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Violation Tracker Current Parent Company Summary

Current Parent Company Name: JPMorgan Chase
Ownership Structure: publicly traded (ticker symbol NYSE: JPM)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000: $39,340,688,209
Number of records: 275
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$26,659,159,167117
consumer-protection-related offenses$8,619,119,17863
competition-related offenses$2,480,674,79128
government-contracting-related offenses$614,000,0001
employment-related offenses$522,448,56250
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,459,785,7147
investor protection violation$6,252,302,35380
mortgage abuses$5,362,675,0005
banking violation$4,262,350,34114
consumer protection violation$3,194,397,42842
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYear sort iconAgencyPenalty Amount
El Paso Electric Companyutility service violation2011TX-PUC$27,000
Chase Bank USA, N.A.consumer protection violation2011private lawsuit-federal$7,800,000
Chase Bank USA, N.A.consumer protection violation2011private lawsuit-federal$4,900,000
Washington Mutualconsumer protection violation2011private lawsuit-federal$8,736,000
EL PASO ELECTRIC COMPANYworkplace safety or health violation2011OSHA$18,300
JPMorgan Chase & Co., and EMC Mortgage Corporationbanking violation2012FED$275,000,000
JPMorgan Chase & Co.mortgage abuses2012DOJ$5,333,600,000
J.P. Morgan Securities LLCtoxic securities abuses2012SEC$296,900,000
JPMorgan Chase Bankinvestor protection violation2012CFTC$600,000
JPMorgan Chase Bankaccounting fraud or deficiencies2012CFTC$20,000,000
J.P. Morgan Securities LLCinvestor protection violation2012CFTC$140,000
First Republic Bankwage and hour violation2012WHD$1,009,644
El Paso Electric Companylabor relations violation2012NLRB$79,692
JPMorgan Chasewage and hour violation2012private lawsuit-federal$1,195,000
JPMorgan Chasewage and hour violation2012private lawsuit-federal$9,000,000
JPMorgan Chase Bank, N.A.benefit plan administrator violation2012private lawsuit-federal$150,000,000
Bear Stearns Companies, Inc.benefit plan administrator violation2012private lawsuit-federal$10,000,000
Bear Stearnsinvestor protection violation2012MI-AG$275,000,000
JPMorgan Chasemortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661
JP Morganinvestor protection violation2012FINRA$623,376
JPMorgan Chase & Co.price-fixing or anti-competitive practices2012private lawsuit-federal$42,600,000
Chase Bank NAconsumer protection violation2012private lawsuit-federal$100,000,000
Chase Home Finance LLCconsumer protection violation2012private lawsuit-federal$56,000,000
JPMorgan Chaseconsumer protection violation2012private lawsuit-federal$2,463,000
JPMorgan Chase Bankconsumer protection violation2012private lawsuit-federal$110,000,000
Washington Mutualconsumer protection violation2012private lawsuit-federal$4,000,000
Chase Bank USA, N.A. and JPMorgan Chase Bank, N.A.consumer protection violation2013CFPB$329,000,000
JPMorgan Chase Bank, National Associationbanking violation2013OCC$60,000,000
JPMorgan Chase Bank, National Associationbanking violation2013OCC$300,000,000
JPMorgan Chasebanking violation2013OCC$1,958,450,341
JPMORGAN CHASE & CO.banking violation2013FED$200,000,000
JPMorgan Chasetoxic securities abuses2013DOJ$13,000,000,000
JPMorgan & Co.accounting fraud or deficiencies2013SEC$200,000,000
JPMorgan Chaseinvestor protection violation2013CFTC$100,000,000
JP Morgan Ventures Energy Corporationprice-fixing or anti-competitive practices2013FERC$410,000,000
JPMorgan Chasewage and hour violation2013private lawsuit-federal$770,000
Affinionconsumer protection violation2013MULTI-AG$30,000,000
J.P. Morgan Chase & Co.toxic securities abuses2013CA-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $298,973,000
JPMorgan Chasetoxic securities abuses2013MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000
JPMorgan Chase & Co.consumer protection violation2013WV-AG$1,950,000
JPMorgan Chase Bankwage and hour violation2013CA-LCO$9,111
JPMorgan Chase Bank, National Associationbanking violation2014OCC$350,000,000
JPMorgan Chase Bank, National Associationbanking violation2014OCC$350,000,000
J.P. Morgan Chase Bank, N.A.anti-money-laundering deficiencies2014FINCEN$461,000,000
