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Violation Tracker Current Parent Company Summary
Current Parent Company Name: KeyCorp
Ownership Structure: publicly traded (ticker symbol KEY)
Headquartered in: Ohio
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000: $20,018,082
Number of records: 18
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| employment-related offenses | $16,276,692 | 7 |
| financial offenses | $3,679,890 | 9 |
| consumer-protection-related offenses | $33,500 | 1 |
| safety-related offenses | $28,000 | 1 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| wage and hour violation | $16,266,691 | 6 |
| banking violation | $2,042,755 | 4 |
| investor protection violation | $1,262,135 | 3 |
| economic sanction violation | $200,000 | 1 |
| accounting fraud or deficiencies | $175,000 | 1 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency | Penalty Amount  |
| KeyCorp | wage and hour violation | 2012 | private lawsuit-federal | $6,250,000 |
| KeyBank | wage and hour violation | 2013 | private lawsuit-federal | $4,900,000 |
| KeyBank | wage and hour violation | 2014 | private lawsuit-federal | $3,500,000 |
| First Niagara Bank, National Association | banking violation | 2016 | OCC | $2,000,000 |
| Champion Mortgage and KeyBank | wage and hour violation | 2009 | private lawsuit-federal | $1,200,000 |
| Keybanc Capital Markets Inc. | investor protection violation | 2016 | SEC | $440,000 |
| KeyBanc Capital Markets, Inc. | investor protection violation | 2009 | FINRA | $425,000 |
| First Niagara Financial Group | wage and hour violation | 2013 | private lawsuit-federal | $404,000 |
| KeyBanc Capital Markets Inc. | investor protection violation | 2023 | SEC | $397,135 |
| Key Bank National Association | economic sanction violation | 2008 | OFAC | $200,000 |
| KeyBanc Capital Markets Inc. | accounting fraud or deficiencies | 2016 | SEC | $175,000 |
| First Niagara Bank | consumer protection violation | 2003 | NY-AG | $33,500 |
| KEYBANK NATIONAL ASSOCIATION | workplace safety or health violation | 2004 | OSHA | $28,000 |
| Keybank National Association | banking violation | 2007 | OCC | $27,750 |
| Key Bank National Association | wage and hour violation | 2008 | WHD | $12,691 |
| FIRST NIAGARA FINANCIAL GROUP, INC. | benefit plan administrator violation | 2011 | EBSA | $10,001 |
| First Niagara Bank, National Association | banking violation | 2011 | OCC | $10,000 |
| Keybank National Association | banking violation | 2015 | OCC | $5,005 |
