Violation Tracker Parent Company Summary

Parent Company Name: 
Ernst & Young
Ownership Structure: 
privately held
Headquartered in: 
New York
Major Industry: 
business services
Specific Industry: 
business services
Penalty total since 2000: 
$320,176,157
Number of records: 
10
Top 10 Primary Offense TypesPenalty TotalNumber of Records
accounting fraud or deficiencies$152,670,0006
tax violations$123,000,0001
banking violation$40,000,0001
investor protection violation$4,506,1572
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

ERNST AND YOUNG; ERNST AND YOUNG LLP

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Ernst & Young LLP tax violations 2013 USAO $123,000,000
Ernst & Young accounting fraud or deficiencies 2009 MI-AG $109,000,000
Ernst & Young banking violation 2004 FDIC $40,000,000
Ernst & Young LLP accounting fraud or deficiencies 2016 SEC $11,800,000
Ernst & Young LLP accounting fraud or deficiencies 2015 NY-AG $10,000,000
Ernst & Young accounting fraud or deficiencies 2016 SEC $9,300,000
Ernst & Young LLP accounting fraud or deficiencies 2009 SEC $8,500,000
Ernst & Young LLP accounting fraud or deficiencies 2014 SEC $4,070,000
Ernst & Young LLP investor protection violation 2008 SEC $2,918,987
Ernst & Young LLP investor protection violation 2007 SEC $1,587,170
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