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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Citigroup
Ownership Structure: publicly traded (ticker symbol NYSE: C)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000: $26,665,437,031
Number of records: 170
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$19,737,868,935101
consumer-protection-related offenses$4,108,236,69931
competition-related offenses$2,684,841,66617
employment-related offenses$125,465,98412
miscellaneous offenses$9,000,0005
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,772,892,85710
investor protection violation$8,377,245,73066
price-fixing or anti-competitive practices$2,684,781,66616
mortgage abuses$2,360,975,0004
banking violation$2,234,543,37813
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYear sort icon . AgencyPenalty Amount
Citibank N.A.investor protection violation2022CFTC$75,000,000
Citigroup Global Markets Inc.investor protection violation2022SEC$125,000,000
Citibank N.A.price-fixing or anti-competitive practices2022private lawsuit-federal$9,990,000
Citibankconsumer protection violation2021MULTI-AG$4,200,000
Citibank, N.A.investor protection violation2021CFTC$1,000,000
Citigroup Global Markets Inc.toxic securities abuses2021NM-AG$4,642,857
Citibank, N.A.banking violation2020OCC$17,998,510
Citibank N.A.investor protection violation2020CFTC$4,500,000
Citibank, National Associationbanking violation2020OCC$400,000,000
Citibank N.A.price-fixing or anti-competitive practices2020private lawsuit-federal$7,025,000
Citibank N.A.price-fixing or anti-competitive practices2020private lawsuit-federal$33,400,000
Citigroup Global Markets Inc.price-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Citigroup Inc.price-fixing or anti-competitive practices2020private lawsuit-federal$9,950,000
Citigroup, Inc.benefit plan administrator violation2019private lawsuit-federal$6,900,000
Citibank, N.A.banking violation2019OCC$25,000,000
Citibank, N.A.banking violation2019OCC$30,000,000
CitiMortgage, Inc.consumer protection violation2019CA-DFPI$7,800,000
Citigroup Global Markets Inc.investor protection violation2019FINRA$280,000
Citigroup Global Markets Inc.investor protection violation2019FINRA$1,250,000
Citibank N.A.price-fixing or anti-competitive practices2019private lawsuit-federal$91,250,000
Citibank N.A.anti-money-laundering deficiencies2018OCC$70,000,000
Citibank, N.A.consumer protection violation2018CFPB$335,000,000
Citigroupbanking violation2018FED$8,600,000
Citigroupaccounting fraud or deficiencies2018SEC$10,500,000
Citibank NAexport control violation2018BIS$60,000
Citibank N.A.investor protection violation2018SEC$38,700,000
Citigroup Global Markets Inc.investor protection violation2018SEC$12,937,475
Citibank N.A.bankruptcy professional violation2018DOJ_UTP$5,000,000
Citibankprice-fixing or anti-competitive practices2018MULTI-AG$100,000,000
Citibank N.A.price-fixing or anti-competitive practices2018private lawsuit-federal$130,000,000
Citigroup Inc.price-fixing or anti-competitive practices2018private lawsuit-federal$402,000,000
Citigroup Inc.price-fixing or anti-competitive practices2018private lawsuit-federal$42,000,000
Citigroup Global Markets Inc.investor protection violation2017CFTC$25,000,000
CitiFinancial Servicing and CitiMortgage, Inc.consumer protection violation2017CFPB$28,800,000
Citigroup Global Marketsinvestor protection violation2017SEC$2,963,735
Citigroup Global Marketsinvestor protection violation2017SEC$18,300,000
Banamex USAanti-money-laundering deficiencies2017DOJ_CRIMINAL$97,440,000
Citibank N.A.data submission deficiencies2017CFTC$550,000
CitiFinancial Credit Companyconsumer protection violation2017DOJ_RIGHTS$907,000
Citibank N.A.consumer protection violation2017CFPB$6,000,000
Citibank N.A.banking violation2017OCC$452,000
Citigroupwage and hour violation2017private lawsuit-federal$1,080,000
Citigroupwage and hour violation2017private lawsuit-federal$325,000
Citigroup Global Markets, Inc.investor protection violation2017NY-AG$23,500,000
