Violation Tracker Parent Company Summary

Parent Company Name: 
Citizens Financial Group
Ownership Structure: 
publicly traded (ticker symbol CFG)
Headquartered in: 
Rhode Island
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$138,002,098
Number of records: 
14
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$104,700,0006
consumer-protection-related offenses$18,621,7503
employment-related offenses$14,666,5003
environment-related offenses$7,5101
safety-related offenses$6,3381
Top 5 Primary Offense TypesPenalty TotalNumber of Records
mortgage abuses$70,000,0001
banking violation$34,700,0005
consumer protection violation$18,506,7502
wage and hour violation$14,666,5003
discriminatory practices (non-employment)$115,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Primary Offense Type Year Agency Penalty Amountsort icon
CITIZENS FINANCIAL GROUP, INC. workplace safety or health violation 2017 OSHA $6,338
Franklin American Mortgage Company consumer protection violation 2010 PA-BKG $6,750
Citizens Bank of Rhode Island environmental violation 2007 RI-ENV $7,510
Citizens Bank of Pennsylvania discriminatory practices (non-employment) 2016 HUD $115,000
Franklin American Mortgage wage and hour violation 2013 private lawsuit-federal $165,000
Citizens Bank, National Association banking violation 2015 OCC $2,000,000
Citizens Bank wage and hour violation 2014 private lawsuit-federal $3,000,000
Citizens Bank banking violation 2013 FDIC $6,400,000
RBS Citizens, National Association banking violation 2013 OCC $7,500,000
Citizens Bank banking violation 2015 FDIC $8,800,000
RBS Citizens, National Association banking violation 2015 OCC $10,000,000
Citizens Financial Group wage and hour violation 2014 private lawsuit-federal $11,501,500
Citizens Bank, N.A. consumer protection violation 2015 CFPB $18,500,000
Franklin American Mortgage Company mortgage abuses 2015 DOJ_CIVIL $70,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)