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Violation Tracker Current Parent Company Summary
Current Parent Company Name: Jefferies Financial Group
Ownership Structure: publicly traded (ticker symbol JEF)
Headquartered in: New York
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $168,752,064
Number of records: 22
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| financial offenses | $164,474,587 | 16 |
| competition-related offenses | $4,200,000 | 1 |
| safety-related offenses | $70,877 | 4 |
| environment-related offenses | $6,600 | 1 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| investor protection violation | $139,474,587 | 15 |
| toxic securities abuses | $25,000,000 | 1 |
| kickbacks and bribery | $4,200,000 | 1 |
| workplace safety or health violation | $70,877 | 4 |
| environmental violation | $6,600 | 1 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type  | Year | Agency | Penalty Amount |
| Idaho Timber of Carthage, LLC | environmental violation | 2017 | AR-ENV | $6,600 |
| Leucadia National Corporation | investor protection violation | 2015 | DOJ_ANTITRUST | $240,000 |
| Jefferies LLC | investor protection violation | 2014 | SEC | $25,000,000 |
| Forex Capital Markets, LLC | investor protection violation | 2015 | CFTC | $843,922 |
| Forex Capital Markets LLC | investor protection violation | 2011 | CFTC | $14,200,000 |
| Forex Capital Markets Ltd. | investor protection violation | 2011 | CFTC | $140,000 |
| Forex Capital Markets, LLC | investor protection violation | 2017 | CFTC | $7,000,000 |
| Jefferies LLC | investor protection violation | 2016 | SEC | $500,000 |
| Jefferies LLC | investor protection violation | 2019 | SEC | $3,918,000 |
| Jefferies & Company, Inc. | investor protection violation | 2006 | CT-SEC | $14,450 |
| Jefferies & Company, Inc. | investor protection violation | 2011 | FINRA | $1,925,000 |
| Jefferies & Company, Inc. | investor protection violation | 2008 | FINRA | $50,000 |
| Jefferies & Company, Inc. | investor protection violation | 2006 | FINRA | $5,500,000 |
| Jefferies LLC | investor protection violation | 2022 | SEC | $143,215 |
| Jefferies Financial Services, Inc. | investor protection violation | 2022 | CFTC | $30,000,000 |
| Jefferies LLC | investor protection violation | 2022 | SEC | $50,000,000 |
| Jefferies & Co., Inc. | kickbacks and bribery | 2006 | SEC | $4,200,000 |
| Jefferies LLC | toxic securities abuses | 2014 | USAO | $25,000,000 |
| IDAHO TIMBER LLC | workplace safety or health violation | 2016 | OSHA | $21,000 |
| IDAHO TIMBER OF BOISE, LLC | workplace safety or health violation | 2017 | OSHA | $16,000 |
| IDAHO TIMBER OF BOISE, LLC | workplace safety or health violation | 2017 | OSHA | $11,500 |
| IDAHO TIMBER OF CARTHAGE LLC | workplace safety or health violation | 2022 | OSHA | $22,377 |
