| First Republic Investment Management, Inc. | investor protection violation | 2022 | SEC | $1,825,953 |
| JPMorgan Chase Bank, N.A. | investor protection violation | 2022 | CFTC | $850,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2022 | SEC | $1,200,000 |
| JP Morgan Chase Bank N.A | employment discrimination | 2022 | CA-CRD | $16,698 |
| Chase Bank USA et al. | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $19,500,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $10,989,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| JPMorgan Chase Bank | discriminatory practices (non-employment) | 2021 | HUD | $50,000 |
| JPMorgan Chase Bank, N.A. | investor protection violation | 2021 | CFTC | $75,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2021 | SEC | $125,000,000 |
| J.P. Morgan Securities LLC | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
| Washington Mutual Mortgage Securities Corp. | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $15,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2020 | SEC | $1,822,438 |
| J.P. Morgan Securities LLC | investor protection violation | 2020 | KY-FIN | $325,000 |
| JPMorgan Chase Bank, N.A. | wage and hour violation | 2020 | private lawsuit-federal | $3,750,000 |
| JPMorgan Chase & Company | investor protection violation | 2020 | CFTC | $920,200,000 |
| JPMorgan Chase & Co. | fraud | 2020 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2020 | OCC | $250,000,000 |
| JPMorgan Chase & Co. | employment discrimination | 2020 | OFCCP | $9,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2020 | SEC | $35,000,000 |
| J.P. Morgan Securities LLC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,000,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $6,250,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,500,000 |
| First Republic Investment Management, Inc. | investor protection violation | 2019 | SEC | $1,005,194 |
| JP Morgan Chase Bank N.A. | wage and hour violation | 2019 | WHD | $38,336 |
| JPMorgan Chase Bank, N.A. | employment discrimination | 2019 | private lawsuit-federal | $5,000,000 |
| JPMorgan Chase Bank, National Association | wage and hour violation | 2019 | private lawsuit-federal | $1,850,000 |
| JPMorgan Chase | benefit plan administrator violation | 2019 | private lawsuit-federal | $75,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2019 | FINRA | $280,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2019 | FINRA | $1,100,000 |
| JP Morgan Chase Bank, NA | employment discrimination | 2019 | CA-CRD | $60,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $91,250,000 |
| JPMorgan Chase | wage and hour violation | 2018 | private lawsuit-federal | $3,000,000 |
| JPMorgan Chase | wage and hour violation | 2018 | private lawsuit-federal | $8,333,333 |
| JPMorgan Chase Bank, N.A. | price-fixing or anti-competitive practices | 2018 | CFTC | $65,000,000 |
| JPMorgan Chase Bank, N.A. | economic sanction violation | 2018 | OFAC | $5,263,171 |
| JPMorgan Chase | employment discrimination | 2018 | private lawsuit-federal | $24,000,000 |
| JPMorgan Chase Bank N.A. | investor protection violation | 2018 | SEC | $135,100,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2018 | DC-DISB | $5,000 |
| J P Morgan Securities LLC | insurance violation | 2018 | NY-DFS | $11,750 |
| El Paso Electric Company | utility service violation | 2018 | TX-PUC | $20,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $104,500,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $52,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2017 | CFTC | $900,000 |
| JPMorgan Chase | discriminatory practices (non-employment) | 2017 | USAO | $53,000,000 |
| JPMorgan Chase Bank, N.A. | consumer protection violation | 2017 | CFPB | $4,600,000 |
| JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $16,666,667 |
| JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $5,707,279 |
| JPMorgan Chase Bank, N.A. | investor protection violation | 2017 | MD-SEC | $100,000 |
| J.P. Morgan Securities | investor protection violation | 2017 | FINRA | $2,800,000 |
