Citigroup Global Markets Inc. | investor protection violation | 2015 | MULTI-FIN | $1,965,000 |
Citigroup Global Markets Inc. | investor protection violation | 2019 | FINRA | $280,000 |
Citigroup Global Markets Inc. | investor protection violation | 2019 | FINRA | $1,250,000 |
Citigroup Global Markets Inc. | investor protection violation | 2017 | FINRA | $11,500,000 |
Citigroup Global Markets Inc. | investor protection violation | 2017 | FINRA | $1,000,000 |
Citigroup Global Markets Inc. | investor protection violation | 2014 | FINRA | $5,000,000 |
Citigroup Global Markets Inc. | investor protection violation | 2014 | FINRA | $2,488,000 |
Citigroup Global Markets Inc. | investor protection violation | 2014 | FINRA | $1,097,000 |
Citigroup Global Markets Inc. | investor protection violation | 2010 | FINRA | $1,500,000 |
Citigroup Global Markets Inc. | investor protection violation | 2009 | FINRA | $600,000 |
Citigroup Global Markets Inc. | investor protection violation | 2006 | FINRA | $1,115,000 |
Citigroup Global Markets Inc. | investor protection violation | 2005 | FINRA | $60,000 |
Citigroup Global Markets Inc. | investor protection violation | 2004 | FINRA | $5,000,000 |
Citigroup Global Markets Inc. | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
Citigroup Global Markets Inc. | investor protection violation | 2022 | SEC | $125,000,000 |
Citigroup Global Markets Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Citigroup Global Markets Inc. | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
Citigroup Global Markets Inc. | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
Citigroup Global Markets Inc. | investor protection violation | 2023 | SEC | $2,900,000 |
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLC | investor protection violation | 2015 | SEC | $180,000,000 |
Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc. | investor protection violation | 2003 | SEC | $400,000,000 |
Citigroup Global Markets, Inc | investor protection violation | 2012 | FINRA | $2,741,489 |
Citigroup Global Markets, Inc. | investor protection violation | 2006 | SEC | $1,500,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2005 | SEC | $20,000,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2007 | SEC | $200,000 |
Citigroup Global Markets, Inc. | consumer protection violation | 2014 | NY-AG | $16,000,000 |
Citigroup Global Markets, Inc. | consumer protection violation | 2015 | NY-AG | $4,500,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2017 | NY-AG | $23,500,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2010 | AK-DBS | $150,507 |
Citigroup Global Markets, Inc. | investor protection violation | 2015 | AK-DBS | $35,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2010 | IN-SEC | $692,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2010 | MO-SEC | $277,500 |
Citigroup Global Markets, Inc. | investor protection violation | 2014 | FINRA | $15,000,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2012 | FINRA | $3,500,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2012 | FINRA | $725,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2011 | FINRA | $500,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2010 | FINRA | $650,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2008 | FINRA | $300,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2007 | FINRA | $15,200,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2006 | FINRA | $350,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2005 | FINRA | $6,250,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2004 | FINRA | $275,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2004 | FINRA | $250,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2004 | FINRA | $250,000 |
Citigroup Global Markets, Inc. | investor protection violation | 2023 | SEC | $1,975,000 |
Citigroup Global Markets, Inc. and Citi Smith Barney | investor protection violation | 2008 | MULTI-AG | $7,100,000,000 |
CITIGROUP INC. | banking violation | 2015 | FED | $342,000,000 |
Citigroup Inc. | banking violation | 2012 | FED | $22,000,000 |
Citigroup Inc. | toxic securities abuses | 2014 | DOJ | $7,000,000,000 |
Citigroup Inc. | mortgage abuses | 2012 | DOJ | $2,202,000,000 |
Citigroup Inc. | toxic securities abuses | 2010 | SEC | $75,000,000 |
Citigroup Inc. | banking violation | 2004 | FED | $70,000,000 |
Citigroup Inc. | consumer protection violation | 2002 | FTC | $215,000,000 |
Citigroup Inc. | benefit plan administrator violation | 2014 | private lawsuit-federal | $8,500,000 |
Citigroup Inc. | toxic securities abuses | 2014 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $291,750,000 |
Citigroup Inc. | economic sanction violation | 2014 | OFAC | $217,841 |
Citigroup Inc. | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $23,000,000 |
Citigroup Inc. | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $402,000,000 |
Citigroup Inc. | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $42,000,000 |
Citigroup Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $9,950,000 |
Citigroup Inc. | consumer protection violation | 2016 | private lawsuit-federal | $13,500,000 |
Citigroup Mortgage Loan Trust Inc. | consumer protection violation | 2012 | private lawsuit-federal | $24,975,000 |
Citigroup Private Bank GP, Inc. | data submission deficiencies | 2009 | CFTC | $100,000 |
Citigroup Technology Inc | wage and hour violation | 2016 | WHD | $1,967,689 |
Citigroup, Inc. | investor protection violation | 2005 | SEC | $208,000,000 |
Citigroup, Inc. | accounting fraud or deficiencies | 2003 | SEC | $101,000,000 |
Citigroup, Inc. | accounting fraud or deficiencies | 2003 | SEC | $19,000,000 |
Citigroup, Inc. | benefit plan administrator violation | 2019 | private lawsuit-federal | $6,900,000 |
Citigroup, Inc. | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
Citigroup, N. A. | economic sanction violation | 2008 | OFAC | $16,250 |
CitigroupInc. | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
Citimortgage Inc. | mortgage abuses | 2012 | USAO | $158,300,000 |
Citimortgage Inc. | consumer protection violation | 2015 | private lawsuit-federal | $2,200,000 |
Citimortgage Inc. and Citibank N.A. | toxic securities abuses | 2013 | FHFA | $395,000,000 |
CitiMortgage, Inc. | consumer protection violation | 2006 | HUD | $650,000 |
CitiMortgage, Inc. | consumer protection violation | 2014 | AR-SEC | $20,000 |
CitiMortgage, Inc. | consumer protection violation | 2019 | CA-DFPI | $7,800,000 |
CITIMORTGAGE, INC. | workplace safety or health violation | 2007 | OSHA | $5,097 |
LAVA TRADING INC. | benefit plan administrator violation | 2006 | EBSA | $50,001 |
LavaFlow Inc. | investor protection violation | 2014 | SEC | $5,000,000 |
The BISYS Group | accounting fraud or deficiencies | 2007 | SEC | $25,000,000 |