Violation Tracker Parent Company Summary
Parent Company Name:
JPMorgan Chase
Ownership Structure:
publicly traded (ticker symbol JPM)
Headquartered in:
New York
Major Industry:
financial services
Specific Industry:
banking & securities
Penalty total since 2000:
$34,503,944,885
Number of records:
135
| Top 10 Primary Offense Types | Penalty Total | Number of Records |
|---|---|---|
| toxic securities abuses | $13,450,500,000 | 5 |
| mortgage abuses | $5,362,675,000 | 5 |
| investor protection violation | $4,548,103,031 | 19 |
| banking violation | $4,012,350,341 | 13 |
| anti-money-laundering deficiencies | $2,161,000,000 | 2 |
| consumer protection violation | $891,925,000 | 13 |
| False Claims Act and related | $614,000,000 | 1 |
| foreign exchange market manipulation | $550,000,000 | 1 |
| securities issuance or trading violation | $467,324,210 | 9 |
| energy market manipulation | $410,000,000 | 1 |
Notes:
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Associated Names:
Banc One Investment Advisors Corporation; BANK ONE; BEAR STEARNS; BEAR STEARNS COS; Chase Bank; CHASE BANK USA NA AND JPMORGAN CHASE BANK NA; Chase Bank USA, N.A.; First USA; J.P. Morgan Chase Retirement Plan; JP MORGAN CHASE AND AND FORUM TEMPORARY SVC; JP MORGAN CHASE BANK NA; JP MORGAN FUTURES; JP MORGAN INVESTMENT MGT; JP MORGAN SECURITIES AND JPMORGAN CHASE BANK NA; JP MORGAN VENTURES ENERGY; JPMORGAN AND; JPMORGAN CHASE; JPMORGAN CHASE AND AND EMC MORTGAGE; JPMORGAN SECURITIES; Providian F [...]
Links:
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
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| Company | Primary Offense Type | Year | Agency |
Penalty Amount |
|---|---|---|---|---|
| JPMorgan Chase | toxic securities abuses | 2013 | DOJ_CIVIL | $13,000,000,000 |
| JPMorgan Chase & Co. | mortgage abuses | 2012 | DOJ_CIVIL | $5,333,600,000 |
| JP Morgan Chase & Co. | investor protection violation | 2008 | MULTI-AG | $3,525,000,000 |
| JPMorgan Chase | banking violation | 2013 | OCC | $1,958,450,341 |
| JPMorgan Chase Bank | anti-money-laundering deficiencies | 2014 | USAO | $1,700,000,000 |
| JPMorgan Chase | mortgage abuses | 2012 | MULTI-AG | (*) $1,121,188,661 |
| JPMorgan Chase | toxic securities abuses | 2013 | MULTI-AG | (*) $1,066,000,000 |
| JPMorgan Chase | False Claims Act and related | 2014 | DOJ_CIVIL | $614,000,000 |
| JPMorgan Chase & Co. | foreign exchange market manipulation | 2015 | DOJ_CRIMINAL | $550,000,000 |
| J.P. Morgan Chase Bank, N.A. | anti-money-laundering deficiencies | 2014 | FINCEN | $461,000,000 |
| JP Morgan Ventures Energy Corporation | energy market manipulation | 2013 | FERC | $410,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2014 | OCC | $350,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2014 | OCC | $350,000,000 |
| JPMORGAN CHASE & CO. | banking violation | 2015 | FED | $342,000,000 |
| Chase Bank USA, N.A. and JPMorgan Chase Bank, N.A. | consumer protection violation | 2013 | CFPB | $329,000,000 |
| JPMorgan Chase Bank | interest rate benchmark manipulation | 2014 | CFTC | $310,000,000 |
| Providian Financial Corp. | consumer protection violation | 2000 | CA-AG | $305,500,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2013 | OCC | $300,000,000 |
| J.P. Morgan Chase & Co. | toxic securities abuses | 2013 | CA-AG | (*) $298,973,000 |
| J.P. Morgan Securities LLC | toxic securities abuses | 2012 | SEC | $296,900,000 |
| JPMorgan Chase & Co., and EMC Mortgage Corporation | banking violation | 2012 | FED | $275,000,000 |
