Violation Tracker Parent Company Summary

Parent Company Name: 
JPMorgan Chase
Ownership Structure: 
publicly traded (ticker symbol JPM)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$34,530,243,993
Number of records: 
154
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$30,533,595,69981
competition-related offenses$1,840,419,12511
consumer-protection-related offenses$953,601,75017
government-contracting-related offenses$614,000,0001
employment-related offenses$437,222,02738
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,450,500,0005
mortgage abuses$5,362,675,0005
investor protection violation$5,023,349,59942
banking violation$4,012,350,34113
anti-money-laundering deficiencies$2,161,000,0002
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Banc One Investment Advisors Corporation; BANK ONE; Bank One, KY, N.A.; BEAR STEARNS; BEAR STEARNS COS; Chase Bank; CHASE BANK USA NA AND JPMORGAN CHASE BANK NA; Chase Bank USA, N.A.; First USA; J.P. Morgan Chase Retirement Plan; JP MORGAN CHASE AND AND FORUM TEMPORARY SVC; JP MORGAN CHASE BANK NA; JP MORGAN FUTURES; JP MORGAN INVESTMENT MGT; JP MORGAN SECURITIES AND JPMORGAN CHASE BANK NA; JP MORGAN VENTURES ENERGY; JPMORGAN AND; JPMORGAN CHASE; JPMORGAN CHASE AND AND EMC MORTGAGE; JPMorgan Cha [...]

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
J.P. Morgan Securities, Inc. investor protection violation 2006 SEC $1,500,000
JPMorgan Chase employment discrimination 2014 EEOC $1,450,000
First USA consumer protection violation 2002 MULTI-AG $1,300,000
JPMorgan Chase wage and hour violation 2012 private lawsuit-federal $1,195,000
JPMorgan Chase & Co. investor protection violation 2010 NJ-AG $1,149,028
J.P. Morgan Investment Management Inc. investor protection violation 2015 SEC $1,084,210
JPMorgan Chase wage and hour violation 2016 private lawsuit-federal $950,000
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC investor protection violation 2016 IN-SEC $950,000
JPMorgan Chase & Co. investor protection violation 2016 IN-SEC $905,000
JPMorgan Chase consumer protection violation 2015 CFPB $900,000
J.P. Morgan Securities LLC investor protection violation 2017 CFTC $900,000
JPMorgan Chase wage and hour violation 2013 private lawsuit-federal $770,000
J.P. Morgan Securities Inc. investor protection violation 2005 SEC $700,000
Bear Stearns wage and hour violation 2010 private lawsuit-federal $675,000
JP Morgan Chase mortgage abuses 2015 MA-AG $675,000
JPMorgan Securities data submission deficiencies 2014 CFTC $650,000
J.P. Morgan Chase Retirement Plan benefit plan administrator violation 2010 private lawsuit-federal $604,957
JPMorgan Chase Bank investor protection violation 2012 CFTC $600,000
J.P. Morgan Securities LLC investor protection violation 2015 SEC $500,000
Washington Mutual Bank wage and hour violation 2011 private lawsuit-federal $463,000
Washington Mutual, Inc. wage and hour violation 2005 WHD $404,982
JPMorgan Chase and Co. price-fixing or anti-competitive practices 2014 WV-AG $400,000
JPMorgan Chase Bank mortgage abuses 2015 MD-AG $400,000
Bear Stearns Companies Inc. wage and hour violation 2003 WHD $358,974
J.P. Morgan Securities LLC investor protection violation 2020 KY-FIN $325,000
J.P. Morgan Futures, Inc. data submission deficiencies 2009 CFTC $300,000
JP Morgan Chase Bank, N.A. environmental violation 2017 EPA $230,392
JPMorgan Chase data submission deficiencies 2016 CFTC $225,000
JP Morgan Chase Bank workplace whistleblower retaliation 2016 OSHA $203,323
J.P. Morgan Securities LLC investor protection violation 2012 CFTC $140,000
JPMorgan Chase Bank, N.A. investor protection violation 2017 MD-SEC $100,000
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $73,281
J.P. Morgan Chase & Co. and Forum Temporary Services labor relations violation 2006 NLRB $60,760
J.P. Morgan Securities investor protection violation 2014 SEC $54,000
J.P. Morgan Securities LLC investor protection violation 2014 CT-SEC $53,800
J.P. Morgan Securities investor protection violation 2014 DE-AG $51,400
J.P. Morgan Securities, LLC investor protection violation 2014 AK-DBS $51,120
J.P. Morgan Securities, LLC investor protection violation 2014 NJ-AG $50,460
JP Morgan Chase Bank N.A. wage and hour violation 2019 WHD $38,336
JP Morgan Chase economic sanction violation 2004 OFAC $26,980
JPMorgan Chase Bank wage and hour violation 2004 WHD $19,373
JP Morgan Chase Bank, NA export control violation 2010 BIS $19,125
JP Morgan Chase Bank economic sanction violation 2004 OFAC $18,094
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $17,303
J P Morgan Securities LLC insurance violation 2018 NY-DFS $11,750
Bear, Stearns & Co., Inc. investor protection violation 2005 IL-SEC $10,000
JP Morgan Chase Bank economic sanction violation 2004 OFAC $9,748
JPMorgan Chase Bank, N.A. wage and hour violation 2008 WHD $9,622
JPMorgan Chase Bank, NA wage and hour violation 2009 WHD $6,996
J P Morgan Chase Bank wage and hour violation 2005 WHD $6,688
Bank One economic sanction violation 2004 OFAC $6,682
Bank One economic sanction violation 2004 OFAC $5,500
J P Morgan Chase Family and Medical Leave Act 2007 WHD $5,008
J.P. Morgan Securities LLC investor protection violation 2018 DC-DISB $5,000
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