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Violation Tracker Current Parent Company Summary

Current Parent Company Name: JPMorgan Chase
Ownership Structure: publicly traded (ticker symbol NYSE: JPM)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000: $39,340,688,209
Number of records: 275
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$26,659,159,167117
consumer-protection-related offenses$8,619,119,17863
competition-related offenses$2,480,674,79128
government-contracting-related offenses$614,000,0001
employment-related offenses$522,448,56250
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,459,785,7147
investor protection violation$6,252,302,35380
mortgage abuses$5,362,675,0005
banking violation$4,262,350,34114
consumer protection violation$3,194,397,42842
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgency sort iconPenalty Amount
Bear Stearns & Co. LLCinvestor protection violation2002MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
Chase Bankconsumer protection violation2006MULTI-AG$3,850,000
Chase Bank USA N.A.consumer protection violation2015MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000
First USAconsumer protection violation2002MULTI-AG$1,300,000
J.P. Morgan Chase & Co.investor protection violation2002MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
JP Morgan Chase & Co.investor protection violation2008MULTI-AG$3,525,000,000
JPMorgan Chaseinvestor protection violation2015MULTI-AG$150,000,000
JPMorgan Chasemortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661
JPMorgan Chaseprice-fixing or anti-competitive practices2011MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000
JPMorgan Chasetoxic securities abuses2013MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000
Chase Bankwage and hour violation2010MI-LEO$15,000
Bear Stearnsinvestor protection violation2012MI-AG$275,000,000
JPMorgan Chase Bank, N.A.investor protection violation2017MD-SEC$100,000
JPMorgan Chase Bankmortgage abuses2015MD-AG$400,000
JP Morgan Chasemortgage abuses2015MA-AG$675,000
J.P. Morgan Securities LLCinvestor protection violation2020KY-FIN$325,000
JPMorgan Chase & Co.investor protection violation2016IN-SEC$905,000
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLCinvestor protection violation2016IN-SEC$950,000
Bear, Stearns & Co., Inc.investor protection violation2005IL-SEC$10,000
JPMorgan Chase Bankdiscriminatory practices (non-employment)2021HUD$50,000
JP Morgan Chaseconsumer protection violation2014HI-AG$2,825,000
Bear Stearns Companies, LLCmortgage abuses2008FTC$28,000,000
J.P. Morgan Securities LLCinvestor protection violation2010FL-AG$25,000,000
J.P. Morgan Securities LLCinvestor protection violation2019FINRA$280,000
J.P. Morgan Securities LLCinvestor protection violation2019FINRA$1,100,000
J.P. Morgan Securitiesinvestor protection violation2017FINRA$2,800,000
J.P. Morgan Securities, LLCinvestor protection violation2017FINRA$1,250,000
J.P. Morgan Securities LLCinvestor protection violation2017FINRA$800,000
JP Morgan Securities LLCinvestor protection violation2014FINRA$5,000,000
JP Morganinvestor protection violation2012FINRA$623,376
Chase Investment Services Corporationinvestor protection violation2011FINRA$3,600,000
Chase Investment Services Corp.investor protection violation2009FINRA$250,000
Chase Investment Services Corp.investor protection violation2009FINRA$32,500
Banc One Securities Corporationinvestor protection violation2008FINRA$225,000
Bear, Stearns & Co., Inc.investor protection violation2008FINRA$150,000
J.P. Morgan Securities, Inc.investor protection violation2007FINRA$500,000
Chase Investment Services Corporationinvestor protection violation2006FINRA$500,000
Chase Investment Servicesinvestor protection violation2005FINRA$290,262
J.P. Morgan Securities, Inc.investor protection violation2005FINRA$160,000
Chase Investment Services Corp.investor protection violation2005FINRA$60,000
J.P. Morgan Securities, Inc.investor protection violation2005FINRA$150,000
Chase Investment Servicesinvestor protection violation2005FINRA$2,000,000
Banc One Securities Corporationinvestor protection violation2005FINRA$400,000
Chase Investment Services Corp.investor protection violation2004FINRA$250,000
