Violation Tracker Parent Company Summary

Parent Company Name: 
Citigroup
Ownership Structure: 
publicly traded (ticker symbol C)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$25,045,655,764
Number of records: 
120
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$21,408,115,48371
competition-related offenses$1,760,060,0006
consumer-protection-related offenses$1,743,061,69926
employment-related offenses$125,405,83510
miscellaneous offenses$9,000,0005
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,768,250,0009
investor protection violation$8,090,974,62832
mortgage abuses$2,360,975,0004
banking violation$1,834,543,37812
consumer protection violation$1,739,099,69922
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Ameriquest Mortgage; BANAMEX USA; BISYS GROUP; CITIBANK; CITIBANK NATIONAL ASSOCIATION; Citibank/Citigroup Inc.; CITICORP; Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc.; CITIFINANCIAL CREDIT; CITIFINANCIAL SERVICING AND CITIMORTGAGE; CitiFinancial, Inc.; Citigroup; CITIGROUP GLOBAL MARKETS AND CITIGROUP ALTERNATIVE INVESTMENTS; CITIGROUP GLOBAL MARKETS F / K / A SALOMON SMITH BARNEY; Citigroup Global Markets, Inc. and Citi Smith Barney; CITIGROUP PRIVA [...]

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML
Company Primary Offense Type Year Agency Penalty Amountsort icon
Citigroup Global Markets, Inc. and Citi Smith Barney investor protection violation 2008 MULTI-AG $7,100,000,000
Citigroup Inc. toxic securities abuses 2014 DOJ $7,000,000,000
Citigroup Inc. mortgage abuses 2012 DOJ $2,202,000,000
Citigroup toxic securities abuses 2013 FHFA $968,000,000
Citicorp foreign exchange market manipulation 2015 DOJ_CRIMINAL $925,000,000
Citibank banking violation 2013 OCC $793,492,868
Citibank N.A. consumer protection violation 2015 CFPB $733,800,000
Citigroup mortgage abuses 2012 MULTI-AG (*) $413,041,577
Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc. investor protection violation 2003 SEC $400,000,000
Citimortgage Inc. and Citibank N.A. toxic securities abuses 2013 FHFA $395,000,000
Citibank, National Association banking violation 2014 OCC $350,000,000
CITIGROUP INC. banking violation 2015 FED $342,000,000
Citibank, N.A. consumer protection violation 2018 CFPB $335,000,000
Ameriquest Mortgage consumer protection violation 2006 MULTI-AG $325,000,000
Citibank interest rate benchmark manipulation 2014 CFTC $310,000,000
Citigroup Inc. toxic securities abuses 2014 MULTI-AG (*) $291,750,000
Citigroup toxic securities abuses 2011 SEC $285,000,000
Citibank interest rate benchmark manipulation 2016 CFTC $250,000,000
Citigroup Inc. consumer protection violation 2002 FTC $215,000,000
Citigroup, Inc. investor protection violation 2005 SEC $208,000,000
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLC investor protection violation 2015 SEC $180,000,000
Citigroup interest rate benchmark manipulation 2016 CFTC $175,000,000
Citimortgage Inc. mortgage abuses 2012 USAO $158,300,000
Citigroup Global Markets Inc. investor protection violation 2003 MULTI-FIN (*) $150,000,000
Banamex USA banking violation 2015 FDIC $140,000,000
Citigroup, Inc. accounting fraud or deficiencies 2003 SEC $101,000,000
Citibank interest rate benchmark manipulation 2018 MULTI-AG $100,000,000
Citigroup Global Markets Inc. investor protection violation 2010 MULTI-FIN (*) $100,000,000
Citigroup wage and hour violation 2008 private lawsuit-federal $98,000,000
Banamex USA anti-money-laundering deficiencies 2017 DOJ_CRIMINAL $97,440,000
Citigroup Inc. toxic securities abuses 2010 SEC $75,000,000
Citigroup Inc. banking violation 2004 FED $70,000,000
Citibank N.A. anti-money-laundering deficiencies 2018 OCC $70,000,000
Citibank consumer protection violation 2016 CFPB $45,000,000
Citibank N.A. investor protection violation 2018 SEC $38,700,000
Citibank, N.A. banking violation 2015 OCC $35,000,000
Citibank, N.A. banking violation 2019 OCC $30,000,000
Citigroup Global Markets Inc. investor protection violation 2013 MA-SEC $30,000,000
CitiFinancial Servicing and CitiMortgage, Inc. consumer protection violation 2017 CFPB $28,800,000
The BISYS Group accounting fraud or deficiencies 2007 SEC $25,000,000
Citigroup Global Markets Inc. investor protection violation 2017 CFTC $25,000,000
Citibank, N.A. banking violation 2019 OCC $25,000,000
