Violation Tracker Parent Company Summary

Parent Company Name: 
JPMorgan Chase
Ownership Structure: 
publicly traded (ticker symbol JPM)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$34,517,828,993
Number of records: 
151
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$30,533,595,69981
competition-related offenses$1,840,419,12511
consumer-protection-related offenses$944,936,75015
government-contracting-related offenses$614,000,0001
employment-related offenses$433,472,02737
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,450,500,0005
mortgage abuses$5,362,675,0005
investor protection violation$5,023,349,59942
banking violation$4,012,350,34113
anti-money-laundering deficiencies$2,161,000,0002
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Banc One Investment Advisors Corporation; BANK ONE; BEAR STEARNS; BEAR STEARNS COS; Chase Bank; CHASE BANK USA NA AND JPMORGAN CHASE BANK NA; Chase Bank USA, N.A.; First USA; J.P. Morgan Chase Retirement Plan; JP MORGAN CHASE AND AND FORUM TEMPORARY SVC; JP MORGAN CHASE BANK NA; JP MORGAN FUTURES; JP MORGAN INVESTMENT MGT; JP MORGAN SECURITIES AND JPMORGAN CHASE BANK NA; JP MORGAN VENTURES ENERGY; JPMORGAN AND; JPMORGAN CHASE; JPMORGAN CHASE AND AND EMC MORTGAGE; JPMorgan Chase Bank, N.A. and J. [...]

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Companysort icon Primary Offense Type Year Agency Penalty Amount
Williams Power Company Inc. data submission deficiencies 2006 DOJ_CRIMINAL $50,000,000
Washington Mutual, Inc. wage and hour violation 2005 WHD $404,982
Washington Mutual Pension Plan benefit plan administrator violation 2010 private lawsuit-federal $20,000,000
Washington Mutual Inc. benefit plan administrator violation 2010 private lawsuit-federal $49,000,000
Washington Mutual Bank wage and hour violation 2011 private lawsuit-federal $463,000
Washington Mutual Bank wage and hour violation 2009 private lawsuit-federal $38,000,000
Providian Financial Corp. benefit plan administrator violation 2003 private lawsuit-federal $8,600,000
Providian Financial Corp. consumer protection violation 2000 CA-AG $305,500,000
Providian Financial Corp. consumer protection violation 2000 CT-AG $1,600,000
JPMorgan Securities data submission deficiencies 2014 CFTC $650,000
JPMorgan Securities kickbacks and bribery 2016 DOJ_CRIMINAL $72,000,000
JPMorgan Chase Bank, National Association banking violation 2016 OCC $48,000,000
JPMorgan Chase Bank, National Association banking violation 2015 OCC $30,000,000
JPMorgan Chase Bank, National Association banking violation 2014 OCC $350,000,000
JPMorgan Chase Bank, National Association banking violation 2014 OCC $350,000,000
JPMorgan Chase Bank, National Association banking violation 2013 OCC $60,000,000
JPMorgan Chase Bank, National Association banking violation 2013 OCC $300,000,000
JPMorgan Chase Bank, National Association banking violation 2011 OCC $35,000,000
JPMorgan Chase Bank, National Association banking violation 2011 OCC $2,000,000
JPMorgan Chase Bank, National Association wage and hour violation 2019 private lawsuit-federal $1,850,000
JPMorgan Chase Bank, NA wage and hour violation 2009 WHD $6,996
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC investor protection violation 2016 IN-SEC $950,000
JPMorgan Chase Bank, N.A. wage and hour violation 2008 WHD $9,622
JPMorgan Chase Bank, N.A. consumer protection violation 2017 CFPB $4,600,000
JPMorgan Chase Bank, N.A. interest rate benchmark manipulation 2018 CFTC $65,000,000
JPMorgan Chase Bank, N.A. economic sanction violation 2018 OFAC $5,263,171
JPMorgan Chase Bank, N.A. benefit plan administrator violation 2012 private lawsuit-federal $150,000,000
JPMorgan Chase Bank, N.A. employment discrimination 2019 private lawsuit-federal $5,000,000
JPMorgan Chase Bank, N.A. investor protection violation 2017 MD-SEC $100,000
JPMorgan Chase Bank N.A. bankruptcy professional violation 2015 DOJ_UTP $50,000,000
JPMorgan Chase Bank N.A. investor protection violation 2018 SEC $135,100,000
JPMorgan Chase Bank data submission deficiencies 2015 CFTC $100,000,000
JPMorgan Chase Bank interest rate benchmark manipulation 2014 CFTC $310,000,000
JPMorgan Chase Bank investor protection violation 2012 CFTC $600,000
JPMorgan Chase Bank accounting fraud or deficiencies 2012 CFTC $20,000,000
JPMorgan Chase Bank anti-money-laundering deficiencies 2014 USAO $1,700,000,000
JPMorgan Chase Bank economic sanction violation 2011 OFAC $88,300,000
JPMorgan Chase Bank wage and hour violation 2004 WHD $19,373
JPMorgan Chase Bank mortgage abuses 2015 MD-AG $400,000
