Violation Tracker Parent Company Summary

Parent Company Name: 
Citigroup
Ownership Structure: 
publicly traded (ticker symbol C)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$17,313,115,789
Number of records: 
72
Top 10 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,743,500,0006
mortgage abuses$2,360,300,0002
banking violation$1,786,544,86810
consumer protection violation$1,372,140,0008
foreign exchange market manipulation$925,000,0001
interest rate benchmark manipulation$735,000,0003
investor protection violation$642,963,7359
securities issuance or trading violation$285,662,4756
anti-money-laundering deficiencies$167,440,0002
accounting fraud or deficiencies$155,500,0004
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 

BANAMEX USA; BISYS GROUP; CITIBANK; CITIBANK NATIONAL ASSOCIATION; CITICORP; CITIFINANCIAL CREDIT; CITIFINANCIAL SERVICING AND CITIMORTGAGE; Citigroup; CITIGROUP GLOBAL MARKETS AND CITIGROUP ALTERNATIVE INVESTMENTS; CITIGROUP GLOBAL MARKETS F / K / A SALOMON SMITH BARNEY; CITIGROUP PRIVATE BANK GP; CITIMORTGAGE; CITIMORTGAGE AND CITIBANK NA; LAVAFLOW

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Yearsort icon Agency Penalty Amount
Citigroup, Inc. benefit plan administrator violation 2019 private lawsuit-federal $6,900,000
Citibank, N.A. banking violation 2019 OCC $25,000,000
Citibank N.A. anti-money-laundering deficiencies 2018 OCC $70,000,000
Citibank, N.A. consumer protection violation 2018 CFPB $335,000,000
Citigroup banking violation 2018 FED $8,600,000
Citigroup accounting fraud or deficiencies 2018 SEC $10,500,000
Citibank NA export control violation 2018 BIS $60,000
Citibank N.A. securities issuance or trading violation 2018 SEC $38,700,000
Citigroup Global Markets Inc. securities issuance or trading violation 2018 SEC $12,937,475
Citibank N.A. bankruptcy professional violation 2018 DOJ_UTP $5,000,000
Citigroup Global Markets Inc. securities issuance or trading violation 2017 CFTC $25,000,000
CitiFinancial Servicing and CitiMortgage, Inc. consumer protection violation 2017 CFPB $28,800,000
Citigroup Global Markets investor protection violation 2017 SEC $2,963,735
Citigroup Global Markets investor protection violation 2017 SEC $18,300,000
Banamex USA anti-money-laundering deficiencies 2017 DOJ_CRIMINAL $97,440,000
Citibank N.A. data submission deficiencies 2017 CFTC $550,000
CitiFinancial Credit Company Servicemembers Civil Relief Act 2017 DOJ_RIGHTS $907,000
Citibank N.A. consumer protection violation 2017 CFPB $6,000,000
Citibank N.A. banking violation 2017 OCC $452,000
Citigroup wage and hour violation 2017 private lawsuit-federal $1,080,000
Citigroup wage and hour violation 2017 private lawsuit-federal $325,000
Citibank consumer protection violation 2016 CFPB $7,890,000
Citibank consumer protection violation 2016 CFPB $45,000,000
Citigroup interest rate benchmark manipulation 2016 CFTC $175,000,000
Citibank interest rate benchmark manipulation 2016 CFTC $250,000,000
Citigroup Global Markets data submission deficiencies 2016 SEC $7,000,000
Citigroup Technology Inc wage and hour violation 2016 WHD $1,967,689
Citibank N.A. consumer protection violation 2015 CFPB $733,800,000
Banamex USA banking violation 2015 FDIC $140,000,000
Citibank, N.A. banking violation 2015 OCC $35,000,000
CITIGROUP INC. banking violation 2015 FED $342,000,000
Citicorp foreign exchange market manipulation 2015 DOJ_CRIMINAL $925,000,000
Citigroup Global Markets investor protection violation 2015 SEC $15,000,000
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLC investor protection violation 2015 SEC $180,000,000
Citigroup Global Markets Inc. securities issuance or trading violation 2015 SEC $500,000
Citigroup wage and hour violation 2015 private lawsuit-federal $4,650,000
Citibank, National Association banking violation 2014 OCC $350,000,000
Citigroup Inc. toxic securities abuses 2014 DOJ_CIVIL $7,000,000,000
Citibank interest rate benchmark manipulation 2014 CFTC $310,000,000
LavaFlow Inc. investor protection violation 2014 SEC $5,000,000
CITICORP CREDIT CARD SERVICES, INC. (USA) workplace safety or health violation 2014 OSHA $7,650
Citigroup Inc. benefit plan administrator violation 2014 private lawsuit-federal $8,500,000
Citibank banking violation 2013 OCC $793,492,868
Citimortgage Inc. and Citibank N.A. toxic securities abuses 2013 FHFA $395,000,000
Citigroup toxic securities abuses 2013 FHFA $968,000,000
Citigroup Inc. banking violation 2012 FED $22,000,000
Citigroup Inc. mortgage abuses 2012 DOJ_CIVIL $2,202,000,000
Citigroup securities issuance or trading violation 2012 CFTC $525,000
Citimortgage Inc. mortgage abuses 2012 USAO $158,300,000
Citigroup toxic securities abuses 2011 SEC $285,000,000
Citigroup toxic securities abuses 2011 NCUA $20,500,000
Citigroup Global Markets wage and hour violation 2011 private lawsuit-federal $394,220
Citigroup Inc. toxic securities abuses 2010 SEC $75,000,000
Citigroup Private Bank GP, Inc. data submission deficiencies 2009 CFTC $100,000
Citigroup wage and hour violation 2009 WHD $38,926
Citigroup, N. A. economic sanction violation 2008 OFAC $16,250
Citigroup wage and hour violation 2008 private lawsuit-federal $98,000,000
The BISYS Group accounting fraud or deficiencies 2007 SEC $25,000,000
Citigroup Global Markets, Inc. investor protection violation 2007 SEC $200,000
CITIMORTGAGE, INC. workplace safety or health violation 2007 OSHA $5,097
Citigroup Global Markets, Inc. investor protection violation 2006 SEC $1,500,000
CitiMortgage, Inc. consumer protection violation 2006 HUD $650,000
Citigroup wage and hour violation 2006 private lawsuit-federal $3,550,000
Citigroup, Inc. securities issuance or trading violation 2005 SEC $208,000,000
Citigroup Global Markets, Inc. investor protection violation 2005 SEC $20,000,000
Citigroup Inc. banking violation 2004 FED $70,000,000
Citibank economic sanction violation 2004 OFAC $5,500
Citicorp Vendor Finance Ltd economic sanction violation 2004 OFAC $7,379
Citigroup, Inc. accounting fraud or deficiencies 2003 SEC $101,000,000
Citigroup, Inc. accounting fraud or deficiencies 2003 SEC $19,000,000
Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc. investor protection violation 2003 SEC $400,000,000
Citigroup Inc. consumer protection violation 2002 FTC $215,000,000
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