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Top 5 Offense Groups (Groups Defined)	Penalty Total	Number of Records
financial offenses	$26,659,159,167	117
consumer-protection-related offenses	$8,619,119,178	63
competition-related offenses	$2,480,674,791	28
government-contracting-related offenses	$614,000,000	1
employment-related offenses	$522,448,562	50

Top 5 Primary Offense Types	Penalty Total	Number of Records
toxic securities abuses	$13,459,785,714	7
investor protection violation	$6,252,302,353	80
mortgage abuses	$5,362,675,000	5
banking violation	$4,262,350,341	14
consumer protection violation	$3,194,397,428	42

Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Company	Primary Offense Type	Year	Agency	Penalty Amount
JPMorgan & Co.	accounting fraud or deficiencies	2013	SEC	$200,000,000
JPMorgan Chase Bank	accounting fraud or deficiencies	2012	CFTC	$20,000,000
J.P. Morgan Chase & Co.	accounting fraud or deficiencies	2003	SEC	$135,000,000
J.P. Morgan Chase & Co.	accounting fraud or deficiencies	2003	NY-MANDA	$25,000,000
J.P. Morgan Chase Bank, N.A.	anti-money-laundering deficiencies	2014	FINCEN	$461,000,000
JPMorgan Chase Bank	anti-money-laundering deficiencies	2014	USAO	$1,700,000,000
JPMorgan Chase Bank, National Association	banking violation	2016	OCC	$48,000,000
JPMorgan Chase Bank, National Association	banking violation	2015	OCC	$30,000,000
JPMorgan Chase Bank, National Association	banking violation	2014	OCC	$350,000,000
JPMorgan Chase Bank, National Association	banking violation	2014	OCC	$350,000,000
JPMorgan Chase Bank, National Association	banking violation	2013	OCC	$60,000,000
JPMorgan Chase Bank, National Association	banking violation	2013	OCC	$300,000,000
JPMorgan Chase	banking violation	2013	OCC	$1,958,450,341
JPMorgan Chase Bank, National Association	banking violation	2011	OCC	$35,000,000
JPMorgan Chase Bank, National Association	banking violation	2011	OCC	$2,000,000
JPMORGAN CHASE & CO.	banking violation	2015	FED	$342,000,000
JPMORGAN CHASE & CO.	banking violation	2013	FED	$200,000,000
JPMorgan Chase & Co., and EMC Mortgage Corporation	banking violation	2012	FED	$275,000,000
JPMorgan Chase & Co.	banking violation	2016	FED	$61,900,000
JPMorgan Chase Bank, National Association	banking violation	2020	OCC	$250,000,000
JPMorgan Chase Bank N.A.	bankruptcy professional violation	2015	DOJ_UTP	$50,000,000
J.P. Morgan Chase Retirement Plan	benefit plan administrator violation	2010	private lawsuit-federal	$604,957
Washington Mutual Inc.	benefit plan administrator violation	2010	private lawsuit-federal	$49,000,000
Washington Mutual Pension Plan	benefit plan administrator violation	2010	private lawsuit-federal	$20,000,000
JPMorgan Chase Bank, N.A.	benefit plan administrator violation	2012	private lawsuit-federal	$150,000,000
Bear Stearns Companies, Inc.	benefit plan administrator violation	2012	private lawsuit-federal	$10,000,000
Providian Financial Corp.	benefit plan administrator violation	2003	private lawsuit-federal	$8,600,000
JPMorgan Chase	benefit plan administrator violation	2019	private lawsuit-federal	$75,000,000
JPMorgan Chase	consumer protection violation	2015	CFPB	$186,000,000
Affinion Group Holdings, Inc.	consumer protection violation	2015	CFPB	$8,700,000
JPMorgan Chase	consumer protection violation	2015	CFPB	$900,000
Chase Bank USA, N.A. and JPMorgan Chase Bank, N.A.	consumer protection violation	2013	CFPB	$329,000,000
JPMorgan Chase Bank, N.A.	consumer protection violation	2017	CFPB	$4,600,000
Affinion	consumer protection violation	2013	MULTI-AG	$30,000,000
Affinion Group, Inc.	consumer protection violation	2010	NY-AG	$8,000,000
Chase Bank	consumer protection violation	2006	MULTI-AG	$3,850,000
Chase Bank USA N.A.	consumer protection violation	2015	MULTI-AG	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000
Chase Bank USA, N.A.	consumer protection violation	2009	NY-AG	$4,400,000
First USA	consumer protection violation	2002	MULTI-AG	$1,300,000
JP Morgan Chase	consumer protection violation	2014	HI-AG	$2,825,000
JPMorgan Chase	consumer protection violation	2015	CA-AG	$50,000,000
JPMorgan Chase & Co.	consumer protection violation	2013	WV-AG	$1,950,000
Providian Financial Corp.	consumer protection violation	2000	CA-AG	$305,500,000
Providian Financial Corp.	consumer protection violation	2000	CT-AG	$1,600,000
Chase Bank NA	consumer protection violation	2012	private lawsuit-federal	$100,000,000
Chase Bank USA, N.A.	consumer protection violation	2011	private lawsuit-federal	$7,800,000
