Bear Stearns & Co. LLC | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
Chase Bank | consumer protection violation | 2006 | MULTI-AG | $3,850,000 |
Chase Bank USA N.A. | consumer protection violation | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000 |
First USA | consumer protection violation | 2002 | MULTI-AG | $1,300,000 |
J.P. Morgan Chase & Co. | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
JP Morgan Chase & Co. | investor protection violation | 2008 | MULTI-AG | $3,525,000,000 |
JPMorgan Chase | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
JPMorgan Chase | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661 |
JPMorgan Chase | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
JPMorgan Chase | toxic securities abuses | 2013 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000 |
Chase Bank | wage and hour violation | 2010 | MI-LEO | $15,000 |
Bear Stearns | investor protection violation | 2012 | MI-AG | $275,000,000 |
JPMorgan Chase Bank, N.A. | investor protection violation | 2017 | MD-SEC | $100,000 |
JPMorgan Chase Bank | mortgage abuses | 2015 | MD-AG | $400,000 |
JP Morgan Chase | mortgage abuses | 2015 | MA-AG | $675,000 |
J.P. Morgan Securities LLC | investor protection violation | 2020 | KY-FIN | $325,000 |
JPMorgan Chase & Co. | investor protection violation | 2016 | IN-SEC | $905,000 |
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC | investor protection violation | 2016 | IN-SEC | $950,000 |
Bear, Stearns & Co., Inc. | investor protection violation | 2005 | IL-SEC | $10,000 |
JPMorgan Chase Bank | discriminatory practices (non-employment) | 2021 | HUD | $50,000 |
JP Morgan Chase | consumer protection violation | 2014 | HI-AG | $2,825,000 |
Bear Stearns Companies, LLC | mortgage abuses | 2008 | FTC | $28,000,000 |
J.P. Morgan Securities LLC | investor protection violation | 2010 | FL-AG | $25,000,000 |
J.P. Morgan Securities LLC | investor protection violation | 2019 | FINRA | $280,000 |
J.P. Morgan Securities LLC | investor protection violation | 2019 | FINRA | $1,100,000 |
J.P. Morgan Securities | investor protection violation | 2017 | FINRA | $2,800,000 |
J.P. Morgan Securities, LLC | investor protection violation | 2017 | FINRA | $1,250,000 |
J.P. Morgan Securities LLC | investor protection violation | 2017 | FINRA | $800,000 |
JP Morgan Securities LLC | investor protection violation | 2014 | FINRA | $5,000,000 |
JP Morgan | investor protection violation | 2012 | FINRA | $623,376 |
Chase Investment Services Corporation | investor protection violation | 2011 | FINRA | $3,600,000 |
Chase Investment Services Corp. | investor protection violation | 2009 | FINRA | $250,000 |
Chase Investment Services Corp. | investor protection violation | 2009 | FINRA | $32,500 |
Banc One Securities Corporation | investor protection violation | 2008 | FINRA | $225,000 |
Bear, Stearns & Co., Inc. | investor protection violation | 2008 | FINRA | $150,000 |
J.P. Morgan Securities, Inc. | investor protection violation | 2007 | FINRA | $500,000 |
Chase Investment Services Corporation | investor protection violation | 2006 | FINRA | $500,000 |
Chase Investment Services | investor protection violation | 2005 | FINRA | $290,262 |
J.P. Morgan Securities, Inc. | investor protection violation | 2005 | FINRA | $160,000 |
Chase Investment Services Corp. | investor protection violation | 2005 | FINRA | $60,000 |
J.P. Morgan Securities, Inc. | investor protection violation | 2005 | FINRA | $150,000 |
Chase Investment Services | investor protection violation | 2005 | FINRA | $2,000,000 |
Banc One Securities Corporation | investor protection violation | 2005 | FINRA | $400,000 |
Chase Investment Services Corp. | investor protection violation | 2004 | FINRA | $250,000 |
Bear, Stearns & Co. Inc. | investor protection violation | 2004 | FINRA | $4,950,000 |
Bear, Stearns & Co. Inc. | investor protection violation | 2004 | FINRA | $280,469 |
J.P. Morgan Securities, Inc. | investor protection violation | 2003 | FINRA | $6,000,000 |
J.P. Morgan Securities, Inc. | investor protection violation | 2001 | FINRA | $10,000 |
Chase Securities, Inc. | investor protection violation | 2001 | FINRA | $10,000 |
J. P. Morgan Securities Inc. | investor protection violation | 2000 | FINRA | $200,000 |
