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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Carlyle Group
Ownership Structure: publicly traded (ticker symbol CG)
Headquartered in: District of Columbia
Major Industry: private equity (including portfolio companies)
Specific Industry: private equity (including portfolio companies)
Penalty total since 2000: $286,736,812
Number of records: 172
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
competition-related offenses$232,575,96713
financial offenses$20,000,0001
employment-related offenses$16,297,32231
consumer-protection-related offenses$12,341,6479
environment-related offenses$3,595,78949
Top 5 Primary Offense TypesPenalty TotalNumber of Records
price-fixing or anti-competitive practices$229,580,45411
investor protection violation$20,000,0001
wage and hour violation$15,366,05624
consumer protection violation$12,000,0001
environmental violation$3,595,78949
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense Type sort iconYearAgencyPenalty Amount
STANDARDAERO BUSINESS AVIATION SERVICESaviation safety violation2011FAA$10,000
Rexall Sundown, Inc.consumer protection violation2003FTC$12,000,000
TurboCombustor Technology Inc.employment discrimination2011OFCCP$25,486
Mantech International Corporationemployment screening violation2017private lawsuit-federal$730,000
Akzo Nobel Surface Chemistry, LLCenvironmental violation2005IL-AG$37,500
Nouryon Functional Chemicals LLCenvironmental violation2019EPA$450,000
Arctic Glacier USA Incorporatedenvironmental violation2013CA-ARB$14,400
Bridgeport Energy, LLCenvironmental violation2009CT-ENV$643,594
Akzo Nobel Surface Chemistry LLCenvironmental violation2005IL-ENV$37,500
ROLL COATER INCenvironmental violation2009IN-ENV$9,000
ROLL COATER INCenvironmental violation2011KY-ENV$5,000
International Converter, LLCenvironmental violation2008OH-ENV$29,000
Atotech USA, LLCenvironmental violation2017SC-ENV$15,000
Sequa Corporation, d.b.a. Precoat Metalsenvironmental violation2017SC-ENV$19,000
Nouryon Functional Chemicalsenvironmental violation2018TX-ENV$29,792
Akzo Nobel Chemicals LLCenvironmental violation2017TX-ENV$29,631
Akzo Nobel Chemicals Deer Parkenvironmental violation2015TX-ENV$55,000
Akzo Nobel Polymer Chemicals LLCenvironmental violation2014TX-ENV$18,601
Akzo Nobel Polymer Chemicals LLCenvironmental violation2013TX-ENV$12,600
Akzo Nobel Chemicals Deer Parkenvironmental violation2013TX-ENV$21,575
Akzo Nobel Polymer Chemicals LLCenvironmental violation2011TX-ENV$9,052
Akzo Nobel Surface Chemistry LLCenvironmental violation2011TX-ENV$5,730
Akzo Nobel Surface Chemistry LLCenvironmental violation2011TX-ENV$7,740
Akzo Nobel Surface Chemistry LLCenvironmental violation2011TX-ENV$15,960
Akzo Nobel Chemicals Inc.environmental violation2010TX-ENV$27,100
Akzo Nobel Polymer Chemicals LLCenvironmental violation2007TX-ENV$90,216
Akzo Nobel Polymer Chemicals LLCenvironmental violation2007TX-ENV$10,000
Sequa Corporationenvironmental violation2007TX-ENV$46,580
Akzo Nobel Catalysts, LLCenvironmental violation2005TX-ENV$16,436
Akzo Nobel Industrial Specialties Inc.environmental violation2004TX-ENV$39,578
Akzo Nobel Chemical, Inc.environmental violation2003TX-ENV$20,000
AKZO NOBEL POLYMER CHEMICALS LLCenvironmental violation2001TX-ENV$14,080
Hilex Poly Co. LLCenvironmental violation2016VA-ENV$9,707
Sequa Corporationenvironmental violation2021TX-ENV$29,693
Sequa Corporation, dba Precoat Metalsenvironmental violation2022MS-ENV$48,375
Nouryon Functional Chemicals, LLCenvironmental violation2022AL-ENV$16,000
Arctic Glacier USA Inc.environmental violation2023EPA$232,593
Arctic Glacier U.S.A., Inc.environmental violation2023EPA$169,400
Nouryon Surface Chemistry LLCenvironmental violation2023TX-ENV$5,520
Solgar Vitamin & Herbenvironmental violation2004EPA$16,523
SEQUA COATINGS, LLCenvironmental violation2009EPA$65,000
SEQUA COATINGS, LLCenvironmental violation2009EPA$31,750
AKZO NOBEL FUNCTIONAL CHEMICALS LLCenvironmental violation2010EPA$18,200
ROLL COATER, INC.environmental violation2010EPA$51,000
AKZO NOBEL FUNCTIONAL CHEMICALS LLC (NOURYON FUNCTIONAL CHEMICALS)environmental violation2019EPA$300,000
ATOTECH USA, LLCenvironmental violation2023EPA$46,000