| J.P. Morgan Securities, LLC | investor protection violation | 2017 | FINRA | $1,250,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2017 | FINRA | $800,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2017 | private lawsuit-federal | $71,000,000 |
| JP Morgan Chase Bank, N.A. | environmental violation | 2017 | EPA | $230,392 |
| JPMorgan Chase Bank, National Association | banking violation | 2016 | OCC | $48,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2016 | SEC | $4,000,000 |
| JPMorgan Chase | data submission deficiencies | 2016 | CFTC | $225,000 |
| JPMorgan Chase & Co. | banking violation | 2016 | FED | $61,900,000 |
| JPMorgan Securities | kickbacks and bribery | 2016 | DOJ_CRIMINAL | $72,000,000 |
| JPMorgan Chase & Co. | Foreign Corrupt Practices Act | 2016 | SEC | $130,000,000 |
| JPMorgan Chase | wage and hour violation | 2016 | private lawsuit-federal | $950,000 |
| JPMorgan Chase & Co. | investor protection violation | 2016 | IN-SEC | $905,000 |
| JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC | investor protection violation | 2016 | IN-SEC | $950,000 |
| JP Morgan Chase Bank | workplace whistleblower retaliation | 2016 | OSHA | $203,323 |
| El Paso Electric Company | utility service violation | 2016 | TX-PUC | $7,000 |
| J.P. Morgan Chase& Co. | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| El Paso Electric | environmental violation | 2015 | EPA | $3,800,000 |
| JPMorgan Chase | consumer protection violation | 2015 | CFPB | $186,000,000 |
| Affinion Group Holdings, Inc. | consumer protection violation | 2015 | CFPB | $8,700,000 |
| JPMorgan Chase | consumer protection violation | 2015 | CFPB | $900,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2015 | OCC | $30,000,000 |
| JPMORGAN CHASE & CO. | banking violation | 2015 | FED | $342,000,000 |
| JPMorgan Chase Bank N.A. | bankruptcy professional violation | 2015 | DOJ_UTP | $50,000,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $550,000,000 |
| J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. | investor protection violation | 2015 | SEC | $267,000,000 |
| JPMorgan Chase Bank | data submission deficiencies | 2015 | CFTC | $100,000,000 |
| J.P. Morgan Investment Management Inc. | investor protection violation | 2015 | SEC | $1,084,210 |
| J.P. Morgan Securities LLC | investor protection violation | 2015 | SEC | $500,000 |
| JPMorgan Chase | wage and hour violation | 2015 | private lawsuit-federal | $12,000,000 |
| JPMorgan Chase | wage and hour violation | 2015 | private lawsuit-federal | $2,400,000 |
| Chase Bank USA N.A. | consumer protection violation | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000 |
| JP Morgan Chase | mortgage abuses | 2015 | MA-AG | $675,000 |
| JPMorgan Chase | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
| JPMorgan Chase | consumer protection violation | 2015 | CA-AG | $50,000,000 |
| JPMorgan Chase Bank | mortgage abuses | 2015 | MD-AG | $400,000 |
| El Paso Electric Company | utility service violation | 2015 | TX-PUC | $6,000 |
| EL PASO ELECTRIC COMPANY | workplace safety or health violation | 2015 | OSHA | $7,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2014 | OCC | $350,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2014 | OCC | $350,000,000 |
| J.P. Morgan Chase Bank, N.A. | anti-money-laundering deficiencies | 2014 | FINCEN | $461,000,000 |
| JPMorgan Chase | False Claims Act and related | 2014 | DOJ_CIVIL | $614,000,000 |
| JPMorgan Chase Bank | price-fixing or anti-competitive practices | 2014 | CFTC | $310,000,000 |
| JPMorgan Securities | data submission deficiencies | 2014 | CFTC | $650,000 |
| JPMorgan Chase Bank | anti-money-laundering deficiencies | 2014 | USAO | $1,700,000,000 |
| J.P. Morgan Securities | investor protection violation | 2014 | SEC | $54,000 |
| JPMorgan Chase | employment discrimination | 2014 | EEOC | $1,450,000 |
| JPMorgan Chase | wage and hour violation | 2014 | private lawsuit-federal | $16,000,000 |
| J.P. Morgan Securities | investor protection violation | 2014 | DE-AG | $51,400 |
| J.P. Morgan Securities, LLC | investor protection violation | 2014 | NJ-AG | $50,460 |
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