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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Johnson Controls
Ownership Structure: publicly traded (ticker symbol JCI)
Headquartered in: Ireland
Major Industry: automotive parts
Specific Industry: automotive parts; business services
Penalty total since 2000: $364,602,647
Number of records: 120
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$153,519,5075
employment-related offenses$127,292,48442
competition-related offenses$63,369,8007
environment-related offenses$19,436,50011
safety-related offenses$643,35654
Top 5 Primary Offense TypesPenalty TotalNumber of Records
accounting fraud or deficiencies$123,250,0002
benefit plan administrator violation$70,260,0023
Foreign Corrupt Practices Act$53,206,9504
labor relations violation$35,828,85412
investor protection violation$29,600,0002
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense Type sort iconYearAgencyPenalty Amount
Tyco International Ltd.accounting fraud or deficiencies2006SEC$50,000,000
Tyco International Ltd.accounting fraud or deficiencies2008NJ-AG$73,250,000
JOHNSON CONTROLS INCaviation safety violation2013FAA$25,000
SIMPLEX GRINNEL, LLPaviation safety violation2014FAA$11,000
JOHNSON CONTROLS, INC.benefit plan administrator violation2005EBSA$50,001
JOHNSON CONTROLS INC.benefit plan administrator violation2004EBSA$10,001
Tyco Internationalbenefit plan administrator violation2009private lawsuit-federal$70,200,000
York International Corporationeconomic sanction violation2008OFAC$669,507
Johnson Controlsemployment discrimination2005EEOC$125,000
Johnson Controls, Inc.employment discrimination2004EEOC$55,000
Johnson Controls, Inc. (JCI) and ManpowerGroup US, Inc.employment discrimination2020EEOC$40,000
York Internationalenvironmental violation2004PA-AG$95,000
YORK INTL CORPenvironmental violation2003PA-ENV$5,600
Johnson Controlsenvironmental violation2016CA-DTSC$625,000
Johnson Controlsenvironmental violation2005DE-ENV$15,000
JOHNSON CONTROLS INC.environmental violation2006FL-DEP$22,150
JOHNSON CONTROLSenvironmental violation2002SC-ENV$8,000
Tyco Fire Products LPenvironmental violation2021private lawsuit-federal$17,500,000
Tyco International (US), Inc.environmental violation2007EPA$1,137,000
YORK INTERNATIONAL CORPORATIONenvironmental violation2000EPA$15,000
YORK INTERNATIONAL CORPORATIONenvironmental violation2014EPA$8,750
TYCO FIRE PRODS.environmental violation2004EPA$5,000
Chemguard, Inc.export control violation2011BIS$22,000
York International Corporationexport control violation2009BIS$140,850
Johnson ControlsFalse Claims Act and related2018NY-AG$341,000
Tyco International Ltd.Foreign Corrupt Practices Act2012DOJ_CRIMINAL$13,680,000
Tyco International Ltd.Foreign Corrupt Practices Act2012SEC$13,131,509
Johnson ControlsForeign Corrupt Practices Act2016SEC$14,362,561
York International CorporationForeign Corrupt Practices Act2007SEC$12,032,880
Tyco International Ltd., Tyco Electronics Ltd., and Covidien Ltd.investor protection violation2009MI-AG$24,500,000
Tyco International Ltd.investor protection violation2002NH-BSR$5,100,000
York International Corporationkickbacks and bribery2007DOJ_CRIMINAL$10,000,000
Johnson Controls Inc.labor relations violation2008NLRB$16,320
Johnson Controls Inc.labor relations violation2007NLRB$20,952
Grinnell Fire Protection Systems Companylabor relations violation2005NLRB$34,316,919
Grinnell Fire Protection Systems Companylabor relations violation2005NLRB$48,093
Grinnell Fire Protection Systems Companylabor relations violation2005NLRB$1,000,000
Simplex-Grinnell Lplabor relations violation2003NLRB$6,682
Simplex-Grinnell L.L.P.labor relations violation2002NLRB$10,260
Grinnell Fire Protection Companylabor relations violation2002NLRB$49,432
Johnson Controls, Inc. Automotive Systems, Northwood Facilitylabor relations violation2002NLRB$7,500
Johnson Controls, Inc.labor relations violation2001NLRB$45,000
Johnson Controlslabor relations violation2000NLRB$7,696
Johnson Controls World Services, Inc., A Subsidiary of Johnson Controls, Inc.labor relations violation2000NLRB$300,000
