Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Current Parent Company Summary

Current Parent Company Name: Citigroup
Ownership Structure: publicly traded (ticker symbol NYSE: C)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000: $26,945,611,792
Number of records: 181
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$19,742,743,935103
consumer-protection-related offenses$4,383,536,46040
competition-related offenses$2,684,841,66617
employment-related offenses$125,465,98412
miscellaneous offenses$9,000,0005
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,772,892,85710
investor protection violation$8,382,120,73068
price-fixing or anti-competitive practices$2,684,781,66616
mortgage abuses$2,360,975,0004
banking violation$2,234,543,37813
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
Citigroup Global Markets Inc.investor protection violation2009NJ-AG$3,300,932
Citigroup Global Marketsinvestor protection violation2017SEC$2,963,735
Citigroup Global Markets Inc.investor protection violation2023SEC$2,900,000
Citibankconsumer protection violation2014HI-AG$2,825,000
Citigroup Global Markets, Incinvestor protection violation2012FINRA$2,741,489
Citigroup Global Markets Inc.investor protection violation2014FINRA$2,488,000
Citibank N.A.consumer protection violation2013private lawsuit-federal$2,320,000
Citimortgage Inc.consumer protection violation2015private lawsuit-federal$2,200,000
Citibankconsumer protection violation2007NY-AG$2,000,000
Citigroup Global Markets Inc.investor protection violation2012MA-SEC$2,000,000
Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc.insurance violation2010NY-DFS$2,000,000
Citigroup Global Marketsinvestor protection violation2009FINRA$2,000,000
Citigroup Global Markets, Inc.investor protection violation2023SEC$1,975,000
Citigroup Technology Incwage and hour violation2016WHD$1,967,689
Citigroup Global Markets Inc.investor protection violation2015MULTI-FIN$1,965,000
Citibank/Citigroup Inc.consumer protection violation2013WV-AG$1,950,000
Citibankconsumer protection violation2002MULTI-AG$1,600,000
Citibankconsumer protection violation2002CA-AG$1,600,000
Citigroup Global Markets, Inc.investor protection violation2006SEC$1,500,000
Citigroup Global Markets Inc.investor protection violation2010FINRA$1,500,000
Citigroupinvestor protection violation2012FINRA$1,279,106
Citifinancialhousing program violation2010MULTI-FIN$1,250,000
Citigroup Global Markets Inc.investor protection violation2019FINRA$1,250,000
Citigroup Global Markets Inc.investor protection violation2006FINRA$1,115,000
Citigroup Global Markets Inc.investor protection violation2014FINRA$1,097,000
Citigroupwage and hour violation2017private lawsuit-federal$1,080,000
Citigroupdiscriminatory practices (non-employment)2001NY-DFS$1,000,000
Citigroup Global Markets Inc.investor protection violation2017FINRA$1,000,000
Citibank, N.A.investor protection violation2021CFTC$1,000,000
CitiFinancial Credit Companyconsumer protection violation2017DOJ_RIGHTS$907,000
Citigroup Global Markets, Inc.investor protection violation2012FINRA$725,000
Citigroup Global Markets, Inc.investor protection violation2010IN-SEC$692,000
Citigroupmortgage abuses2015MA-AG$675,000
CitiMortgage, Inc.consumer protection violation2006HUD$650,000
Citigroup Global Markets, Inc.investor protection violation2010FINRA$650,000
Citigroup Global Markets Inc.investor protection violation2009FINRA$600,000
Citibank N.A.data submission deficiencies2017CFTC$550,000
Citigroupinvestor protection violation2012CFTC$525,000
Citigroup Global Markets Inc.investor protection violation2015SEC$500,000
Citigroup Global Markets, Inc.investor protection violation2011FINRA$500,000
Citibank N.A.banking violation2017OCC$452,000
Citigroup Global Marketsinvestor protection violation2009FINRA$425,000
Citigroup Global Marketswage and hour violation2011private lawsuit-federal$394,220
Citigroup Global Markets, Inc.investor protection violation2006FINRA$350,000
Citigroupwage and hour violation2017private lawsuit-federal$325,000
Citigroup Global Markets Inc.investor protection violation2009DE-AG$309,000
Citigroup Global Markets, Inc.investor protection violation2008FINRA$300,000
Citigroup Global Markets Inc.investor protection violation2019FINRA$280,000
Citigroup Global Markets, Inc.investor protection violation2010MO-SEC$277,500
Citigroup Global Markets, Inc.investor protection violation2004FINRA$275,000
Citigroup Global Markets, Inc.investor protection violation2004FINRA$250,000
Citigroup Global Markets, Inc.investor protection violation2004FINRA$250,000
Citigroup Inc.economic sanction violation2014OFAC$217,841
Citigroup Global Markets, Inc.investor protection violation2007SEC$200,000
Citigroup Global Markets, Inc.investor protection violation2010AK-DBS$150,507
Citigroup Global Markets Inc.investor protection violation2010TX-SEC$130,000
Citigroup Private Bank GP, Inc.data submission deficiencies2009CFTC$100,000
Citibankgambling violation2002NY-AG$100,000
CitiFinancial, Inc.consumer protection violation2007NE-DBF$81,500
Citigroup Global Markets Inc.consumer protection violation2009CT-BKG$75,000
CITIGROUP GLOBAL MARKETS INCinvestor protection violation2004VA-SEC$72,486
Citibank NAexport control violation2018BIS$60,000
Citigroup Global Markets Inc.investor protection violation2005FINRA$60,000
Citibank N.A.privacy violation2013CT-AG$55,000
LAVA TRADING INC.benefit plan administrator violation2006EBSA$50,001
Citigroupwage and hour violation2009WHD$38,926
Citigroup Global Markets, Inc.investor protection violation2015AK-DBS$35,000
Citigroup Global Markets Inc.investor protection violation2015CT-SEC$35,000
Citigroup Global Markets Inc.investor protection violation2015NH-BSR$35,000
CITIGROUP GLOBAL MARKETSinvestor protection violation2008VA-SEC$22,000
CitiMortgage, Inc.consumer protection violation2014AR-SEC$20,000
Citigroup, N. A.economic sanction violation2008OFAC$16,250
CitiBank, N.A.,wage and hour violation2014CA-LCO$10,148
Citigroup Global Markets Inc.investor protection violation2014VA-SEC$9,500
CitiFinancial, Inc.consumer protection violation2003FL-OFR$8,199
CITICORP CREDIT CARD SERVICES, INC. (USA)workplace safety or health violation2014OSHA$7,650
Citicorp Vendor Finance Ltdeconomic sanction violation2004OFAC$7,379
CITIGROUPenvironmental violation2010NJ-ENV$6,000
Citibankeconomic sanction violation2004OFAC$5,500
CITIMORTGAGE, INC.workplace safety or health violation2007OSHA$5,097
CITIBANK, N.A.workplace safety or health violation2010OSHA$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.