Violation Tracker Parent Company Summary
Parent Company Name:
Citigroup
Ownership Structure:
publicly traded (ticker symbol C)
Headquartered in:
New York
Major Industry:
financial services
Specific Industry:
banking & securities
Penalty total since 2000:
$25,454,366,764
Number of records:
125
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
|---|---|---|
| financial offenses | $21,812,615,483 | 73 |
| competition-related offenses | $1,760,060,000 | 6 |
| consumer-protection-related offenses | $1,747,261,699 | 27 |
| employment-related offenses | $125,405,835 | 10 |
| miscellaneous offenses | $9,000,000 | 5 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
|---|---|---|
| toxic securities abuses | $8,768,250,000 | 9 |
| investor protection violation | $8,095,660,135 | 35 |
| mortgage abuses | $2,360,975,000 | 4 |
| banking violation | $2,234,543,378 | 13 |
| consumer protection violation | $1,743,299,699 | 23 |
Notes:
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links:
For an overview of this company's accountability track record, read its Corporate Rap Sheet here.
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.
For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency |
Penalty Amount |
|---|---|---|---|---|
| CITIBANK, N.A. | workplace safety or health violation | 2010 | OSHA | $5,000 |
| CITIMORTGAGE, INC. | workplace safety or health violation | 2007 | OSHA | $5,097 |
| Citibank | economic sanction violation | 2004 | OFAC | $5,500 |
| CITIGROUP | environmental violation | 2010 | NJ-ENV | $6,000 |
| Citicorp Vendor Finance Ltd | economic sanction violation | 2004 | OFAC | $7,379 |
| CITICORP CREDIT CARD SERVICES, INC. (USA) | workplace safety or health violation | 2014 | OSHA | $7,650 |
| CitiFinancial, Inc. | consumer protection violation | 2003 | FL-OFR | $8,199 |
| Citigroup Global Markets Inc. | investor protection violation | 2014 | VA-SEC | $9,500 |
| Citigroup, N. A. | economic sanction violation | 2008 | OFAC | $16,250 |
| CitiMortgage, Inc. | consumer protection violation | 2014 | AR-SEC | $20,000 |
| CITIGROUP GLOBAL MARKETS | investor protection violation | 2008 | VA-SEC | $22,000 |
| Citigroup Global Markets, Inc. | investor protection violation | 2015 | AK-DBS | $35,000 |
| Citigroup Global Markets Inc. | investor protection violation | 2015 | CT-SEC | $35,000 |
| Citigroup Global Markets Inc. | investor protection violation | 2015 | NH-BSR | $35,000 |
| Citigroup | wage and hour violation | 2009 | WHD | $38,926 |
| Citibank N.A. | privacy violation | 2013 | CT-AG | $55,000 |
| Citibank NA | export control violation | 2018 | BIS | $60,000 |
| CITIGROUP GLOBAL MARKETS INC | investor protection violation | 2004 | VA-SEC | $72,486 |
| Citigroup Global Markets Inc. | consumer protection violation | 2009 | CT-BKG | $75,000 |
| CitiFinancial, Inc. | consumer protection violation | 2007 | NE-DBF | $81,500 |
| Citigroup Private Bank GP, Inc. | data submission deficiencies | 2009 | CFTC | $100,000 |
| Citibank | illegal gambling business | 2002 | NY-AG | $100,000 |
| Citigroup Global Markets Inc. | investor protection violation | 2010 | TX-SEC | $130,000 |
| Citigroup Global Markets, Inc. | investor protection violation | 2010 | AK-DBS | $150,507 |
| Citigroup Global Markets, Inc. | investor protection violation | 2007 | SEC | $200,000 |
| Citigroup Inc. | economic sanction violation | 2014 | OFAC | $217,841 |
| Citigroup Global Markets, Inc. | investor protection violation | 2010 | MO-SEC | $277,500 |
| Citigroup Global Markets Inc. | investor protection violation | 2009 | DE-AG | $309,000 |
| Citigroup | wage and hour violation | 2017 | private lawsuit-federal | $325,000 |
| Citigroup Global Markets | wage and hour violation | 2011 | private lawsuit-federal | $394,220 |
| Citibank N.A. | banking violation | 2017 | OCC | $452,000 |
| Citigroup Global Markets Inc. | investor protection violation | 2015 | SEC | $500,000 |
| Citigroup | investor protection violation | 2012 | CFTC | $525,000 |
| Citibank N.A. | data submission deficiencies | 2017 | CFTC | $550,000 |
| CitiMortgage, Inc. | consumer protection violation | 2006 | HUD | $650,000 |
| Citigroup | mortgage abuses | 2015 | MA-AG | $675,000 |
| Citigroup Global Markets, Inc. | investor protection violation | 2010 | IN-SEC | $692,000 |
| CitiFinancial Credit Company | Servicemembers Civil Relief Act | 2017 | DOJ_RIGHTS | $907,000 |
| Citigroup | discriminatory practices (non-employment) | 2001 | NY-DFS | $1,000,000 |
| Citigroup | wage and hour violation | 2017 | private lawsuit-federal | $1,080,000 |
| Citifinancial | housing program violation | 2010 | MULTI-FIN | $1,250,000 |
| Citigroup Global Markets, Inc. | investor protection violation | 2006 | SEC | $1,500,000 |
| Citibank | consumer protection violation | 2002 | MULTI-AG | $1,600,000 |
