Violation Tracker Parent Company Summary

Parent Company Name: 
JPMorgan Chase
Ownership Structure: 
publicly traded (ticker symbol JPM)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$34,478,944,885
Number of records: 
134
Top 10 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,450,500,0005
mortgage abuses$5,362,675,0005
investor protection violation$4,548,103,03119
banking violation$4,012,350,34113
anti-money-laundering deficiencies$2,161,000,0002
consumer protection violation$891,925,00013
False Claims Act and related$614,000,0001
foreign exchange market manipulation$550,000,0001
securities issuance or trading violation$467,324,2109
energy market manipulation$410,000,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Banc One Investment Advisors Corporation; BANK ONE; BEAR STEARNS; BEAR STEARNS COS; Chase Bank; CHASE BANK USA NA AND JPMORGAN CHASE BANK NA; Chase Bank USA, N.A.; First USA; J.P. Morgan Chase Retirement Plan; JP MORGAN CHASE AND AND FORUM TEMPORARY SVC; JP MORGAN CHASE BANK NA; JP MORGAN FUTURES; JP MORGAN INVESTMENT MGT; JP MORGAN SECURITIES AND JPMORGAN CHASE BANK NA; JP MORGAN VENTURES ENERGY; JPMORGAN AND; JPMORGAN CHASE; JPMORGAN CHASE AND AND EMC MORTGAGE; JPMORGAN SECURITIES; Providian F [...]

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Typesort icon Year Agency Penalty Amount
JPMorgan & Co. accounting fraud or deficiencies 2013 SEC $200,000,000
JPMorgan Chase Bank accounting fraud or deficiencies 2012 CFTC $20,000,000
J.P. Morgan Chase & Co. accounting fraud or deficiencies 2003 SEC $135,000,000
J.P. Morgan Chase Bank, N.A. anti-money-laundering deficiencies 2014 FINCEN $461,000,000
JPMorgan Chase Bank anti-money-laundering deficiencies 2014 USAO $1,700,000,000
JPMorgan Chase Bank, National Association banking violation 2016 OCC $48,000,000
JPMorgan Chase Bank, National Association banking violation 2015 OCC $30,000,000
JPMorgan Chase Bank, National Association banking violation 2014 OCC $350,000,000
JPMorgan Chase Bank, National Association banking violation 2014 OCC $350,000,000
JPMorgan Chase Bank, National Association banking violation 2013 OCC $60,000,000
JPMorgan Chase Bank, National Association banking violation 2013 OCC $300,000,000
JPMorgan Chase banking violation 2013 OCC $1,958,450,341
JPMorgan Chase Bank, National Association banking violation 2011 OCC $35,000,000
JPMorgan Chase Bank, National Association banking violation 2011 OCC $2,000,000
JPMORGAN CHASE & CO. banking violation 2015 FED $342,000,000
JPMORGAN CHASE & CO. banking violation 2013 FED $200,000,000
JPMorgan Chase & Co., and EMC Mortgage Corporation banking violation 2012 FED $275,000,000
JPMorgan Chase & Co. banking violation 2016 FED $61,900,000
JPMorgan Chase Bank N.A. bankruptcy professional violation 2015 DOJ_UTP $50,000,000
J.P. Morgan Chase Retirement Plan benefit plan administrator violation 2010 private lawsuit-federal $604,957
Washington Mutual Inc. benefit plan administrator violation 2010 private lawsuit-federal $49,000,000
Washington Mutual Pension Plan benefit plan administrator violation 2010 private lawsuit-federal $20,000,000
JPMorgan Chase Bank, N.A. benefit plan administrator violation 2012 private lawsuit-federal $150,000,000
Bear Stearns Companies, Inc. benefit plan administrator violation 2012 private lawsuit-federal $10,000,000
Providian Financial Corp. benefit plan administrator violation 2003 private lawsuit-federal $8,600,000
JPMorgan Chase consumer protection violation 2015 CFPB $186,000,000
JPMorgan Chase consumer protection violation 2015 CFPB $900,000
Chase Bank USA, N.A. and JPMorgan Chase Bank, N.A. consumer protection violation 2013 CFPB $329,000,000
JPMorgan Chase Bank, N.A. consumer protection violation 2017 CFPB $4,600,000
Chase Bank consumer protection violation 2006 MULTI-AG $3,850,000
Chase Bank USA N.A. consumer protection violation 2015 MULTI-AG (*) $106,000,000
Chase Bank USA, N.A. consumer protection violation 2009 NY-AG $4,400,000
First USA consumer protection violation 2002 MULTI-AG $1,300,000
JP Morgan Chase consumer protection violation 2014 HI-AG $2,825,000
JPMorgan Chase consumer protection violation 2015 CA-AG $50,000,000
JPMorgan Chase & Co. consumer protection violation 2013 WV-AG $1,950,000
Providian Financial Corp. consumer protection violation 2000 CA-AG $305,500,000
Providian Financial Corp. consumer protection violation 2000 CT-AG $1,600,000
JPMorgan Chase data submission deficiencies 2016 CFTC $225,000
JPMorgan Chase Bank data submission deficiencies 2015 CFTC $100,000,000
JPMorgan Securities data submission deficiencies 2014 CFTC $650,000
