROLL COATER INC.workplace safety or health violation2006OSHA$5,000
REXALL SUNDOWN, INC.workplace safety or health violation2007OSHA$6,750
MANTECH INTERNATIONAL CORPORATIONworkplace safety or health violation2007OSHA$5,363
AKZO NOBEL SPG LLC DBA ALCO CHEMICALworkplace safety or health violation2008OSHA$5,600
ARCTIC GLACIER INC.workplace safety or health violation2007OSHA$45,250
ARCTIC GLACIER INC.workplace safety or health violation2008OSHA$5,700
ARCTIC GLACIER ICEworkplace safety or health violation2011OSHA$6,555
ROLL COATER INC.workplace safety or health violation2011OSHA$5,950
AKZO NOBEL SURFACE CHEMISTRY, LLCworkplace safety or health violation2011OSHA$34,300
DE LUXE PACKAGING CORPworkplace safety or health violation2011OSHA$7,500
ARCTIC GLACIER, INC.workplace safety or health violation2011OSHA$18,000
PACKAGING DYNAMICS CORP DBA BAGCRAFTPAPERCONworkplace safety or health violation2013OSHA$7,000
BAGCRAFT PAPERCONworkplace safety or health violation2014OSHA$5,185
AKZO NOBEL SURFACE CHEMISTRY, LLCworkplace safety or health violation2011OSHA$7,000
ARCTIC GLACIER U.S.A., INC.workplace safety or health violation2012OSHA$52,800
ARCTIC GLACIER U.S.A., INC.workplace safety or health violation2013OSHA$60,000
AKZO NOBEL POLYMER CHEMICALS LLCworkplace safety or health violation2013OSHA$11,000
ARCTIC GLACIER U.S.A., INC.workplace safety or health violation2014OSHA$21,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.