Bear, Stearns & Co. Inc.investor protection violation2004FINRA$4,950,000
Bear, Stearns & Co. Inc.investor protection violation2004FINRA$280,469
J.P. Morgan Securities, Inc.investor protection violation2003FINRA$6,000,000
J.P. Morgan Securities, Inc.investor protection violation2001FINRA$10,000
Chase Securities, Inc.investor protection violation2001FINRA$10,000
J. P. Morgan Securities Inc.investor protection violation2000FINRA$200,000
J.P. Morgan Chase Bank, N.A.anti-money-laundering deficiencies2014FINCEN$461,000,000
JP Morgan Ventures Energy Corporationprice-fixing or anti-competitive practices2013FERC$410,000,000
El Paso Electric Corporationenergy market violation2003FERC$15,500,000
JPMORGAN CHASE & CO.banking violation2015FED$342,000,000
JPMORGAN CHASE & CO.banking violation2013FED$200,000,000
JPMorgan Chase & Co., and EMC Mortgage Corporationbanking violation2012FED$275,000,000
JPMorgan Chase & Co.banking violation2016FED$61,900,000
El Paso Electricenvironmental violation2015EPA$3,800,000
JP Morgan Chase Bank, N.A.environmental violation2017EPA$230,392
JPMorgan Chaseemployment discrimination2014EEOC$1,450,000
JPMorgan Chase & Co.employment discrimination2006EEOC$2,200,000
JPMorgan Chase Bank N.A.bankruptcy professional violation2015DOJ_UTP$50,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2015DOJ_CRIMINAL$550,000,000
Williams Power Company Inc.data submission deficiencies2006DOJ_CRIMINAL$50,000,000
JPMorgan SecuritiesForeign Corrupt Practices Act2016DOJ_CRIMINAL$72,000,000
JPMorgan Chase & Co.fraud2020DOJ_CRIMINAL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000
JPMorgan ChaseFalse Claims Act and related2014DOJ_CIVIL$614,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2011DOJ_ANTITRUST$228,000,000
JPMorgan Chasetoxic securities abuses2013DOJ$13,000,000,000
JPMorgan Chase & Co.mortgage abuses2012DOJ$5,333,600,000
J.P. Morgan Securitiesinvestor protection violation2014DE-AG$51,400
J.P. Morgan Securities LLCinvestor protection violation2018DC-DISB$5,000
J.P. Morgan Securities LLCinvestor protection violation2014CT-SEC$53,800
Providian Financial Corp.consumer protection violation2000CT-AG$1,600,000
JPMorgan Chase Bank, National Associationwage and hour violation2022CO-LAE$5,838
JPMorgan Chasedata submission deficiencies2016CFTC$225,000
JPMorgan Chase Bankdata submission deficiencies2015CFTC$100,000,000
JPMorgan Chase Bankprice-fixing or anti-competitive practices2014CFTC$310,000,000
JPMorgan Securitiesdata submission deficiencies2014CFTC$650,000
JPMorgan Chaseinvestor protection violation2013CFTC$100,000,000
JPMorgan Chase Bankinvestor protection violation2012CFTC$600,000
JPMorgan Chase Bankaccounting fraud or deficiencies2012CFTC$20,000,000
J.P. Morgan Securities LLCinvestor protection violation2012CFTC$140,000
J.P. Morgan Futures, Inc.data submission deficiencies2009CFTC$300,000
J.P. Morgan Securities LLCinvestor protection violation2017CFTC$900,000
JPMorgan Chase Bank, N.A.price-fixing or anti-competitive practices2018CFTC$65,000,000
JPMorgan Chase & Companyinvestor protection violation2020CFTC$920,200,000
JPMorgan Chase Bank, N.A.investor protection violation2021CFTC$75,000,000
JPMorgan Chase Bank, N.A.investor protection violation2022CFTC$850,000
JPMorgan Chase Bank, N.A.investor protection violation2023CFTC$15,000,000
JPMorgan Chaseconsumer protection violation2015CFPB$186,000,000
Affinion Group Holdings, Inc.consumer protection violation2015CFPB$8,700,000
JPMorgan Chaseconsumer protection violation2015CFPB$900,000
Chase Bank USA, N.A. and JPMorgan Chase Bank, N.A.consumer protection violation2013CFPB$329,000,000
JPMorgan Chase Bank, N.A.consumer protection violation2017CFPB$4,600,000
Washington Mutual Bank, F. A.environmental violation2005CA-SCAQMD$23,264
JPMorgan Chase Bankwage and hour violation2013CA-LCO$9,111
JP Morgan Chase Bank, NAemployment discrimination2019CA-CRD$60,000
JP Morgan Chase Bank N.Aemployment discrimination2022CA-CRD$16,698
J.P. Morgan Chase & Co.toxic securities abuses2013CA-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $298,973,000
JPMorgan Chaseconsumer protection violation2015CA-AG$50,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.