Violation Tracker Parent Company Summary

Parent Company Name: 
JPMorgan Chase
Ownership Structure: 
publicly traded (ticker symbol JPM)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$34,517,828,993
Number of records: 
151
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$30,533,595,69981
competition-related offenses$1,840,419,12511
consumer-protection-related offenses$944,936,75015
government-contracting-related offenses$614,000,0001
employment-related offenses$433,472,02737
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,450,500,0005
mortgage abuses$5,362,675,0005
investor protection violation$5,023,349,59942
banking violation$4,012,350,34113
anti-money-laundering deficiencies$2,161,000,0002
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Banc One Investment Advisors Corporation; BANK ONE; BEAR STEARNS; BEAR STEARNS COS; Chase Bank; CHASE BANK USA NA AND JPMORGAN CHASE BANK NA; Chase Bank USA, N.A.; First USA; J.P. Morgan Chase Retirement Plan; JP MORGAN CHASE AND AND FORUM TEMPORARY SVC; JP MORGAN CHASE BANK NA; JP MORGAN FUTURES; JP MORGAN INVESTMENT MGT; JP MORGAN SECURITIES AND JPMORGAN CHASE BANK NA; JP MORGAN VENTURES ENERGY; JPMORGAN AND; JPMORGAN CHASE; JPMORGAN CHASE AND AND EMC MORTGAGE; JPMorgan Chase Bank, N.A. and J. [...]

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Yearsort icon Agency Penalty Amount
JPMorgan Chase and Co. price-fixing or anti-competitive practices 2014 WV-AG $400,000
J.P. Morgan Securities, LLC investor protection violation 2014 AK-DBS $51,120
J.P. Morgan Securities LLC investor protection violation 2014 CT-SEC $53,800
J.P. Morgan Securities investor protection violation 2014 MULTI-FIN $2,800,000
JPMorgan Chase consumer protection violation 2015 CFPB $186,000,000
JPMorgan Chase consumer protection violation 2015 CFPB $900,000
JPMorgan Chase Bank, National Association banking violation 2015 OCC $30,000,000
JPMORGAN CHASE & CO. banking violation 2015 FED $342,000,000
JPMorgan Chase Bank N.A. bankruptcy professional violation 2015 DOJ_UTP $50,000,000
JPMorgan Chase & Co. foreign exchange market manipulation 2015 DOJ_CRIMINAL $550,000,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. investor protection violation 2015 SEC $267,000,000
JPMorgan Chase Bank data submission deficiencies 2015 CFTC $100,000,000
J.P. Morgan Investment Management Inc. investor protection violation 2015 SEC $1,084,210
J.P. Morgan Securities LLC investor protection violation 2015 SEC $500,000
JPMorgan Chase wage and hour violation 2015 private lawsuit-federal $12,000,000
JPMorgan Chase wage and hour violation 2015 private lawsuit-federal $2,400,000
Chase Bank USA N.A. consumer protection violation 2015 MULTI-AG (*) $106,000,000
JP Morgan Chase mortgage abuses 2015 MA-AG $675,000
JPMorgan Chase investor protection violation 2015 MULTI-AG $150,000,000
JPMorgan Chase consumer protection violation 2015 CA-AG $50,000,000
JPMorgan Chase Bank mortgage abuses 2015 MD-AG $400,000
JPMorgan Chase Bank, National Association banking violation 2016 OCC $48,000,000
J.P. Morgan Securities LLC investor protection violation 2016 SEC $4,000,000
JPMorgan Chase data submission deficiencies 2016 CFTC $225,000
JPMorgan Chase & Co. banking violation 2016 FED $61,900,000
JPMorgan Securities kickbacks and bribery 2016 DOJ_CRIMINAL $72,000,000
JPMorgan Chase & Co. Foreign Corrupt Practices Act 2016 SEC $130,000,000
JP Morgan Chase Bank workplace whistleblower retaliation 2016 OSHA $203,323
JPMorgan Chase wage and hour violation 2016 private lawsuit-federal $950,000
JPMorgan Chase & Co. investor protection violation 2016 IN-SEC $905,000
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC investor protection violation 2016 IN-SEC $950,000
J.P. Morgan Securities LLC investor protection violation 2017 CFTC $900,000
JPMorgan Chase discriminatory practices (non-employment) 2017 USAO $53,000,000
JPMorgan Chase Bank, N.A. consumer protection violation 2017 CFPB $4,600,000
JPMorgan Chase wage and hour violation 2017 private lawsuit-federal $16,666,667
JPMorgan Chase wage and hour violation 2017 private lawsuit-federal $5,707,279
JPMorgan Chase Bank, N.A. investor protection violation 2017 MD-SEC $100,000
JP Morgan Chase Bank, N.A. environmental violation 2017 EPA $230,392
JPMorgan Chase wage and hour violation 2018 private lawsuit-federal $3,000,000
JPMorgan Chase wage and hour violation 2018 private lawsuit-federal $8,333,333
JPMorgan Chase Bank, N.A. interest rate benchmark manipulation 2018 CFTC $65,000,000
JPMorgan Chase Bank, N.A. economic sanction violation 2018 OFAC $5,263,171
JPMorgan Chase employment discrimination 2018 private lawsuit-federal $24,000,000
JPMorgan Chase Bank N.A. investor protection violation 2018 SEC $135,100,000
J.P. Morgan Securities LLC investor protection violation 2018 DC-DISB $5,000
J P Morgan Securities LLC insurance violation 2018 NY-DFS $11,750
JP Morgan Chase Bank N.A. wage and hour violation 2019 WHD $38,336
JPMorgan Chase Bank, N.A. employment discrimination 2019 private lawsuit-federal $5,000,000
JPMorgan Chase Bank, National Association wage and hour violation 2019 private lawsuit-federal $1,850,000
J.P. Morgan Securities LLC investor protection violation 2020 SEC $1,822,438
J.P. Morgan Securities LLC investor protection violation 2020 KY-FIN $325,000
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