Chase Bank USA, N.A.	consumer protection violation	2011	private lawsuit-federal	$4,900,000
Chase Home Finance LLC	consumer protection violation	2012	private lawsuit-federal	$56,000,000
J.P. Morgan Securities LLC	consumer protection violation	2015	private lawsuit-federal	$10,571,428
JPMorgan Chase	consumer protection violation	2012	private lawsuit-federal	$2,463,000
JPMorgan Chase & Co.	consumer protection violation	2020	private lawsuit-federal	$2,500,000
JPMorgan Chase & Co.	consumer protection violation	2020	private lawsuit-federal	$62,462,000
JPMorgan Chase & Co.	consumer protection violation	2019	private lawsuit-federal	$9,500,000
JPMorgan Chase & Co.	consumer protection violation	2018	private lawsuit-federal	$3,250,000
JPMorgan Chase & Co.	consumer protection violation	2018	private lawsuit-federal	$11,220,000
JPMorgan Chase & Co.	consumer protection violation	2018	private lawsuit-federal	$2,150,000
JPMorgan Chase & Co.	consumer protection violation	2017	private lawsuit-federal	$2,295,000
JPMorgan Chase & Co.	consumer protection violation	2015	private lawsuit-federal	$388,000,000
JPMorgan Chase & Co.	consumer protection violation	2015	private lawsuit-federal	$280,000,000
JPMorgan Chase & Co.	consumer protection violation	2015	private lawsuit-federal	$505,000,000
JPMorgan Chase & Co.	consumer protection violation	2014	private lawsuit-federal	$218,000,000
JPMorgan Chase & Co.	consumer protection violation	2014	private lawsuit-federal	$300,000,000
JPMorgan Chase & Co.	consumer protection violation	2014	private lawsuit-federal	$18,300,000
JPMorgan Chase Bank	consumer protection violation	2022	private lawsuit-federal	$11,500,000
JPMorgan Chase Bank	consumer protection violation	2014	private lawsuit-federal	$22,125,000
JPMorgan Chase Bank	consumer protection violation	2012	private lawsuit-federal	$110,000,000
Providian Financial Corp.	consumer protection violation	2000	private lawsuit-federal	$105,000,000
Washington Mutual	consumer protection violation	2015	private lawsuit-federal	$10,000,000
Washington Mutual	consumer protection violation	2012	private lawsuit-federal	$4,000,000
Washington Mutual	consumer protection violation	2011	private lawsuit-federal	$8,736,000
JPMorgan Chase	data submission deficiencies	2016	CFTC	$225,000
JPMorgan Chase Bank	data submission deficiencies	2015	CFTC	$100,000,000
JPMorgan Securities	data submission deficiencies	2014	CFTC	$650,000
J.P. Morgan Futures, Inc.	data submission deficiencies	2009	CFTC	$300,000
Williams Power Company Inc.	data submission deficiencies	2006	DOJ_CRIMINAL	$50,000,000
JPMorgan Chase	discriminatory practices (non-employment)	2017	USAO	$53,000,000
J.P. Morgan Chase	discriminatory practices (non-employment)	2010	private lawsuit-federal	$1,950,000
Bank One, KY, N.A.	discriminatory practices (non-employment)	2005	private lawsuit-federal	$6,715,000
JPMorgan Chase Bank	discriminatory practices (non-employment)	2021	HUD	$50,000
JPMorgan Chase Bank	economic sanction violation	2011	OFAC	$88,300,000
Bank One	economic sanction violation	2004	OFAC	$5,500
Bank One	economic sanction violation	2004	OFAC	$6,682
JP Morgan Chase	economic sanction violation	2004	OFAC	$26,980
JP Morgan Chase & Co.	economic sanction violation	2004	OFAC	$17,303
JP Morgan Chase & Co.	economic sanction violation	2004	OFAC	$73,281
JP Morgan Chase Bank	economic sanction violation	2004	OFAC	$9,748
JP Morgan Chase Bank	economic sanction violation	2004	OFAC	$18,094
JPMorgan Chase Bank, N.A.	economic sanction violation	2018	OFAC	$5,263,171
JPMorgan Chase	employment discrimination	2014	EEOC	$1,450,000
JPMorgan Chase & Co.	employment discrimination	2006	EEOC	$2,200,000
JPMorgan Chase	employment discrimination	2018	private lawsuit-federal	$24,000,000
JPMorgan Chase Bank, N.A.	employment discrimination	2019	private lawsuit-federal	$5,000,000
JPMorgan Chase & Co.	employment discrimination	2020	OFCCP	$9,000,000
JP Morgan Chase Bank, NA	employment discrimination	2019	CA-CRD	$60,000
JP Morgan Chase Bank N.A	employment discrimination	2022	CA-CRD	$16,698
El Paso Electric Corporation	energy market violation	2003	FERC	$15,500,000
El Paso Electric	environmental violation	2015	EPA	$3,800,000
JP Morgan Chase	environmental violation	2011	TX-ENV	$6,555
Washington Mutual Bank, F. A.	environmental violation	2005	CA-SCAQMD	$23,264
JP Morgan Chase Bank, N.A.	environmental violation	2017	EPA	$230,392
JP Morgan Chase Bank, NA	export control violation	2010	BIS	$19,125