Citigroup, Inc. accounting fraud or deficiencies 2003 NY-MANDA $25,000,000
Citigroup Global Markets, Inc. investor protection violation 2017 NY-AG $23,500,000
Citigroup Inc. banking violation 2012 FED $22,000,000
Citigroup toxic securities abuses 2011 NCUA $20,500,000
Citigroup Global Markets, Inc. investor protection violation 2005 SEC $20,000,000
Citigroup toxic securities abuses 2008 MA-AG $20,000,000
Citigroup, Inc. accounting fraud or deficiencies 2003 SEC $19,000,000
Citigroup Global Markets investor protection violation 2017 SEC $18,300,000
Citibank, N.A. banking violation 2020 OCC $17,998,510
Citigroup Global Markets, Inc. consumer protection violation 2014 NY-AG $16,000,000
Citigroup Global Markets investor protection violation 2015 SEC $15,000,000
Citigroup Global Markets Inc. investor protection violation 2018 SEC $12,937,475
Citigroup accounting fraud or deficiencies 2018 SEC $10,500,000
Citigroup banking violation 2018 FED $8,600,000
Citigroup Inc. benefit plan administrator violation 2014 private lawsuit-federal $8,500,000
Citibank consumer protection violation 2016 CFPB $7,890,000
CitiMortgage, Inc. consumer protection violation 2019 CA-DBO $7,800,000
Citigroup Global Markets data submission deficiencies 2016 SEC $7,000,000
Citigroup, Inc. benefit plan administrator violation 2019 private lawsuit-federal $6,900,000
Citibank N.A. consumer protection violation 2017 CFPB $6,000,000
LavaFlow Inc. investor protection violation 2014 SEC $5,000,000
Citibank N.A. bankruptcy professional violation 2018 DOJ_UTP $5,000,000
Citigroup Global Markets Inc. toxic securities abuses 2016 VA-AG $4,750,000
Citigroup wage and hour violation 2015 private lawsuit-federal $4,650,000
Citigroup Global Markets, Inc. consumer protection violation 2015 NY-AG $4,500,000
Citigroup wage and hour violation 2006 private lawsuit-federal $3,550,000
Citibank consumer protection violation 2008 CA-AG $3,500,000
Citigroup Global Markets Inc. investor protection violation 2009 NJ-AG $3,300,932
Citigroup Global Markets investor protection violation 2017 SEC $2,963,735
Citibank consumer protection violation 2014 HI-AG $2,825,000
Citibank consumer protection violation 2007 NY-AG $2,000,000
Citigroup Global Markets Inc. investor protection violation 2012 MA-SEC $2,000,000
Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc. insurance violation 2010 NY-DFS $2,000,000
Citigroup Technology Inc wage and hour violation 2016 WHD $1,967,689
Citigroup Global Markets Inc. investor protection violation 2015 MULTI-FIN $1,965,000
Citibank/Citigroup Inc. consumer protection violation 2013 WV-AG $1,950,000
Citibank consumer protection violation 2002 MULTI-AG $1,600,000
Citibank consumer protection violation 2002 CA-AG $1,600,000
Citigroup Global Markets, Inc. investor protection violation 2006 SEC $1,500,000
Citifinancial housing program violation 2010 MULTI-FIN $1,250,000
Citigroup wage and hour violation 2017 private lawsuit-federal $1,080,000
Citigroup discriminatory practices (non-employment) 2001 NY-DFS $1,000,000
CitiFinancial Credit Company Servicemembers Civil Relief Act 2017 DOJ_RIGHTS $907,000
Citigroup Global Markets, Inc. investor protection violation 2010 IN-SEC $692,000
Citigroup mortgage abuses 2015 MA-AG $675,000
CitiMortgage, Inc. consumer protection violation 2006 HUD $650,000
Citibank N.A. data submission deficiencies 2017 CFTC $550,000
Citigroup investor protection violation 2012 CFTC $525,000
Citigroup Global Markets Inc. investor protection violation 2015 SEC $500,000
Citibank N.A. banking violation 2017 OCC $452,000
Citigroup Global Markets wage and hour violation 2011 private lawsuit-federal $394,220
Citigroup wage and hour violation 2017 private lawsuit-federal $325,000
Citigroup Global Markets Inc. investor protection violation 2009 DE-AG $309,000
Citigroup Global Markets, Inc. investor protection violation 2010 MO-SEC $277,500
Citigroup Inc. economic sanction violation 2014 OFAC $217,841
Citigroup Global Markets, Inc. investor protection violation 2007 SEC $200,000
Citigroup Global Markets, Inc. financial institution supervision failures 2010 AK-DBS $150,507
Citigroup Global Markets Inc. investor protection violation 2010 TX-SEC $130,000
Citigroup Private Bank GP, Inc. data submission deficiencies 2009 CFTC $100,000
Download results as CSV or XML