J.P. Morgan Futures, Inc. data submission deficiencies 2009 CFTC $300,000
Williams Power Company Inc. data submission deficiencies 2006 DOJ_CRIMINAL $50,000,000
JPMorgan Chase discriminatory practices 2017 USAO $53,000,000
JPMorgan Chase Bank economic sanction violation 2011 OFAC $88,300,000
Bank One economic sanction violation 2004 OFAC $5,500
Bank One economic sanction violation 2004 OFAC $6,682
JP Morgan Chase economic sanction violation 2004 OFAC $26,980
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $17,303
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $73,281
JP Morgan Chase Bank economic sanction violation 2004 OFAC $9,748
JP Morgan Chase Bank economic sanction violation 2004 OFAC $18,094
JPMorgan Chase Bank, N.A. economic sanction violation 2018 OFAC $5,263,171
JPMorgan Chase employment discrimination 2014 EEOC $1,450,000
JPMorgan Chase & Co. employment discrimination 2006 EEOC $2,200,000
JPMorgan Chase employment discrimination 2018 private lawsuit-federal $24,000,000
JP Morgan Ventures Energy Corporation energy market manipulation 2013 FERC $410,000,000
JP Morgan Chase Bank, N.A. environmental violation 2017 EPA $230,392
JP Morgan Chase Bank, NA export control violation 2010 BIS $19,125
JPMorgan Chase False Claims Act and related 2014 DOJ_CIVIL $614,000,000
J P Morgan Chase Family and Medical Leave Act 2007 WHD $5,008
J.P. Morgan Securities LLC financial institution supervision failures 2017 CFTC $900,000
JPMorgan Chase & Co. Foreign Corrupt Practices Act 2016 SEC $130,000,000
JPMorgan Chase & Co. foreign exchange market manipulation 2015 DOJ_CRIMINAL $550,000,000
JPMorgan Chase Bank interest rate benchmark manipulation 2014 CFTC $310,000,000
JPMorgan Chase Bank, N.A. interest rate benchmark manipulation 2018 CFTC $65,000,000
J.P. Morgan Securities LLC investor protection violation 2016 SEC $4,000,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. investor protection violation 2015 SEC $267,000,000
J.P. Morgan Securities investor protection violation 2014 SEC $54,000
Bear, Stearns & Co., Inc. investor protection violation 2006 SEC $1,500,000
J.P. Morgan Securities, Inc. investor protection violation 2006 SEC $1,500,000
Bear, Stearns & Co. Inc. investor protection violation 2003 SEC $80,000,000
J.P. Morgan Securities Inc. investor protection violation 2003 SEC $80,000,000
JPMorgan Chase & Co. investor protection violation 2008 SEC $1,998,143
J.P. Morgan Securities Inc. investor protection violation 2005 SEC $700,000
JPMorgan Chase Bank N.A. investor protection violation 2018 SEC $135,100,000
Bear Stearns investor protection violation 2012 MI-AG $275,000,000
Bear Stearns & Co. LLC investor protection violation 2002 MULTI-AG (*) $80,000,000
J.P. Morgan Chase & Co. investor protection violation 2002 MULTI-AG (*) $80,000,000
J.P. Morgan Securities investor protection violation 2014 DE-AG $51,400
J.P. Morgan Securities LLC investor protection violation 2010 FL-AG $25,000,000
J.P. Morgan Securities, LLC investor protection violation 2014 NJ-AG $50,460
JP Morgan Chase & Co. investor protection violation 2008 MULTI-AG $3,525,000,000
JPMorgan Chase investor protection violation 2015 MULTI-AG $150,000,000
JPMorgan Chase & Co. investor protection violation 2010 NJ-AG $1,149,028
J.P. Morgan Securities Inc. kickbacks and bribery 2009 SEC $75,000,000
JPMorgan Securities kickbacks and bribery 2016 DOJ_CRIMINAL $72,000,000
J.P. Morgan Chase & Co. and Forum Temporary Services labor relations violation 2006 NLRB $60,760
JPMorgan Chase & Co. mortgage abuses 2012 DOJ_CIVIL $5,333,600,000
Bear Stearns Companies, LLC mortgage abuses 2008 FTC $28,000,000
JP Morgan Chase mortgage abuses 2015 MA-AG $675,000
JPMorgan Chase mortgage abuses 2012 MULTI-AG (*) $1,121,188,661
JPMorgan Chase Bank mortgage abuses 2015 MD-AG $400,000
JPMorgan Chase & Co. price-fixing or anti-competitive practices 2011 DOJ_ANTITRUST $228,000,000
JPMorgan Chase price-fixing or anti-competitive practices 2011 MULTI-AG (*) $75,000,000
JPMorgan Chase and Co. price-fixing or anti-competitive practices 2014 WV-AG $400,000
JPMorgan Chase securities issuance or trading violation 2013 CFTC $100,000,000
JPMorgan Chase Bank securities issuance or trading violation 2012 CFTC $600,000
J.P. Morgan Securities LLC securities issuance or trading violation 2012 CFTC $140,000
J.P. Morgan Investment Management Inc. securities issuance or trading violation 2015 SEC $1,084,210
J.P. Morgan Securities LLC securities issuance or trading violation 2015 SEC $500,000
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