J.P. Morgan Chase Bank, N.A. | anti-money-laundering deficiencies | 2014 | FINCEN | $461,000,000 |
JP Morgan Ventures Energy Corporation | price-fixing or anti-competitive practices | 2013 | FERC | $410,000,000 |
El Paso Electric Corporation | energy market violation | 2003 | FERC | $15,500,000 |
JPMORGAN CHASE & CO. | banking violation | 2015 | FED | $342,000,000 |
JPMORGAN CHASE & CO. | banking violation | 2013 | FED | $200,000,000 |
JPMorgan Chase & Co., and EMC Mortgage Corporation | banking violation | 2012 | FED | $275,000,000 |
JPMorgan Chase & Co. | banking violation | 2016 | FED | $61,900,000 |
El Paso Electric | environmental violation | 2015 | EPA | $3,800,000 |
JP Morgan Chase Bank, N.A. | environmental violation | 2017 | EPA | $230,392 |
JPMorgan Chase | employment discrimination | 2014 | EEOC | $1,450,000 |
JPMorgan Chase & Co. | employment discrimination | 2006 | EEOC | $2,200,000 |
JPMorgan Chase Bank N.A. | bankruptcy professional violation | 2015 | DOJ_UTP | $50,000,000 |
JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $550,000,000 |
Williams Power Company Inc. | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
JPMorgan Securities | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $72,000,000 |
JPMorgan Chase & Co. | fraud | 2020 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000 |
JPMorgan Chase | False Claims Act and related | 2014 | DOJ_CIVIL | $614,000,000 |
JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $228,000,000 |
JPMorgan Chase | toxic securities abuses | 2013 | DOJ | $13,000,000,000 |
JPMorgan Chase & Co. | mortgage abuses | 2012 | DOJ | $5,333,600,000 |
J.P. Morgan Securities | investor protection violation | 2014 | DE-AG | $51,400 |
J.P. Morgan Securities LLC | investor protection violation | 2018 | DC-DISB | $5,000 |
J.P. Morgan Securities LLC | investor protection violation | 2014 | CT-SEC | $53,800 |
Providian Financial Corp. | consumer protection violation | 2000 | CT-AG | $1,600,000 |
JPMorgan Chase Bank, National Association | wage and hour violation | 2022 | CO-LAE | $5,838 |
JPMorgan Chase | data submission deficiencies | 2016 | CFTC | $225,000 |
JPMorgan Chase Bank | data submission deficiencies | 2015 | CFTC | $100,000,000 |
JPMorgan Chase Bank | price-fixing or anti-competitive practices | 2014 | CFTC | $310,000,000 |
JPMorgan Securities | data submission deficiencies | 2014 | CFTC | $650,000 |
JPMorgan Chase | investor protection violation | 2013 | CFTC | $100,000,000 |
JPMorgan Chase Bank | investor protection violation | 2012 | CFTC | $600,000 |
JPMorgan Chase Bank | accounting fraud or deficiencies | 2012 | CFTC | $20,000,000 |
J.P. Morgan Securities LLC | investor protection violation | 2012 | CFTC | $140,000 |
J.P. Morgan Futures, Inc. | data submission deficiencies | 2009 | CFTC | $300,000 |
J.P. Morgan Securities LLC | investor protection violation | 2017 | CFTC | $900,000 |
JPMorgan Chase Bank, N.A. | price-fixing or anti-competitive practices | 2018 | CFTC | $65,000,000 |
JPMorgan Chase & Company | investor protection violation | 2020 | CFTC | $920,200,000 |
JPMorgan Chase Bank, N.A. | investor protection violation | 2021 | CFTC | $75,000,000 |
JPMorgan Chase Bank, N.A. | investor protection violation | 2022 | CFTC | $850,000 |
JPMorgan Chase Bank, N.A. | investor protection violation | 2023 | CFTC | $15,000,000 |
JPMorgan Chase | consumer protection violation | 2015 | CFPB | $186,000,000 |
Affinion Group Holdings, Inc. | consumer protection violation | 2015 | CFPB | $8,700,000 |
JPMorgan Chase | consumer protection violation | 2015 | CFPB | $900,000 |
Chase Bank USA, N.A. and JPMorgan Chase Bank, N.A. | consumer protection violation | 2013 | CFPB | $329,000,000 |
JPMorgan Chase Bank, N.A. | consumer protection violation | 2017 | CFPB | $4,600,000 |
Washington Mutual Bank, F. A. | environmental violation | 2005 | CA-SCAQMD | $23,264 |
JPMorgan Chase Bank | wage and hour violation | 2013 | CA-LCO | $9,111 |
JP Morgan Chase Bank, NA | employment discrimination | 2019 | CA-CRD | $60,000 |
JP Morgan Chase Bank N.A | employment discrimination | 2022 | CA-CRD | $16,698 |
J.P. Morgan Chase & Co. | toxic securities abuses | 2013 | CA-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $298,973,000 |
JPMorgan Chase | consumer protection violation | 2015 | CA-AG | $50,000,000 |