Violation Tracker Parent Company Summary

Parent Company Name: 
JPMorgan Chase
Ownership Structure: 
publicly traded (ticker symbol JPM)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$34,530,243,993
Number of records: 
154
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$30,533,595,69981
competition-related offenses$1,840,419,12511
consumer-protection-related offenses$953,601,75017
government-contracting-related offenses$614,000,0001
employment-related offenses$437,222,02738
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,450,500,0005
mortgage abuses$5,362,675,0005
investor protection violation$5,023,349,59942
banking violation$4,012,350,34113
anti-money-laundering deficiencies$2,161,000,0002
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Banc One Investment Advisors Corporation; BANK ONE; Bank One, KY, N.A.; BEAR STEARNS; BEAR STEARNS COS; Chase Bank; CHASE BANK USA NA AND JPMORGAN CHASE BANK NA; Chase Bank USA, N.A.; First USA; J.P. Morgan Chase Retirement Plan; JP MORGAN CHASE AND AND FORUM TEMPORARY SVC; JP MORGAN CHASE BANK NA; JP MORGAN FUTURES; JP MORGAN INVESTMENT MGT; JP MORGAN SECURITIES AND JPMORGAN CHASE BANK NA; JP MORGAN VENTURES ENERGY; JPMORGAN AND; JPMORGAN CHASE; JPMORGAN CHASE AND AND EMC MORTGAGE; JPMorgan Cha [...]

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agencysort icon Penalty Amount
JPMorgan Chase wage and hour violation 2018 private lawsuit-federal $3,000,000
JPMorgan Chase wage and hour violation 2018 private lawsuit-federal $8,333,333
JPMorgan Chase wage and hour violation 2017 private lawsuit-federal $16,666,667
JPMorgan Chase wage and hour violation 2017 private lawsuit-federal $5,707,279
JPMorgan Chase wage and hour violation 2016 private lawsuit-federal $950,000
JPMorgan Chase wage and hour violation 2015 private lawsuit-federal $12,000,000
JPMorgan Chase wage and hour violation 2015 private lawsuit-federal $2,400,000
JPMorgan Chase wage and hour violation 2014 private lawsuit-federal $16,000,000
JPMorgan Chase wage and hour violation 2013 private lawsuit-federal $770,000
JPMorgan Chase wage and hour violation 2012 private lawsuit-federal $1,195,000
JPMorgan Chase wage and hour violation 2012 private lawsuit-federal $9,000,000
Washington Mutual Bank wage and hour violation 2011 private lawsuit-federal $463,000
JPMorgan Chase wage and hour violation 2011 private lawsuit-federal $42,000,000
Bear Stearns wage and hour violation 2010 private lawsuit-federal $675,000
JPMorgan Chase wage and hour violation 2010 private lawsuit-federal $2,492,729
Washington Mutual Bank wage and hour violation 2009 private lawsuit-federal $38,000,000
JPMorgan Chase employment discrimination 2018 private lawsuit-federal $24,000,000
J.P. Morgan Chase Retirement Plan benefit plan administrator violation 2010 private lawsuit-federal $604,957
Washington Mutual Inc. benefit plan administrator violation 2010 private lawsuit-federal $49,000,000
Washington Mutual Pension Plan benefit plan administrator violation 2010 private lawsuit-federal $20,000,000
JPMorgan Chase Bank, N.A. benefit plan administrator violation 2012 private lawsuit-federal $150,000,000
Bear Stearns Companies, Inc. benefit plan administrator violation 2012 private lawsuit-federal $10,000,000
Providian Financial Corp. benefit plan administrator violation 2003 private lawsuit-federal $8,600,000
JPMorgan Chase Bank, N.A. employment discrimination 2019 private lawsuit-federal $5,000,000
JPMorgan Chase Bank, National Association wage and hour violation 2019 private lawsuit-federal $1,850,000
JPMorgan Chase Bank, N.A. wage and hour violation 2020 private lawsuit-federal $3,750,000
J.P. Morgan Chase discriminatory practices (non-employment) 2010 private lawsuit-federal $1,950,000
Bank One, KY, N.A. discriminatory practices (non-employment) 2005 private lawsuit-federal $6,715,000
J.P. Morgan Securities, LLC investor protection violation 2014 AK-DBS $51,120
JP Morgan Chase Bank, NA export control violation 2010 BIS $19,125
J.P. Morgan Chase & Co. toxic securities abuses 2013 CA-AG (*) $298,973,000
JPMorgan Chase consumer protection violation 2015 CA-AG $50,000,000
Providian Financial Corp. consumer protection violation 2000 CA-AG $305,500,000
JPMorgan Chase consumer protection violation 2015 CFPB $186,000,000
JPMorgan Chase consumer protection violation 2015 CFPB $900,000
Chase Bank USA, N.A. and JPMorgan Chase Bank, N.A. consumer protection violation 2013 CFPB $329,000,000
JPMorgan Chase Bank, N.A. consumer protection violation 2017 CFPB $4,600,000
JPMorgan Chase data submission deficiencies 2016 CFTC $225,000
JPMorgan Chase Bank data submission deficiencies 2015 CFTC $100,000,000
JPMorgan Chase Bank interest rate benchmark manipulation 2014 CFTC $310,000,000