JPMorgan Chase and Co. price-fixing or anti-competitive practices 2014 WV-AG $400,000
JPMorgan Chase & Co., and EMC Mortgage Corporation banking violation 2012 FED $275,000,000
JPMorgan Chase & Co. price-fixing or anti-competitive practices 2011 DOJ_ANTITRUST $228,000,000
JPMORGAN CHASE & CO. banking violation 2015 FED $342,000,000
JPMORGAN CHASE & CO. banking violation 2013 FED $200,000,000
JPMorgan Chase & Co. mortgage abuses 2012 DOJ $5,333,600,000
JPMorgan Chase & Co. foreign exchange market manipulation 2015 DOJ_CRIMINAL $550,000,000
JPMorgan Chase & Co. banking violation 2016 FED $61,900,000
JPMorgan Chase & Co. Foreign Corrupt Practices Act 2016 SEC $130,000,000
JPMorgan Chase & Co. employment discrimination 2006 EEOC $2,200,000
JPMorgan Chase & Co. investor protection violation 2008 SEC $1,998,143
JPMorgan Chase & Co. investor protection violation 2010 NJ-AG $1,149,028
JPMorgan Chase & Co. consumer protection violation 2013 WV-AG $1,950,000
JPMorgan Chase & Co. investor protection violation 2016 IN-SEC $905,000
JPMorgan Chase & Co. investor protection violation 2008 MULTI-FIN (*) $25,000,000
JPMorgan Chase consumer protection violation 2015 CFPB $186,000,000
JPMorgan Chase consumer protection violation 2015 CFPB $900,000
JPMorgan Chase banking violation 2013 OCC $1,958,450,341
JPMorgan Chase False Claims Act and related 2014 DOJ_CIVIL $614,000,000
JPMorgan Chase toxic securities abuses 2013 DOJ $13,000,000,000
JPMorgan Chase data submission deficiencies 2016 CFTC $225,000
JPMorgan Chase investor protection violation 2013 CFTC $100,000,000
JPMorgan Chase employment discrimination 2014 EEOC $1,450,000
JPMorgan Chase discriminatory practices (non-employment) 2017 USAO $53,000,000
JPMorgan Chase wage and hour violation 2018 private lawsuit-federal $3,000,000
JPMorgan Chase wage and hour violation 2018 private lawsuit-federal $8,333,333
JPMorgan Chase wage and hour violation 2017 private lawsuit-federal $16,666,667
JPMorgan Chase wage and hour violation 2017 private lawsuit-federal $5,707,279
JPMorgan Chase wage and hour violation 2016 private lawsuit-federal $950,000
JPMorgan Chase wage and hour violation 2015 private lawsuit-federal $12,000,000
JPMorgan Chase wage and hour violation 2015 private lawsuit-federal $2,400,000
JPMorgan Chase wage and hour violation 2014 private lawsuit-federal $16,000,000
JPMorgan Chase wage and hour violation 2013 private lawsuit-federal $770,000
JPMorgan Chase wage and hour violation 2012 private lawsuit-federal $1,195,000
JPMorgan Chase wage and hour violation 2012 private lawsuit-federal $9,000,000
JPMorgan Chase wage and hour violation 2011 private lawsuit-federal $42,000,000
JPMorgan Chase wage and hour violation 2010 private lawsuit-federal $2,492,729
JPMorgan Chase employment discrimination 2018 private lawsuit-federal $24,000,000
JPMorgan Chase investor protection violation 2015 MULTI-AG $150,000,000
JPMorgan Chase mortgage abuses 2012 MULTI-AG (*) $1,121,188,661
JPMorgan Chase price-fixing or anti-competitive practices 2011 MULTI-AG (*) $75,000,000
JPMorgan Chase toxic securities abuses 2013 MULTI-AG (*) $1,066,000,000
JPMorgan Chase consumer protection violation 2015 CA-AG $50,000,000
JPMorgan & Co. accounting fraud or deficiencies 2013 SEC $200,000,000
JP Morgan Ventures Energy Corporation energy market manipulation 2013 FERC $410,000,000
JP Morgan Chase Bank, NA export control violation 2010 BIS $19,125
JP Morgan Chase Bank, N.A. environmental violation 2017 EPA $230,392
JP Morgan Chase Bank N.A. wage and hour violation 2019 WHD $38,336
JP Morgan Chase Bank economic sanction violation 2004 OFAC $9,748
JP Morgan Chase Bank economic sanction violation 2004 OFAC $18,094
JP Morgan Chase Bank workplace whistleblower retaliation 2016 OSHA $203,323
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $17,303
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $73,281
JP Morgan Chase & Co. investor protection violation 2008 MULTI-AG $3,525,000,000
JP Morgan Chase economic sanction violation 2004 OFAC $26,980
JP Morgan Chase consumer protection violation 2014 HI-AG $2,825,000
JP Morgan Chase mortgage abuses 2015 MA-AG $675,000
J.P. Morgan Securities, LLC investor protection violation 2014 NJ-AG $50,460
J.P. Morgan Securities, LLC investor protection violation 2014 AK-DBS $51,120
J.P. Morgan Securities, Inc. investor protection violation 2006 SEC $1,500,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. investor protection violation 2015 SEC $267,000,000
J.P. Morgan Securities LLC investor protection violation 2016 SEC $4,000,000
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