SimplexGrinnell LPwage and hour violation2013WHD$16,575
SimplexGrinnell, LPwage and hour violation2013WHD$6,622
SimplexGrinnel LPwage and hour violation2009WHD$99,251
Simplex Grinnell, LPwage and hour violation2009WHD$125,036
SimplexGrinnell LPwage and hour violation2007WHD$5,758
Simplex Grinnell LPwage and hour violation2006WHD$140,815
Tyco Internationalwage and hour violation2006WHD$25,144
Tyco International Ltdwage and hour violation2005WHD$16,111
Tyco Fire & Securitywage and hour violation2004WHD$7,484
Johnson Controls, Inc.wage and hour violation2003WHD$10,519
JOHNSON CONTROLS INCwage and hour violation2003KY-DWS$17,525
Simplex Grinnellwage and hour violation2006PA-DLI$6,642
Simplexgrinnellwage and hour violation2015private lawsuit-federal$4,900,000
Johnson Controlswage and hour violation2015private lawsuit-federal$2,800,000
Johnson Controls Building Automation Systemswage and hour violation2017WHD$49,918
SimplexGrinnell LPwage and hour violation2015private lawsuit-federal$9,500,000
SimplexGrinnellwage and hour violation2009MA-AG$132,500
Tyco Integrated Security, LLCwage and hour violation2017WHD$21,498
Tyco Integrated Security, LLCwage and hour violation2016WHD$275,957
Johnson Controls Security Solutions, LLCwage and hour violation2020MA-AG$9,475
Johnson Controls, Inc.wage and hour violation2013CA-LCO$28,820
Johnson Controls Security Soluntions LLCwage and hour violation2022WHD$11,937
SimplexGrinnell LPwage and hour violation2022private lawsuit-federal$2,600,000
Johnson Controlswage and hour violation2022PA-DLI$176,041
SENSORMATIC ELECTRONICS CORP.workplace safety or health violation2000OSHA$22,950
SIMPLEX GRINNELL FIRE PROTECTIONworkplace safety or health violation2003OSHA$5,185
JOHNSON CONTROLS INCworkplace safety or health violation2000OSHA$6,300
SIMPLEX GRINNELL FIRE PROTECTIONworkplace safety or health violation2003OSHA$5,750
JOHNSON CONTROLS, INC.workplace safety or health violation2000OSHA$11,825
JOHNSON CONTROLSworkplace safety or health violation2003OSHA$19,250
SIMPLEX GRINNELLworkplace safety or health violation2004OSHA$5,176
JOHNSON CONTROLS, INC.workplace safety or health violation2004OSHA$7,200
YORK INTERNATIONAL CORPORATIONworkplace safety or health violation2005OSHA$8,925
SIMPLEXGRINNELL, LIMITED PARTNERSHIPworkplace safety or health violation2008OSHA$5,000
TYCO FIRE PRODUCTS-LUBBOCKworkplace safety or health violation2009OSHA$11,900
JOHNSON CONTROLS, INC.workplace safety or health violation2010OSHA$7,000
JOHNSON CONTROLS INCworkplace safety or health violation2009OSHA$5,400
JOHNSON CONTROLS INCworkplace safety or health violation2010OSHA$8,588
JOHNSON CONTROLS INC.workplace safety or health violation2010OSHA$21,000
JOHNSON CONTROLS, INC.workplace safety or health violation2010OSHA$7,425
SIMPLEX-GRINNELL LPworkplace safety or health violation2011OSHA$5,649
EASTERN SHEET METAL, INC.workplace safety or health violation2011OSHA$6,900
JOHNSON CONTROLS, INC.workplace safety or health violation2012OSHA$30,000
JOHNSON CONTROLS INC.workplace safety or health violation2013OSHA$18,970
JOHNSON CONTROLSworkplace safety or health violation2013OSHA$7,140
JOHNSON CONTROLSworkplace safety or health violation2013OSHA$7,344
SIMPLEXGRINNELL I LLCworkplace safety or health violation2014OSHA$7,000
JOHNSON CONTROLS, INC.workplace safety or health violation2014OSHA$5,250
EASTERN SHEET METAL, LLCworkplace safety or health violation2015OSHA$5,890
JOHNSON CONTROLS, INC.workplace safety or health violation2015OSHA$7,000
JOHNSON CONTROLS WARRANTY REDUCTION CENTERworkplace safety or health violation2016OSHA$13,362
JOHNSON CONTROLS INCORPORATEDworkplace safety or health violation2016OSHA$19,918
JOHNSON CONTROLSworkplace safety or health violation2017OSHA$7,605
JOHNSON CONTROLSworkplace safety or health violation2017OSHA$6,338
JOHNSON CONTROLS INCworkplace safety or health violation2017OSHA$9,966
JOHNSON CONTROLS FIRE PROTECTION LPworkplace safety or health violation2018OSHA$11,000
JOHNSON CONTROLS, INC.workplace safety or health violation2018OSHA$18,825
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.