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Violation Tracker Current Parent Company Summary
Current Parent Company Name: Marsh & McLennan
Ownership Structure: publicly traded (ticker symbol NYSE: MMC)
Headquartered in: New York
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2000: $1,893,813,388
Number of records: 34
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| competition-related offenses | $957,481,951 | 5 |
| financial offenses | $900,096,341 | 4 |
| employment-related offenses | $35,049,474 | 2 |
| consumer-protection-related offenses | $1,185,622 | 23 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| price-fixing or anti-competitive practices | $926,000,000 | 3 |
| accounting fraud or deficiencies | $500,000,000 | 1 |
| investor protection violation | $400,000,000 | 1 |
| benefit plan administrator violation | $35,000,000 | 1 |
| Foreign Corrupt Practices Act | $29,081,951 | 1 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency  | Penalty Amount |
| Marsh & McLennan Companies, Inc. | benefit plan administrator violation | 2010 | private lawsuit-federal | $35,000,000 |
| Marsh & McLennan Companies Inc. | price-fixing or anti-competitive practices | 2009 | private lawsuit-federal | $69,000,000 |
| Mercer | accounting fraud or deficiencies | 2010 | AK-AG | $500,000,000 |
| Seabury & Smith, Inc. | insurance violation | 2006 | AK-INS | $6,530 |
| Seabury & Smith, Inc. | insurance violation | 2009 | AK-INS | $39,378 |
| Marsh USA Inc. | insurance violation | 2015 | AK-INS | $25,000 |
| Marsh & McLennan Agency LLC | insurance violation | 2016 | AK-INS | $10,000 |
| Marsh & McLennan Agency LLC | insurance violation | 2019 | AK-INS | $20,000 |
| Marsh USA Inc. | insurance violation | 2019 | AK-INS | $30,000 |
| Marsh USA Inc. | insurance violation | 2023 | AK-INS | $55,000 |
| Marsh & McLennan Agency LLC | insurance violation | 2023 | AK-INS | $20,000 |
| Marsh & McLennan Companies, Inc. | kickbacks and bribery | 2009 | CT-AG | $2,400,000 |
| Jardine Lloyd Thompson Group Holdings Ltd. | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $29,081,951 |
| Marsh USA Inc. | insurance violation | 2009 | MN-FIN | $325,000 |
| Marsh & McLennan Companies, Inc. | price-fixing or anti-competitive practices | 2005 | MULTI-AG | $850,000,000 |
| Marsh and McLennan | investor protection violation | 2009 | MULTI-AG | $400,000,000 |
| Marsh and McLennan | price-fixing or anti-competitive practices | 2009 | MULTI-AG | $7,000,000 |
| Marsh & McLennan Agency, LLC | insurance violation | 2014 | NJ-DBI | $15,000 |
| Marsh & McLennan Agency LLC | insurance violation | 2015 | NJ-DBI | $50,000 |
| Marsh USA Inc | insurance violation | 2018 | NY-DFS | $12,950 |
| Marsh USA Inc. | insurance violation | 2023 | NY-DFS | $123,100 |
| Seabury & Smith Inc. | economic sanction violation | 2005 | OFAC | $46,341 |
| Guy Carpenter & Company, Inc | economic sanction violation | 2003 | OFAC | $50,000 |
| Marsh USA, Inc. | insurance violation | 2005 | OR-FIN | $75,000 |
| Seabury & Smith Inc. | insurance violation | 2007 | PA-INS | $25,000 |
| Marsh USA Inc. | insurance violation | 2008 | PA-INS | $50,000 |
| Marsh USA Inc. | insurance violation | 2011 | TX-INS | $121,189 |
| Marsh USA, Inc. | insurance violation | 2016 | TX-INS | $6,500 |
| Marsh & McLennan Agency LLC | insurance violation | 2017 | TX-INS | $6,825 |
| Marsh & McLennan Agency LLC | insurance violation | 2018 | TX-INS | $7,600 |
| Marsh & McLennan Agency LLC | insurance violation | 2020 | TX-INS | $6,350 |
| Marsh USA, Inc. | insurance violation | 2022 | TX-INS | $5,200 |
| MARSH USA, INC. | insurance violation | 2006 | VA-INS | $150,000 |
| Mercer HR Services, LLC | wage and hour violation | 2006 | WHD | $49,474 |
