| J.P. Morgan Securities LLC | investor protection violation | 2019 | FINRA | $1,100,000 |
| JPMorgan Chase & Co. | investor protection violation | 2010 | NJ-AG | $1,149,028 |
| JPMorgan Chase | wage and hour violation | 2012 | private lawsuit-federal | $1,195,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2022 | SEC | $1,200,000 |
| J.P. Morgan Securities, LLC | investor protection violation | 2017 | FINRA | $1,250,000 |
| First USA | consumer protection violation | 2002 | MULTI-AG | $1,300,000 |
| JPMorgan Chase | employment discrimination | 2014 | EEOC | $1,450,000 |
| Bear, Stearns & Co., Inc. | investor protection violation | 2006 | SEC | $1,500,000 |
| J.P. Morgan Securities, Inc. | investor protection violation | 2006 | SEC | $1,500,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,500,000 |
| Providian Financial Corp. | consumer protection violation | 2000 | CT-AG | $1,600,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2020 | SEC | $1,822,438 |
| First Republic Investment Management, Inc. | investor protection violation | 2022 | SEC | $1,825,953 |
| JPMorgan Chase Bank, National Association | wage and hour violation | 2019 | private lawsuit-federal | $1,850,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2013 | WV-AG | $1,950,000 |
| J.P. Morgan Chase | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $1,950,000 |
| JPMorgan Chase & Co. | investor protection violation | 2008 | SEC | $1,998,143 |
| JPMorgan Chase Bank, National Association | banking violation | 2011 | OCC | $2,000,000 |
| Chase Investment Services | investor protection violation | 2005 | FINRA | $2,000,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2018 | private lawsuit-federal | $2,150,000 |
| JPMorgan Chase & Co. | employment discrimination | 2006 | EEOC | $2,200,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2017 | private lawsuit-federal | $2,295,000 |
| JPMorgan Chase | wage and hour violation | 2015 | private lawsuit-federal | $2,400,000 |
| JPMorgan Chase | consumer protection violation | 2012 | private lawsuit-federal | $2,463,000 |
| JPMorgan Chase | wage and hour violation | 2010 | private lawsuit-federal | $2,492,729 |
| JPMorgan Chase & Co. | consumer protection violation | 2020 | private lawsuit-federal | $2,500,000 |
| J.P. Morgan Securities | investor protection violation | 2014 | MULTI-FIN | $2,800,000 |
| J.P. Morgan Securities | investor protection violation | 2017 | FINRA | $2,800,000 |
| JP Morgan Chase | consumer protection violation | 2014 | HI-AG | $2,825,000 |
| JPMorgan Chase | wage and hour violation | 2018 | private lawsuit-federal | $3,000,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2018 | private lawsuit-federal | $3,250,000 |
| Chase Investment Services Corporation | investor protection violation | 2011 | FINRA | $3,600,000 |
| JPMorgan Chase Bank, N.A. | wage and hour violation | 2020 | private lawsuit-federal | $3,750,000 |
| El Paso Electric | environmental violation | 2015 | EPA | $3,800,000 |
| Chase Bank | consumer protection violation | 2006 | MULTI-AG | $3,850,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2016 | SEC | $4,000,000 |
| Washington Mutual | consumer protection violation | 2012 | private lawsuit-federal | $4,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2023 | SEC | $4,000,000 |
| Chase Bank USA, N.A. | consumer protection violation | 2009 | NY-AG | $4,400,000 |
| JPMorgan Chase Bank, N.A. | consumer protection violation | 2017 | CFPB | $4,600,000 |
| J.P. Morgan Securities LLC | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
| Washington Mutual Mortgage Securities Corp. | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
| Chase Bank USA, N.A. | consumer protection violation | 2011 | private lawsuit-federal | $4,900,000 |
| Bear, Stearns & Co. Inc. | investor protection violation | 2004 | FINRA | $4,950,000 |
| JPMorgan Chase Bank, N.A. | employment discrimination | 2019 | private lawsuit-federal | $5,000,000 |
| JP Morgan Securities LLC | investor protection violation | 2014 | FINRA | $5,000,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,000,000 |
| JPMorgan Chase Bank, N.A. | economic sanction violation | 2018 | OFAC | $5,263,171 |
| JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $5,707,279 |