| Bear Stearns | investor protection violation | 2012 | MI-AG | $275,000,000 |
| J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. | investor protection violation | 2015 | SEC | $267,000,000 |
| Bear, Stearns & Co., Inc. | securities issuance or trading violation | 2006 | SEC | $250,000,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $228,000,000 |
| JPMORGAN CHASE & CO. | banking violation | 2013 | FED | $200,000,000 |
| JPMorgan & Co. | accounting fraud or deficiencies | 2013 | SEC | $200,000,000 |
| JPMorgan Chase | consumer protection violation | 2015 | CFPB | $186,000,000 |
| J.P. Morgan Securities LLC | toxic securities abuses | 2011 | SEC | $153,600,000 |
| JPMorgan Chase Bank, N.A. | benefit plan administrator violation | 2012 | private lawsuit-federal | $150,000,000 |
| JPMorgan Chase | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
| JPMorgan Chase Bank N.A. | investor protection violation | 2018 | SEC | $135,100,000 |
| J.P. Morgan Chase & Co. | accounting fraud or deficiencies | 2003 | SEC | $135,000,000 |
| JPMorgan Chase & Co. | Foreign Corrupt Practices Act | 2016 | SEC | $130,000,000 |
| Chase Bank USA N.A. | consumer protection violation | 2015 | MULTI-AG | (*) $106,000,000 |
| JPMorgan Chase Bank | data submission deficiencies | 2015 | CFTC | $100,000,000 |
| JPMorgan Chase | securities issuance or trading violation | 2013 | CFTC | $100,000,000 |
| Banc One Investment Advisors Corporation | securities issuance or trading violation | 2004 | NY-AG | (*) $90,000,000 |
| JPMorgan Chase Bank | economic sanction violation | 2011 | OFAC | $88,300,000 |
| Bear, Stearns & Co. Inc. | investor protection violation | 2003 | SEC | $80,000,000 |
| J.P. Morgan Securities Inc. | investor protection violation | 2003 | SEC | $80,000,000 |
| Bear Stearns & Co. LLC | investor protection violation | 2002 | MULTI-AG | (*) $80,000,000 |
| J.P. Morgan Chase & Co. | investor protection violation | 2002 | MULTI-AG | (*) $80,000,000 |
| J.P. Morgan Securities Inc. | kickbacks and bribery | 2009 | SEC | $75,000,000 |
| JPMorgan Chase | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*) $75,000,000 |
| JPMorgan Securities | kickbacks and bribery | 2016 | DOJ_CRIMINAL | $72,000,000 |
| JPMorgan Chase Bank, N.A. | interest rate benchmark manipulation | 2018 | CFTC | $65,000,000 |
| JPMorgan Chase & Co. | banking violation | 2016 | FED | $61,900,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2013 | OCC | $60,000,000 |
| JPMorgan Chase | discriminatory practices | 2017 | USAO | $53,000,000 |
| JPMorgan Chase Bank N.A. | bankruptcy professional violation | 2015 | DOJ_UTP | $50,000,000 |
| Williams Power Company Inc. | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
| Banc One Investment Advisors Corporation | securities issuance or trading violation | 2004 | SEC | $50,000,000 |
| JPMorgan Chase | consumer protection violation | 2015 | CA-AG | $50,000,000 |
| Washington Mutual Inc. | benefit plan administrator violation | 2010 | private lawsuit-federal | $49,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2016 | OCC | $48,000,000 |
| JPMorgan Chase | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
| Washington Mutual Bank | wage and hour violation | 2009 | private lawsuit-federal | $38,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2011 | OCC | $35,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2015 | OCC | $30,000,000 |
| Bear Stearns Companies, LLC | mortgage abuses | 2008 | FTC | $28,000,000 |