Citigroup Global Markets Inc.investor protection violation2017FINRA$11,500,000
Citigroup Global Markets Inc.investor protection violation2017FINRA$1,000,000
Citibankconsumer protection violation2016CFPB$7,890,000
Citibankconsumer protection violation2016CFPB$45,000,000
Citigroupprice-fixing or anti-competitive practices2016CFTC$175,000,000
Citibankprice-fixing or anti-competitive practices2016CFTC$250,000,000
Citigroup Global Marketsdata submission deficiencies2016SEC$7,000,000
Citigroup Technology Incwage and hour violation2016WHD$1,967,689
Citigroup Global Markets Inc.toxic securities abuses2016VA-AG$4,750,000
Citigroup Inc.price-fixing or anti-competitive practices2016private lawsuit-federal$23,000,000
CitigroupInc.price-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Citibank N.A.consumer protection violation2015CFPB$733,800,000
Banamex USAbanking violation2015FDIC$140,000,000
Citibank, N.A.banking violation2015OCC$35,000,000
CITIGROUP INC.banking violation2015FED$342,000,000
Citicorpprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$925,000,000
Citigroup Global Marketsinvestor protection violation2015SEC$15,000,000
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLCinvestor protection violation2015SEC$180,000,000
Citigroup Global Markets Inc.investor protection violation2015SEC$500,000
Citigroupwage and hour violation2015private lawsuit-federal$4,650,000
Citigroupmortgage abuses2015MA-AG$675,000
Citigroup Global Markets, Inc.consumer protection violation2015NY-AG$4,500,000
Citigroup Global Markets, Inc.investor protection violation2015AK-DBS$35,000
Citigroup Global Markets Inc.investor protection violation2015CT-SEC$35,000
Citigroup Global Markets Inc.investor protection violation2015NH-BSR$35,000
Citigroup Global Markets Inc.investor protection violation2015MULTI-FIN$1,965,000
Citibank, National Associationbanking violation2014OCC$350,000,000
Citigroup Inc.toxic securities abuses2014DOJ$7,000,000,000
Citibankprice-fixing or anti-competitive practices2014CFTC$310,000,000
LavaFlow Inc.investor protection violation2014SEC$5,000,000
Citigroup Inc.benefit plan administrator violation2014private lawsuit-federal$8,500,000
Citibankconsumer protection violation2014HI-AG$2,825,000
Citigroup Global Markets, Inc.consumer protection violation2014NY-AG$16,000,000
Citigroup Inc.toxic securities abuses2014MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $291,750,000
Citigroup Inc.economic sanction violation2014OFAC$217,841
CitiMortgage, Inc.consumer protection violation2014AR-SEC$20,000
Citigroup Global Markets Inc.investor protection violation2014VA-SEC$9,500
Citigroup Global Markets Inc.investor protection violation2014FINRA$5,000,000
Citigroup Global Markets, Inc.investor protection violation2014FINRA$15,000,000
Citigroup Global Markets Inc.investor protection violation2014FINRA$2,488,000
Citigroup Global Markets Inc.investor protection violation2014FINRA$1,097,000
CitiBank, N.A.,wage and hour violation2014CA-LCO$10,148
CITICORP CREDIT CARD SERVICES, INC. (USA)workplace safety or health violation2014OSHA$7,650
Citibankbanking violation2013OCC$793,492,868
Citimortgage Inc. and Citibank N.A.toxic securities abuses2013FHFA$395,000,000
Citigrouptoxic securities abuses2013FHFA$968,000,000
Citibank N.A.privacy violation2013CT-AG$55,000
Citibank/Citigroup Inc.consumer protection violation2013WV-AG$1,950,000
Citigroup Global Markets Inc.investor protection violation2013MA-SEC$30,000,000
Citigroup Inc.banking violation2012FED$22,000,000
Citigroup Inc.mortgage abuses2012DOJ$2,202,000,000
Citigroupinvestor protection violation2012CFTC$525,000
Citimortgage Inc.mortgage abuses2012USAO$158,300,000
Citigroupmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $413,041,577
Citigroup Global Markets Inc.investor protection violation2012MA-SEC$2,000,000
Citigroupinvestor protection violation2012FINRA$1,279,106
Citigroup Global Markets, Inc.investor protection violation2012FINRA$3,500,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.