| J.P. Morgan Securities, Inc. | investor protection violation | 2003 | FINRA | $6,000,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $6,250,000 |
| Bank One, KY, N.A. | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $6,715,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Chase Bank USA, N.A. | consumer protection violation | 2011 | private lawsuit-federal | $7,800,000 |
| Affinion Group, Inc. | consumer protection violation | 2010 | NY-AG | $8,000,000 |
| JPMorgan Chase | wage and hour violation | 2018 | private lawsuit-federal | $8,333,333 |
| Providian Financial Corp. | benefit plan administrator violation | 2003 | private lawsuit-federal | $8,600,000 |
| Affinion Group Holdings, Inc. | consumer protection violation | 2015 | CFPB | $8,700,000 |
| Washington Mutual | consumer protection violation | 2011 | private lawsuit-federal | $8,736,000 |
| JPMorgan Chase | wage and hour violation | 2012 | private lawsuit-federal | $9,000,000 |
| JPMorgan Chase & Co. | employment discrimination | 2020 | OFCCP | $9,000,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2019 | private lawsuit-federal | $9,500,000 |
| Bear Stearns Companies, Inc. | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,000,000 |
| Washington Mutual | consumer protection violation | 2015 | private lawsuit-federal | $10,000,000 |
| J.P. Morgan Securities LLC | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $10,989,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2018 | private lawsuit-federal | $11,220,000 |
| JPMorgan Chase Bank | consumer protection violation | 2022 | private lawsuit-federal | $11,500,000 |
| JPMorgan Chase | wage and hour violation | 2015 | private lawsuit-federal | $12,000,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $15,000,000 |
| JPMorgan Chase Bank, N.A. | investor protection violation | 2023 | CFTC | $15,000,000 |
| El Paso Electric Corporation | energy market violation | 2003 | FERC | $15,500,000 |
| JPMorgan Chase | wage and hour violation | 2014 | private lawsuit-federal | $16,000,000 |
| JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $16,666,667 |
| J.P. Morgan Securities LLC | investor protection violation | 2024 | SEC | $18,000,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2014 | private lawsuit-federal | $18,300,000 |
| Chase Bank USA et al. | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $19,500,000 |
| JPMorgan Chase Bank | accounting fraud or deficiencies | 2012 | CFTC | $20,000,000 |
| Washington Mutual Pension Plan | benefit plan administrator violation | 2010 | private lawsuit-federal | $20,000,000 |
| J.P. Morgan Securities LLC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $22,000,000 |
| JPMorgan Chase Bank | consumer protection violation | 2014 | private lawsuit-federal | $22,125,000 |
| JPMorgan Chase | employment discrimination | 2018 | private lawsuit-federal | $24,000,000 |
| J.P. Morgan Securities Inc. | investor protection violation | 2003 | SEC | $25,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2010 | FL-AG | $25,000,000 |
| J.P. Morgan Chase & Co. | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
| Bear, Stearns & Co. Inc. | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
| J.P. Morgan Securities Inc. | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
| JPMorgan Chase & Co. | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
| Bear Stearns Companies, LLC | mortgage abuses | 2008 | FTC | $28,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2015 | OCC | $30,000,000 |
| Affinion | consumer protection violation | 2013 | MULTI-AG | $30,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2011 | OCC | $35,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2020 | SEC | $35,000,000 |
| Washington Mutual Bank | wage and hour violation | 2009 | private lawsuit-federal | $38,000,000 |
| JPMorgan Chase | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $42,600,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2016 | OCC | $48,000,000 |
| Washington Mutual Inc. | benefit plan administrator violation | 2010 | private lawsuit-federal | $49,000,000 |
| JPMorgan Chase Bank N.A. | bankruptcy professional violation | 2015 | DOJ_UTP | $50,000,000 |
| Williams Power Company Inc. | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