AKZO NOBEL CHEMICALS, INC.environmental violation2000EPA$5,600
INTERNATIONAL CONVERTER, LLC.environmental violation2010EPA$300,000
AKZO NOBEL SURFACE CHEMISTRY LLCenvironmental violation2017EPA$166,250
ARCTIC GLACIER USA INC.environmental violation2023EPA$232,593
Akzo Nobel Polymer Chemicals, LLCenvironmental violation2013EPA$35,000
Nouryon Surface Chemistry LLCenvironmental violation2022EPA$71,830
AKZO Nobel Chemicals, Inc.environmental violation2004EPA$15,090
Atotech USA Inc.export control violation2004BIS$14,000
ManTech Advanced Systems International, Inc.False Claims Act and related2019USAO$750,000
Akzo Nobel N.V.Foreign Corrupt Practices Act2007SEC$2,981,513
Sedgwick Claims Management Services, Inc.insurance violation2018IN-INS$200,000
Sedgwick Claims Management Services Incinsurance violation2019NY-DFS$75,000
Sedgwick Claims Management Services Inc.insurance violation2010TX-INS$7,000
SEDGWICK CLAIMS MANAGEMENT SERVICES, INC.insurance violation2021CA-INS$19,147
Sedgwick Claims Managementinsurance violation2020NY-DFS$11,000
Sedgwick Claims Management Services Inc.insurance violation2021NY-DFS$10,500
Sedgwick Claims Management Services, Inc.insurance violation2022OR-FIN$12,000
Sedgwick Claims Management Services, Inc.insurance violation2023OR-FIN$7,000
Carlyle Groupinvestor protection violation2009NY-AG$20,000,000
PrimeFlight Aviation Services, Inc.labor relations violation2016NLRB$17,905
International Converter LLClabor relations violation2011NLRB$124,000
AKZO-NOBELlabor relations violation2006NLRB$15,779
PrimeFlight Aviation Services, Inc.labor relations violation2018NLRB$9,060
PrimeFlight Aviation Services, Inc.labor relations violation2017NLRB$9,036
AKZO NOBEL POLYMER CHEMICALS LLCmotor vehicle safety violation2006FMCSA$12,350
Arctic Glacier International Inc.price-fixing or anti-competitive practices2009DOJ_ANTITRUST$9,000,000
Akzo Nobel Chemicals International B.V.price-fixing or anti-competitive practices2006DOJ_ANTITRUST$32,000,000
Akzo Nobel Chemicals BVprice-fixing or anti-competitive practices2001DOJ_ANTITRUST$12,000,000
Akzo Nobel Inc.price-fixing or anti-competitive practices2009MULTI-AG$2,275,454
Arctic Glacier International, Inc.price-fixing or anti-competitive practices2010MI-AG$350,000
Akzo Nobelprice-fixing or anti-competitive practices2001private lawsuit-federal$7,500,000
Akzo Nobel Chemicals, Inc.price-fixing or anti-competitive practices2007private lawsuit-federal$14,900,000
Akzo Nobel Inc.price-fixing or anti-competitive practices2008private lawsuit-federal$23,380,000
Akzo Nobel Inc.price-fixing or anti-competitive practices2010private lawsuit-federal$675,000
Arctic Glacier Inc.price-fixing or anti-competitive practices2011private lawsuit-federal$12,500,000
Carlyle Groupprice-fixing or anti-competitive practices2015private lawsuit-federal$115,000,000
Akzo Nobel Chemicals, Inc.railroad safety violation2015FRA$7,400
AKZO CHEMICALS, INCORPORATEDrailroad safety violation2009FRA$11,500
Akzo Nobel Functional Chemicals LLCrailroad safety violation2015FRA$7,000
Akzo Nobel Functional Chemicals LLCrailroad safety violation2016FRA$14,000
Akzo Nobel Functional Chemicals LLCrailroad safety violation2005FRA$8,000
Akzo Nobel Functional Chemicals LLCrailroad safety violation2007FRA$8,000
Akzo Nobel Functional Chemicals LLCrailroad safety violation2008FRA$7,000
Akzo Nobel Chemicals, Inc.railroad safety violation2008FRA$12,000
Akzo Nobel Pulp and Performance Chemicals Inc.railroad safety violation2007FRA$20,250
Akzo Nobel Pulp and Performance Chemicals Inc.railroad safety violation2007FRA$6,750
Akzo Nobel Functional Chemicals LLCrailroad safety violation2017FRA$6,900
Akzo Nobel Functional Chemicals LLCrailroad safety violation2018FRA$7,100
Akzo Nobel Functional Chemicals LLCrailroad safety violation2018FRA$8,000
Nouryonrailroad safety violation2022FRA$8,000
Nouryonrailroad safety violation2022FRA$8,000
Akzo Nobel Functional Chemicals LLCrailroad safety violation2018FRA$6,240
Akzo Nobel Functional Chemicals LLCrailroad safety violation2019FRA$5,000
ManTech Advanced Systems Internationalwage and hour violation2013WHD$19,829
Mantech Telecommunications & Information Systwage and hour violation2012WHD$186,510
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.