JPMorgan Securities data submission deficiencies 2014 CFTC $650,000
JPMorgan Chase investor protection violation 2013 CFTC $100,000,000
JPMorgan Chase Bank investor protection violation 2012 CFTC $600,000
JPMorgan Chase Bank accounting fraud or deficiencies 2012 CFTC $20,000,000
J.P. Morgan Securities LLC investor protection violation 2012 CFTC $140,000
J.P. Morgan Futures, Inc. data submission deficiencies 2009 CFTC $300,000
J.P. Morgan Securities LLC investor protection violation 2017 CFTC $900,000
JPMorgan Chase Bank, N.A. interest rate benchmark manipulation 2018 CFTC $65,000,000
Providian Financial Corp. consumer protection violation 2000 CT-AG $1,600,000
J.P. Morgan Securities LLC investor protection violation 2014 CT-SEC $53,800
J.P. Morgan Securities LLC investor protection violation 2018 DC-DISB $5,000
J.P. Morgan Securities investor protection violation 2014 DE-AG $51,400
JPMorgan Chase toxic securities abuses 2013 DOJ $13,000,000,000
JPMorgan Chase & Co. mortgage abuses 2012 DOJ $5,333,600,000
JPMorgan Chase & Co. price-fixing or anti-competitive practices 2011 DOJ_ANTITRUST $228,000,000
JPMorgan Chase False Claims Act and related 2014 DOJ_CIVIL $614,000,000
JPMorgan Chase & Co. foreign exchange market manipulation 2015 DOJ_CRIMINAL $550,000,000
Williams Power Company Inc. data submission deficiencies 2006 DOJ_CRIMINAL $50,000,000
JPMorgan Securities kickbacks and bribery 2016 DOJ_CRIMINAL $72,000,000
JPMorgan Chase Bank N.A. bankruptcy professional violation 2015 DOJ_UTP $50,000,000
JPMorgan Chase employment discrimination 2014 EEOC $1,450,000
JPMorgan Chase & Co. employment discrimination 2006 EEOC $2,200,000
JP Morgan Chase Bank, N.A. environmental violation 2017 EPA $230,392
JPMORGAN CHASE & CO. banking violation 2015 FED $342,000,000
JPMORGAN CHASE & CO. banking violation 2013 FED $200,000,000
JPMorgan Chase & Co., and EMC Mortgage Corporation banking violation 2012 FED $275,000,000
JPMorgan Chase & Co. banking violation 2016 FED $61,900,000
JP Morgan Ventures Energy Corporation energy market manipulation 2013 FERC $410,000,000
J.P. Morgan Chase Bank, N.A. anti-money-laundering deficiencies 2014 FINCEN $461,000,000
J.P. Morgan Securities LLC investor protection violation 2010 FL-AG $25,000,000
Bear Stearns Companies, LLC mortgage abuses 2008 FTC $28,000,000
JP Morgan Chase consumer protection violation 2014 HI-AG $2,825,000
Bear, Stearns & Co., Inc. investor protection violation 2005 IL-SEC $10,000
JPMorgan Chase & Co. investor protection violation 2016 IN-SEC $905,000
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC investor protection violation 2016 IN-SEC $950,000
J.P. Morgan Securities LLC investor protection violation 2020 KY-FIN $325,000
JP Morgan Chase mortgage abuses 2015 MA-AG $675,000
JPMorgan Chase Bank mortgage abuses 2015 MD-AG $400,000
JPMorgan Chase Bank, N.A. investor protection violation 2017 MD-SEC $100,000
Bear Stearns investor protection violation 2012 MI-AG $275,000,000
Bear Stearns & Co. LLC investor protection violation 2002 MULTI-AG (*) $80,000,000
Chase Bank consumer protection violation 2006 MULTI-AG $3,850,000
Chase Bank USA N.A. consumer protection violation 2015 MULTI-AG (*) $106,000,000
First USA consumer protection violation 2002 MULTI-AG $1,300,000
J.P. Morgan Chase & Co. investor protection violation 2002 MULTI-AG (*) $80,000,000
JP Morgan Chase & Co. investor protection violation 2008 MULTI-AG $3,525,000,000
JPMorgan Chase investor protection violation 2015 MULTI-AG $150,000,000
JPMorgan Chase mortgage abuses 2012 MULTI-AG (*) $1,121,188,661
JPMorgan Chase price-fixing or anti-competitive practices 2011 MULTI-AG (*) $75,000,000
JPMorgan Chase toxic securities abuses 2013 MULTI-AG (*) $1,066,000,000
Bear, Stearns & Co. Inc. investor protection violation 2003 MULTI-FIN (*) $25,000,000
J.P. Morgan Securities investor protection violation 2014 MULTI-FIN $2,800,000
J.P. Morgan Securities Inc. investor protection violation 2003 MULTI-FIN (*) $25,000,000
JPMorgan Chase & Co. investor protection violation 2008 MULTI-FIN (*) $25,000,000
J.P. Morgan Securities, LLC investor protection violation 2014 NJ-AG $50,460
JPMorgan Chase & Co. investor protection violation 2010 NJ-AG $1,149,028
J.P. Morgan Chase & Co. and Forum Temporary Services labor relations violation 2006 NLRB $60,760
Banc One Investment Advisors Corporation investor protection violation 2004 NY-AG (*) $90,000,000
Chase Bank USA, N.A. consumer protection violation 2009 NY-AG $4,400,000
J P Morgan Securities LLC insurance violation 2018 NY-DFS $11,750
J.P. Morgan Chase & Co. accounting fraud or deficiencies 2003 NY-MANDA $25,000,000
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