JPMorgan ChaseFalse Claims Act and related2014DOJ_CIVIL$614,000,000
JPMorgan Chase Bankprice-fixing or anti-competitive practices2014CFTC$310,000,000
JPMorgan Securitiesdata submission deficiencies2014CFTC$650,000
JPMorgan Chase Bankanti-money-laundering deficiencies2014USAO$1,700,000,000
J.P. Morgan Securitiesinvestor protection violation2014SEC$54,000
JPMorgan Chaseemployment discrimination2014EEOC$1,450,000
JPMorgan Chasewage and hour violation2014private lawsuit-federal$16,000,000
J.P. Morgan Securitiesinvestor protection violation2014DE-AG$51,400
J.P. Morgan Securities, LLCinvestor protection violation2014NJ-AG$50,460
JP Morgan Chaseconsumer protection violation2014HI-AG$2,825,000
JPMorgan Chase and Co.price-fixing or anti-competitive practices2014WV-AG$400,000
J.P. Morgan Securities, LLCinvestor protection violation2014AK-DBS$51,120
J.P. Morgan Securities LLCinvestor protection violation2014CT-SEC$53,800
J.P. Morgan Securitiesinvestor protection violation2014MULTI-FIN$2,800,000
JP Morgan Securities LLCinvestor protection violation2014FINRA$5,000,000
El Paso Electric Companyutility service violation2014TX-PUC$9,000
JPMorgan Chase & Co.consumer protection violation2014private lawsuit-federal$218,000,000
JPMorgan Chase & Co.consumer protection violation2014private lawsuit-federal$300,000,000
JPMorgan Chase & Co.consumer protection violation2014private lawsuit-federal$18,300,000
JPMorgan Chase Bankconsumer protection violation2014private lawsuit-federal$22,125,000
El Paso Electricenvironmental violation2015EPA$3,800,000
JPMorgan Chaseconsumer protection violation2015CFPB$186,000,000
Affinion Group Holdings, Inc.consumer protection violation2015CFPB$8,700,000
JPMorgan Chaseconsumer protection violation2015CFPB$900,000
JPMorgan Chase Bank, National Associationbanking violation2015OCC$30,000,000
JPMORGAN CHASE & CO.banking violation2015FED$342,000,000
JPMorgan Chase Bank N.A.bankruptcy professional violation2015DOJ_UTP$50,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2015DOJ_CRIMINAL$550,000,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A.investor protection violation2015SEC$267,000,000
JPMorgan Chase Bankdata submission deficiencies2015CFTC$100,000,000
J.P. Morgan Investment Management Inc.investor protection violation2015SEC$1,084,210
J.P. Morgan Securities LLCinvestor protection violation2015SEC$500,000
JPMorgan Chasewage and hour violation2015private lawsuit-federal$12,000,000
JPMorgan Chasewage and hour violation2015private lawsuit-federal$2,400,000
Chase Bank USA N.A.consumer protection violation2015MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000
JP Morgan Chasemortgage abuses2015MA-AG$675,000
JPMorgan Chaseinvestor protection violation2015MULTI-AG$150,000,000
JPMorgan Chaseconsumer protection violation2015CA-AG$50,000,000
JPMorgan Chase Bankmortgage abuses2015MD-AG$400,000
El Paso Electric Companyutility service violation2015TX-PUC$6,000
J.P. Morgan Securities LLCconsumer protection violation2015private lawsuit-federal$10,571,428
JPMorgan Chase & Co.consumer protection violation2015private lawsuit-federal$388,000,000
JPMorgan Chase & Co.consumer protection violation2015private lawsuit-federal$280,000,000
JPMorgan Chase & Co.consumer protection violation2015private lawsuit-federal$505,000,000
Washington Mutualconsumer protection violation2015private lawsuit-federal$10,000,000
EL PASO ELECTRIC COMPANYworkplace safety or health violation2015OSHA$7,000
JPMorgan Chase Bank, National Associationbanking violation2016OCC$48,000,000
J.P. Morgan Securities LLCinvestor protection violation2016SEC$4,000,000
JPMorgan Chasedata submission deficiencies2016CFTC$225,000
JPMorgan Chase & Co.banking violation2016FED$61,900,000
JPMorgan SecuritiesForeign Corrupt Practices Act2016DOJ_CRIMINAL$72,000,000
JPMorgan Chase & Co.Foreign Corrupt Practices Act2016SEC$130,000,000
JPMorgan Chasewage and hour violation2016private lawsuit-federal$950,000
JPMorgan Chase & Co.investor protection violation2016IN-SEC$905,000
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLCinvestor protection violation2016IN-SEC$950,000
JP Morgan Chase Bankworkplace whistleblower retaliation2016OSHA$203,323
El Paso Electric Companyutility service violation2016TX-PUC$7,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.