| Citibank | consumer protection violation | 2002 | CA-AG | $1,600,000 |
| Citibank/Citigroup Inc. | consumer protection violation | 2013 | WV-AG | $1,950,000 |
| Citigroup Global Markets Inc. | investor protection violation | 2015 | MULTI-FIN | $1,965,000 |
| Citigroup Technology Inc | wage and hour violation | 2016 | WHD | $1,967,689 |
| Citibank | consumer protection violation | 2007 | NY-AG | $2,000,000 |
| Citigroup Global Markets Inc. | investor protection violation | 2012 | MA-SEC | $2,000,000 |
| Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc. | insurance violation | 2010 | NY-DFS | $2,000,000 |
| Citibank | consumer protection violation | 2014 | HI-AG | $2,825,000 |
| Citigroup Global Markets | investor protection violation | 2017 | SEC | $2,963,735 |
| Citigroup Global Markets Inc. | investor protection violation | 2009 | NJ-AG | $3,300,932 |
| Citibank | consumer protection violation | 2008 | CA-AG | $3,500,000 |
| Citigroup | wage and hour violation | 2006 | private lawsuit-federal | $3,550,000 |
| Citibank | consumer protection violation | 2021 | MULTI-AG | $4,200,000 |
| Citigroup Global Markets, Inc. | consumer protection violation | 2015 | NY-AG | $4,500,000 |
| Citibank N.A. | investor protection violation | 2020 | CFTC | $4,500,000 |
| Citigroup | wage and hour violation | 2015 | private lawsuit-federal | $4,650,000 |
| Citigroup Global Markets Inc. | toxic securities abuses | 2016 | VA-AG | $4,750,000 |
| LavaFlow Inc. | investor protection violation | 2014 | SEC | $5,000,000 |
| Citibank N.A. | bankruptcy professional violation | 2018 | DOJ_UTP | $5,000,000 |
| Citibank N.A. | consumer protection violation | 2017 | CFPB | $6,000,000 |
| Citigroup, Inc. | benefit plan administrator violation | 2019 | private lawsuit-federal | $6,900,000 |
| Citigroup Global Markets | data submission deficiencies | 2016 | SEC | $7,000,000 |
| CitiMortgage, Inc. | consumer protection violation | 2019 | CA-DFPI | $7,800,000 |
| Citibank | consumer protection violation | 2016 | CFPB | $7,890,000 |
| Citigroup Inc. | benefit plan administrator violation | 2014 | private lawsuit-federal | $8,500,000 |
| Citigroup | banking violation | 2018 | FED | $8,600,000 |
| Citigroup | accounting fraud or deficiencies | 2018 | SEC | $10,500,000 |
| Citigroup Global Markets Inc. | investor protection violation | 2018 | SEC | $12,937,475 |
| Citigroup Global Markets | investor protection violation | 2015 | SEC | $15,000,000 |
| Citigroup Global Markets, Inc. | consumer protection violation | 2014 | NY-AG | $16,000,000 |
| Citibank, N.A. | banking violation | 2020 | OCC | $17,998,510 |
| Citigroup Global Markets | investor protection violation | 2017 | SEC | $18,300,000 |
| Citigroup, Inc. | accounting fraud or deficiencies | 2003 | SEC | $19,000,000 |
| Citigroup Global Markets, Inc. | investor protection violation | 2005 | SEC | $20,000,000 |
| Citigroup | toxic securities abuses | 2008 | MA-AG | $20,000,000 |
| Citigroup | toxic securities abuses | 2011 | NCUA | $20,500,000 |
| Citigroup Inc. | banking violation | 2012 | FED | $22,000,000 |
| Citigroup Global Markets, Inc. | investor protection violation | 2017 | NY-AG | $23,500,000 |
| The BISYS Group | accounting fraud or deficiencies | 2007 | SEC | $25,000,000 |
| Citigroup Global Markets Inc. | investor protection violation | 2017 | CFTC | $25,000,000 |
| Citibank, N.A. | banking violation | 2019 | OCC | $25,000,000 |
| Citigroup, Inc. | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
| CitiFinancial Servicing and CitiMortgage, Inc. | consumer protection violation | 2017 | CFPB | $28,800,000 |
| Citibank, N.A. | banking violation | 2019 | OCC | $30,000,000 |
| Citigroup Global Markets Inc. | investor protection violation | 2013 | MA-SEC | $30,000,000 |
| Citibank, N.A. | banking violation | 2015 | OCC | $35,000,000 |
| Citibank N.A. | investor protection violation | 2018 | SEC | $38,700,000 |
| Citibank | consumer protection violation | 2016 | CFPB | $45,000,000 |
| Citigroup Inc. | banking violation | 2004 | FED | $70,000,000 |
| Citibank N.A. | anti-money-laundering deficiencies | 2018 | OCC | $70,000,000 |
| Citigroup Inc. | toxic securities abuses | 2010 | SEC | $75,000,000 |
| Banamex USA | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
| Citigroup | wage and hour violation | 2008 | private lawsuit-federal | $98,000,000 |
| Citibank | interest rate benchmark manipulation | 2018 | MULTI-AG | $100,000,000 |
| Citigroup Global Markets Inc. | investor protection violation | 2010 | MULTI-FIN | (*) $100,000,000 |
| Citigroup, Inc. | accounting fraud or deficiencies | 2003 | SEC | $101,000,000 |
| Banamex USA | banking violation | 2015 | FDIC | $140,000,000 |
| Citigroup Global Markets Inc. | investor protection violation | 2003 | MULTI-FIN | (*) $150,000,000 |