| J.P. Morgan Securities Inc. | securities issuance or trading violation | 2003 | SEC | $25,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2010 | FL-AG | $25,000,000 |
| J.P. Morgan Chase & Co. | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
| JPMorgan Chase | employment discrimination | 2018 | private lawsuit-federal | $24,000,000 |
| JPMorgan Chase Bank | accounting fraud or deficiencies | 2012 | CFTC | $20,000,000 |
| Washington Mutual Pension Plan | benefit plan administrator violation | 2010 | private lawsuit-federal | $20,000,000 |
| JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $16,666,667 |
| JPMorgan Chase | wage and hour violation | 2014 | private lawsuit-federal | $16,000,000 |
| JPMorgan Chase | wage and hour violation | 2015 | private lawsuit-federal | $12,000,000 |
| Bear Stearns Companies, Inc. | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,000,000 |
| JPMorgan Chase | wage and hour violation | 2012 | private lawsuit-federal | $9,000,000 |
| Providian Financial Corp. | benefit plan administrator violation | 2003 | private lawsuit-federal | $8,600,000 |
| JPMorgan Chase | wage and hour violation | 2018 | private lawsuit-federal | $8,333,333 |
| JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $5,707,279 |
| JPMorgan Chase Bank, N.A. | economic sanction violation | 2018 | OFAC | $5,263,171 |
| JPMorgan Chase Bank, N.A. | consumer protection violation | 2017 | CFPB | $4,600,000 |
| Chase Bank USA, N.A. | consumer protection violation | 2009 | NY-AG | $4,400,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2016 | SEC | $4,000,000 |
| Chase Bank | consumer protection violation | 2006 | MULTI-AG | $3,850,000 |
| JPMorgan Chase | wage and hour violation | 2018 | private lawsuit-federal | $3,000,000 |
| JP Morgan Chase | consumer protection violation | 2014 | HI-AG | $2,825,000 |
| JPMorgan Chase | wage and hour violation | 2010 | private lawsuit-federal | $2,492,729 |
| JPMorgan Chase | wage and hour violation | 2015 | private lawsuit-federal | $2,400,000 |
| JPMorgan Chase & Co. | employment discrimination | 2006 | EEOC | $2,200,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2011 | OCC | $2,000,000 |
| JPMorgan Chase & Co. | investor protection violation | 2008 | SEC | $1,998,143 |
| JPMorgan Chase & Co. | consumer protection violation | 2013 | WV-AG | $1,950,000 |
| Providian Financial Corp. | consumer protection violation | 2000 | CT-AG | $1,600,000 |
| Bear, Stearns & Co., Inc. | investor protection violation | 2006 | SEC | $1,500,000 |
| J.P. Morgan Securities, Inc. | investor protection violation | 2006 | SEC | $1,500,000 |
| JPMorgan Chase | employment discrimination | 2014 | EEOC | $1,450,000 |
| First USA | consumer protection violation | 2002 | MULTI-AG | $1,300,000 |
| JPMorgan Chase | wage and hour violation | 2012 | private lawsuit-federal | $1,195,000 |
| JPMorgan Chase & Co. | investor protection violation | 2010 | NJ-AG | $1,149,028 |
| J.P. Morgan Investment Management Inc. | securities issuance or trading violation | 2015 | SEC | $1,084,210 |
| JPMorgan Chase | wage and hour violation | 2016 | private lawsuit-federal | $950,000 |
| JPMorgan Chase | consumer protection violation | 2015 | CFPB | $900,000 |
| J.P. Morgan Securities LLC | financial institution supervision failures | 2017 | CFTC | $900,000 |
| JPMorgan Chase | wage and hour violation | 2013 | private lawsuit-federal | $770,000 |
| J.P. Morgan Securities Inc. | investor protection violation | 2005 | SEC | $700,000 |
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